RIA Intelligence

TOBIAS BROS. INC.

CRD #43771 SEC #801-63087 NEW YORK, NY 212-251-3200
SEC Registered
Total AUM
$79M
Discretionary
$79M
Employees
10
Clients
--
Accounts
8

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 10, 2010
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
STOLTZ, MARC HAROLDIFINOPNA
STOLTZ, MARC HAROLDIFINOPNA
STOLTZ, MARC HAROLDIFINOPNA
STOLTZ, MARC HAROLDIFINOPNA
STOLTZ, MARC HAROLDIFINOPNA
TOBIAS, SAMIGENERAL SECURITIES PRINCIPALNA
TOBIAS, SAMIGENERAL SECURITIES PRINCIPALNA
TOBIAS, SAMIGENERAL SECURITIES PRINCIPALNA
TOBIAS, SAMIGENERAL SECURITIES PRINCIPALNA
TOBIAS, SAMIGENERAL SECURITIES PRINCIPALNA
TOBIAS, SETHIPRESIDENT; SECRETARY; CHIEF COMPLIANCE OFFICER;TREASURER; SOLE SHAREHOLDER; GENERAL SECURITIES PRINCIPALE Control
TOBIAS, SETHIPRESIDENT; SECRETARY; TREASURER; SOLE SHAREHOLDER; GENERAL SECURITIES PRINCIPALE Control
TOBIAS, SETHIPRESIDENT; SECRETARY; TREASURER; SOLE SHAREHOLDER; GENERAL SECURITIES PRINCIPALE Control
TOBIAS, SETHIPRESIDENT; SECRETARY; CHIEF COMPLIANCE OFFICER;TREASURER; SOLE SHAREHOLDER; GENERAL SECURITIES PRINCIPALE Control
TOBIAS, SETHIPRESIDENT; SECRETARY; CHIEF COMPLIANCE OFFICER;TREASURER; SOLE SHAREHOLDER; GENERAL SECURITIES PRINCIPALE Control
TOBIAS, SAM, NWNIPRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICERD Control
TOBIAS, SAM, NWNIPRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICERD Control
TOBIAS, SPENCE, NMNISECRETARY; DIRECTORC Control
TOBIAS, SPENCE, NMNISECRETARY; DIRECTORC Control

Registrations

Federal

IA
May 10, 2010 REGISTERED

Notice Filings (9)

CA FL IL LA NJ NY PA TN VT

Address

623 FIFTH AVE., 25TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-251-3200