WOLF FINANCIAL MANAGEMENT, LLC
CRD #44225 SEC #801-66693 OAKBROOK TERRACE, IL 630-545-4747
SEC Registered Broker-Dealer
Total AUM
$165.9M
Discretionary
$41M
Employees
6
Clients
1
Accounts
588
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 7, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUER, PETER FREDERICK | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BAUER, PETER FREDERICK | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| DODSON, KYLE DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DODSON, KYLE DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DODSON, KYLE DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DODSON, KYLE DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DODSON, KYLE DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DODSON, KYLE DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIGURA, DONALD JAMES | I | CEO, SECRETARY, DIRECTOR | NA | Control |
| FIGURA, DONALD JAMES | I | CEO, SECRETARY | NA | Control |
| FIGURA, DONALD JAMES | I | CEO, SECRETARY | NA | Control |
| FIGURA, DONALD JAMES | I | CEO, SECRETARY | NA | Control |
| HERTER, JOEL GEORGE | I | DIRECTOR | NA | Control |
| MASICK, KENNETH EDWARD | I | FINOP, DIRECTOR | NA | Control |
| MASICK, KENNETH EDWARD | I | FINOP, TREASURER | NA | Control |
| MASICK, KENNETH EDWARD | I | FINOP, TREASURER | NA | Control |
| MASICK, KENNETH EDWARD | I | FINOP, TREASURER | NA | Control |
| MASICK, KENNETH EDWARD | I | FINOP, TREASURER | NA | Control |
| MASICK, KENNETH EDWARD | I | FINOP, TREASURER | NA | Control |
| MASICK, KENNETH EDWARD | I | FINOP, TREASURER | NA | Control |
| MASICK, KENNETH EDWARD | I | FINOP, TREASURER | NA | Control |
| MASICK, KENNETH EDWARD | I | FINOP, TREASURER | NA | Control |
| MASICK, KENNETH EDWARD | I | FINOP, TREASURER | NA | Control |
| MASICK, KENNETH EDWARD | I | FINOP, TREASURER | NA | Control |
| MASICK, KENNETH EDWARD | I | FINOP, TREASURER | NA | Control |
| MASICK, KENNETH EDWARD | I | FINOP, TREASURER | NA | Control |
| PEPPLE, DARRELL MASON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| PEPPLE, DARRELL MASON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEPPLE, DARRELL MASON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEPPLE, DARRELL MASON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEPPLE, DARRELL MASON | I | VICE PRESIDENT | NA | |
| PEPPLE, DARRELL MASON | I | PRESIDENT | NA | Control |
| PEPPLE, DARRELL MASON | I | PRESIDENT | NA | Control |
| PEPPLE, DARRELL MASON | I | PRESIDENT | NA | Control |
| ROMANELLI, RUSSELL | I | PRESIDENT & CCO | NA | Control |
| ROMANELLI, RUSSELL | I | PRESIDENT | NA | Control |
| ROMANELLI, RUSSELL | I | PRESIDENT | NA | Control |
| ROMANELLI, RUSSELL | I | PRESIDENT | NA | Control |
| WOLF FINANCIAL GROUP HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| WOLF FINANCIAL GROUP HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| WOLF FINANCIAL GROUP HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| WOLF FINANCIAL GROUP HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| WOLF FINANCIAL GROUP HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| WOLF FINANCIAL GROUP HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| WOLF FINANCIAL GROUP HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| WOLF FINANCIAL GROUP HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| WOLF FINANCIAL GROUP HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| WOLF FINANCIAL GROUP HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| WOLF FINANCIAL GROUP HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| WOLF FINANCIAL GROUP HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
| WOLF FINANCIAL GROUP HOLDINGS, LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WOLF & COMPANY LLP | DE | WOLF FINANCIAL GROUP HOLDINGS, LLC | E | Control |
| WOLF & COMPANY LLP | DE | WOLF FINANCIAL GROUP HOLDINGS, LLC | E | Control |
| WOLF & COMPANY LLP | DE | WOLF FINANCIAL GROUP HOLDINGS, LLC | E | Control |
| WOLF & COMPANY LLP | DE | WOLF FINANCIAL GROUP HOLDINGS, LLC | E | Control |
| WOLF & COMPANY LLP | DE | WOLF FINANCIAL GROUP HOLDINGS, LLC | E | Control |
| WOLF & COMPANY LLP | DE | WOLF FINANCIAL GROUP HOLDINGS, LLC | E | Control |
| WOLF & COMPANY LLP | DE | WOLF FINANCIAL GROUP HOLDINGS, LLC | E | Control |
| WOLF & COMPANY LLP | DE | WOLF FINANCIAL GROUP HOLDINGS, LLC | E | Control |
| WOLF & COMPANY LLP | DE | WOLF FINANCIAL GROUP HOLDINGS, LLC | E | Control |
| WOLF & COMPANY LLP | DE | WOLF FINANCIAL GROUP HOLDINGS, LLC | E | Control |
| WOLF & COMPANY LLP | DE | WOLF FINANCIAL GROUP HOLDINGS, LLC | E | Control |
| WOLF & COMPANY LLP | DE | WOLF FINANCIAL GROUP HOLDINGS, LLC | E | Control |
| WOLF & COMPANY LLP | DE | WOLF FINANCIAL GROUP HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
May 7, 2012 REGISTERED
Notice Filings (9)
AR AZ CA IL IN NJ OK TX WI
Address
1901 S MEYERS ROADSUITE 630
OAKBROOK TERRACE, IL 60181-5210
United States
Phone: 630-545-4747