RIA Intelligence

CLARK SECURITIES, INC.

CRD #43803 SEC #801-61202 LOS ANGELES, CA 213-438-6334
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
251
Clients
0
Accounts
--

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 16, 2004
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BALLOU, KEVIN BRENDANIPRESIDENTNA Control
BALLOU, KEVIN BRENDANIPRESIDENTNA Control
BEAN, JAMES CHRISTOPHERIDIRECTORNA Control
BEAN, JAMES CHRISTOPHERIDIRECTORNA Control
BOVE, EDWARD JOSEPHICOMPLIANCE OFFICERNA Control
BOVE, EDWARD JOSEPHICOMPLIANCE OFFICERNA Control
CHOY, SYLVIA AICOMPLIANCE OFFICERNA Control
CHOY, SYLVIA AICOMPLIANCE OFFICERNA Control
FRY, JASON RANORISUPERVISORY PRINCIPALNA Control
FRY, JASON RANORISUPERVISORY PRINCIPALNA Control
HUERTA, CARLOS ALBERTOICOMPLIANCE OFFICERNA Control
HUERTA, CARLOS ALBERTOICOMPLIANCE OFFICERNA Control
IMES, BRENDA DOROTHYIVICE PRESIDENTNA Control
IMES, BRENDA DOROTHYIVICE PRESIDENTNA Control
PARKER, CHRISTOPHER LEEIVICE PRESIDENTNA Control
PARKER, CHRISTOPHER LEEIVICE PRESIDENTNA Control
PYRA, THOMAS MARIONICHAIRMAN OF THE BOARDNA Control
PYRA, THOMAS MARIONICHAIRMAN OF THE BOARDNA Control
RICHARDSON, R SCOTTIREGISTERED PRINCIPALNA Control
RICHARDSON, R SCOTTIREGISTERED PRINCIPALNA Control
RILEY, LINDA GRUBBISUPERVISORY PRINCIPALNA Control
RILEY, LINDA GRUBBISUPERVISORY PRINCIPALNA Control
THURBER, BOB MARRELLISUPERVISORY PRINCIPALNA Control
THURBER, BOB MARRELLISUPERVISORY PRINCIPALNA Control
VILLALTA, ELIZABETH ELLENICOMPLIANCE OFFICERNA Control
VILLALTA, ELIZABETH ELLENICOMPLIANCE OFFICERNA Control
CLARK CONSULTING, INC.DESHAREHOLDERE Control
CLARK, INC.DESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CLARK, INC.DECLARK CONSULTING, INC.E Control

Registrations

Federal

IA
Jan 16, 2004 REGISTERED

Notice Filings (6)

CA GA IL MD MN TX

Address

633 WEST 5TH STREET, 52ND FLOOR
LOS ANGELES, CA 90071
USA
Phone: 213-438-6334