MONY SECURITIES CORPORATION
CRD #4386 SEC #801-43088 NEW YORK, NY 800-736-0166
SEC Registered Broker-Dealer
Total AUM
$678.9M
Discretionary
$0
Employees
--
Clients
51
Accounts
3,490
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 19, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADIRENTE, CHRISTOPHER MATTHEW | I | DIRECTOR | NA | |
| ADIRENTE, CHRISTOPHER MATTHEW | I | DIRECTOR | NA | |
| ADIRENTE, CHRISTOPHER MATTHEW | I | DIRECTOR | NA | |
| ADIRENTE, CHRISTOPHER MATTHEW | I | DIRECTOR | NA | |
| BLITZ, HARVEY EUGENE | I | DIRECTOR | NA | Control |
| BLITZ, HARVEY EUGENE | I | DIRECTOR | NA | Control |
| BLITZ, HARVEY EUGENE | I | DIRECTOR | NA | Control |
| BLITZ, HARVEY EUGENE | I | DIRECTOR | NA | Control |
| CIANCI, JOSEPH | I | MANAGER - TRADING | NA | |
| CIANCI, JOSEPH | I | MANAGER - TRADING | NA | |
| CIANCI, JOSEPH | I | MANAGER - TRADING | NA | |
| COOLEY, JILL DIANE | I | CHIEF OPERATING OFFICER; DIRECTOR | NA | Control |
| COOLEY, JILL DIANE | I | CHIEF OPERATING OFFICER; DIRECTOR | NA | Control |
| COOLEY, JILL DIANE | I | CHIEF OPERATING OFFICER; DIRECTOR | NA | Control |
| COOLEY, JILL DIANE | I | CHIEF OPERATING OFFICER; DIRECTOR | NA | Control |
| DAMBRISI, PHILIP PAUL | I | PRESIDENT | NA | Control |
| DAMBRISI, PHILIP PAUL | I | PRESIDENT | NA | Control |
| DAMBRISI, PHILIP PAUL | I | PRESIDENT | NA | Control |
| DAMBRISI, PHILIP PAUL | I | PRESIDENT | NA | Control |
| DAMBRISI, PHILIP PAUL | I | PRESIDENT | NA | Control |
| DAMBRISI, PHILIP PAUL | I | PRESIDENT | NA | Control |
| DANE, EDWARD HAMBLETON | I | PRESIDENT; DIRECTOR | NA | Control |
| DANE, EDWARD HAMBLETON | I | PRESIDENT; DIRECTOR | NA | Control |
| DANE, EDWARD HAMBLETON | I | PRESIDENT; DIRECTOR | NA | Control |
| DANE, EDWARD HAMBLETON | I | PRESIDENT; DIRECTOR | NA | Control |
| DZIADZIO, RICHARD | I | DIRECTOR | NA | Control |
| DZIADZIO, RICHARD | I | DIRECTOR | NA | Control |
| DZIADZIO, RICHARD | I | DIRECTOR | NA | Control |
| DZIADZIO, RICHARD | I | DIRECTOR | NA | Control |
| EIRICH, TARA LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| GODOFSKY, MARK DAVID | I | FINANCIAL PRINCIPAL | NA | |
| GODOFSKY, MARK DAVID | I | FINANCIAL PRINCIPAL | NA | |
| GOULD, JAMES NELSON | I | VP - COMPLIANCE | NA | |
| GOULD, JAMES NELSON | I | VICE PRESIDENT | NA | |
| GOULD, JAMES NELSON | I | VICE PRESIDENT | NA | |
| GOULD, JAMES NELSON | I | VICE PRESIDENT-COMPLIANCE | NA | |
| GOULD, JAMES NELSON | I | VICE PRESIDENT-COMPLIANCE | NA | |
| HAMPTON, JERALD EUGENE | I | DIRECTOR | NA | Control |
| HAMPTON, JERALD EUGENE | I | DIRECTOR | NA | Control |
| HAMPTON, JERALD EUGENE | I | DIRECTOR | NA | Control |
| HARRISON, JEFFREY MARK | I | SVP | NA | |
| HARRISON, JEFFREY MARK | I | VICE PRESIDENT | NA | |
| HARRISON, JEFFREY MARK | I | VICE PRESIDENT | NA | |
| HARRISON, JEFFREY MARK | I | SENIOR VICE PRESIDENT | NA | |
| HARRISON, JEFFREY MARK | I | SENIOR VICE PRESIDENT | NA | |
| HARRISON, JEFFREY MARK | I | SVP | NA | |
| JENSEN, FRED STEVEN | I | AML COMPLIANCE OFFICER | NA | |
| JONES, ROBERT SEYMOUR JR | I | DIRECTOR | NA | Control |
| JONES, ROBERT SEYMOUR JR | I | CHAIRMAN OF THE BOARD; DIRECTOR | NA | Control |
| JONES, ROBERT SEYMOUR JR | I | DIRECTOR | NA | Control |
| JONES, ROBERT SEYMOUR JR | I | CHAIRMAN OF THE BOARD; DIRECTOR | NA | Control |
| LEONE, CHARLES PAUL | I | DIRECTOR | NA | Control |
| LEONE, CHARLES PAUL | I | DIRECTOR | NA | Control |
| LEONE, CHARLES PAUL | I | DIRECTOR | NA | Control |
| LEONE, CHARLES PAUL | I | DIRECTOR | NA | Control |
| LEONE, CHARLES PAUL | I | DIRECTOR | NA | Control |
| LEONE, CHARLES PAUL | I | DIRECTOR | NA | Control |
| LOONEY, TIMOTHY ANDREW | I | FINANCIAL PRINCIPAL | NA | |
| LOONEY, TIMOTHY ANDREW | I | FINANCIAL PRINCIPAL | NA | |
| LOONEY, TIMOTHY ANDREW | I | FINANCIAL PRINCIPAL | NA | |
| LOONEY, TIMOTHY ANDREW | I | FINANCIAL PRINCIPAL | NA | |
| LOONEY, TIMOTHY ANDREW | I | FINANCIAL PRINCIPAL | NA | |
| LOONEY, TIMOTHY ANDREW | I | FINANCIAL PRINCIPAL | NA | |
| LOONEY, TIMOTHY ANDREW | I | FINANCIAL PRINCIPAL | NA | |
| LOONEY, TIMOTHY ANDREW | I | FINANCIAL PRINCIPAL | NA | |
| MCCLELLAN, CATHERINE RICHARDS | I | SECRETARY | NA | |
| MCCLELLAN, CATHERINE RICHARDS | I | SECRETARY | NA | |
| MCCLELLAN, CATHERINE RICHARDS | I | SECRETARY | NA | |
| MCCLELLAN, CATHERINE RICHARDS | I | SECRETARY | NA | |
| NORTON, JOHN CLAYTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORTON, JOHN CLAYTON | I | V.P. - COMPLIANCE | NA | Control |
| NORTON, JOHN CLAYTON | I | V.P. - COMPLIANCE | NA | Control |
| NORTON, JOHN CLAYTON | I | S.V.P. - CHIEF COMPLIANCE OFFICER | NA | Control |
| NORTON, JOHN CLAYTON | I | S.V.P. - CHIEF COMPLIANCE OFFICER | NA | Control |
| NORTON, JOHN CLAYTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORTON, JOHN CLAYTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORTON, JOHN CLAYTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NORTON, JOHN CLAYTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ODONNELL, LESLIE TANNER | I | AML COMPLIANCE OFFICER | NA | |
| ODONNELL, LESLIE TANNER | I | AML COMPLIANCE OFFICER | NA | |
| ODONNELL, LESLIE TANNER | I | AML COMPLIANCE OFFICER | NA | |
| ODONNELL, LESLIE TANNER | I | AML COMPLIANCE OFFICER | NA | |
| ODONNELL, LESLIE TANNER | I | AML COMPLIANCE OFFICER | NA | |
| OLSON, ANTHONY PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ORLUCK, STEVEN GEORGE | I | DIRECTOR | NA | Control |
| ORLUCK, STEVEN GEORGE | I | DIRECTOR | NA | Control |
| PURCELL, JOHN MORGAN | I | SVP-TRAINING | NA | |
| PURCELL, JOHN MORGAN | I | VICE PRESIDENT | NA | |
| PURCELL, JOHN MORGAN | I | VICE PRESIDENT | NA | |
| PURCELL, JOHN MORGAN | I | SENIOR VICE PRESIDENT- MARKETING | NA | |
| PURCELL, JOHN MORGAN | I | SENIOR VICE PRESIDENT- MARKETING | NA | |
| PURCELL, JOHN MORGAN | I | SVP-TRAINING | NA | |
| PURCELL, JOHN MORGAN | I | SVP-TRAINING | NA | |
| PURCELL, JOHN MORGAN | I | SVP-TRAINING | NA | |
| ROMERO, ALEXANDRA JAQUELINE | I | V.P. - COMPLIANCE | NA | |
| ROMERO, ALEXANDRA JAQUELINE | I | V.P. - COMPLIANCE | NA | |
| TAYLOR, TAMARA LYNNE | I | TREASURER | NA | |
| TAYLOR, TAMARA LYNNE | I | TREASURER | NA | |
| TAYLOR, TAMARA LYNNE | I | TREASURER | NA | |
| TAYLOR, TAMARA LYNNE | I | TREASURER | NA | |
| TAYLOR, TAMARA LYNNE | I | TREASURER | NA | |
| TAYLOR, TAMARA LYNNE | I | TREASURER | NA | |
| TEDESCHI, FREDERICK | I | SENIOR VICE PRESIDENT - COMPLIANCE | NA | |
| TEDESCHI, FREDERICK | I | SENIOR VICE PRESIDENT - COMPLIANCE | NA | |
| UGOLYN, VICTOR | I | DIRCTOR | NA | Control |
| UGOLYN, VICTOR | I | DIRCTOR | NA | Control |
| WOODS, ARTHUR DELAWARE III | I | SECRETARY | NA | |
| WOODS, ARTHUR DELAWARE III | I | SECRETARY | NA | |
| WRIGHT, ROBERT OAKLEY JR | I | CHAIRMAN OF THE BOARD; DIRECTOR | NA | Control |
| WRIGHT, ROBERT OAKLEY JR | I | DIRECTOR | NA | Control |
| WRIGHT, ROBERT OAKLEY JR | I | CHAIRMAN OF THE BOARD; DIRECTOR | NA | Control |
| WRIGHT, ROBERT OAKLEY JR | I | DIRECTOR | NA | Control |
| MONY FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| MONY FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| MONY FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| MONY FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| MONY LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | |
| MONY LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | |
| MONY LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | |
| MONY LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | |
| MONY LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | |
| MONY LIFE INSURANCE COMPANY | DE | SHAREHOLDER | E | |
| UGOLYN, VICTOR | I | DIRECTOR | E | Control |
| UGOLYN, VICTOR | I | DIRECTOR | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AXA FINANCIAL, INC. | DE | MONY HOLDINGS, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | MONY HOLDINGS, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | MONY HOLDINGS, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | MONY HOLDINGS, LLC | E | Control |
| MONY GROUP, INC. | DE | MONY LIFE INSURANCE COMPANY | E | Control |
| MONY GROUP, INC. | DE | MONY LIFE INSURANCE COMPANY | E | Control |
| MONY GROUP, INC. | DE | MONY LIFE INSURANCE COMPANY | E | Control |
| MONY GROUP, INC. | DE | MONY LIFE INSURANCE COMPANY | E | Control |
| MONY HOLDINGS, LLC | DE | MONY LIFE INSURANCE COMPANY | E | Control |
| MONY HOLDINGS, LLC | DE | MONY LIFE INSURANCE COMPANY | E | Control |
| MONY HOLDINGS, LLC | DE | MONY LIFE INSURANCE COMPANY | E | Control |
| MONY HOLDINGS, LLC | DE | MONY LIFE INSURANCE COMPANY | E | Control |
| MONY LIFE INSURANCE COMPANY | DE | MONY FINANCIAL SERVICES, INC. | E | Control |
| MONY LIFE INSURANCE COMPANY | DE | MONY FINANCIAL SERVICES, INC. | E | Control |
| MONY LIFE INSURANCE COMPANY | DE | MONY FINANCIAL SERVICES, INC. | E | Control |
| MONY LIFE INSURANCE COMPANY | DE | MONY FINANCIAL SERVICES, INC. | E | Control |
Registrations
Federal
IA
Sep 19, 2005 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
1290 AVENUE OF THE AMERICASNEW YORK, NY 10104
USA
Phone: 800-736-0166