SAPERSTON ASSET MANAGEMENT, INC.
CRD #44379 SEC #801-55180 HAMBURG, NY 716-649-9800
SEC Registered Broker-Dealer
Total AUM
$178.9M
Discretionary
$178.9M
Employees
13
Clients
--
Accounts
723
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2018
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FISHER, MICHAEL TED | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| FISHER, MICHAEL TED | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| HASENSTAB, DAVID CHRISTOPHER | I | VP CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| SAPERSTON, KAREN LEBER | I | V.P. CROP/SROP, OPERATIONS & REGISTRATION | NA | |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, CROP/SROP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, CROP/SROP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | V.P. CROP/SROP, OPERATIONS & REGISTRATION | NA | |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | V.P. CROP/SROP, OPERATIONS & REGISTRATION | NA | |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| SAPERSTON, KAREN LEBER | I | PRESIDENT, ROSFP, OPERATIONS & REGISTRATION | NA | Control |
| SAPERSTON, KAREN LEBER | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| SAPERSTON, WILLARD BASCH | I | CEO, PRESIDENT | NA | Control |
| SAPERSTON, WILLARD BASCH | I | CEO, PRESIDENT | NA | Control |
| SAPERSTON, WILLARD BASCH | I | CEO, PRESIDENT | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| WARNER, BRUCE EDWARD | I | MUNICIPAL SECURITIES PRINCIPAL | NA | Control |
| SAPERSTON FAMILY PARTNERSHIP, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SAPERSTON FAMILY PARTNERSHIP, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SAPERSTON FAMILY PARTNERSHIP, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
| SCENIC BUFFALO, L.P. | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, KAREN LEBER | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
| SAPERSTON, WILLARD BASCH | I | SCENIC BUFFALO, L.P. | F | Control |
Registrations
Federal
IA
Mar 31, 2018 REGISTERED
Notice Filings (14)
FL GA LA MA MD NC NE NH NY PA TN TX VA WA
Address
172 LAKE STREETHAMBURG, NY 14075
United States
Phone: 716-649-9800