BAYSIDE FINANCIAL, LLC
Legal name: BAYSIDE FINANCIAL
CRD #44211 SEC #801-56694 WALNUT CREEK, CA 925-906-1350
SEC Registered Broker-Dealer
Total AUM
$27.3M
Discretionary
$13.3M
Employees
5
Clients
51
Accounts
81
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 30, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GREBE, RICHARD TOLMAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNIFFIN, HOWARD SUMMERS | I | CROP, CHIEF COMPLIANCE OFFICER | NA | |
| KNIFFIN, HOWARD SUMMERS | I | CROP | NA | |
| KNIFFIN, HOWARD SUMMERS | I | CROP, CHIEF COMPLIANCE OFFICER | NA | |
| CLARK, JEFFREY SCOTT | I | PRESIDENT, SROP | C | Control |
| CLARK, JEFFREY SCOTT | I | PRESIDENT, SROP | C | Control |
| CLARK, JEFFREY SCOTT | I | PRESIDENT, SROP | C | Control |
| ROBINSON, STEVEN REED | I | MEMBER | C | Control |
| ROBINSON, STEVEN REED | I | MEMBER | C | Control |
| ROBINSON, STEVEN REED | I | MEMBER | C | Control |
| SPARKS, GARY DUANE | I | MEMBER | C | Control |
| SPARKS, GARY DUANE | I | MEMBER | C | Control |
| SPARKS, GARY DUANE | I | MEMBER | C | Control |
| CLARK, JEFFREY SCOTT | I | EXECUTIVE VICE PRESIDENT | B | Control |
| GREBITUS, WILLIAM BREUNER | I | MEMBER | B | Control |
| ROBINSON, STEVEN REED | I | MEMBER | B | Control |
| SPARKS, GARY DUANE | I | PRESIDENT | B | Control |
| SUSLOW, ALAN RANDALL | I | MEMBER | B | Control |
Registrations
Federal
IA
Apr 30, 2002 REGISTERED
Notice Filings (3)
CA PA RI
Address
1431 OAKLAND BLVD#210
WALNUT CREEK, CA 94596
USA
Phone: 925-906-1350