FOUNDERS ASSET MANAGEMENT LLC
CRD #44645 SEC #801-55220 DENVER, CO 303-394-4404
SEC Registered
Total AUM
$1.8B
Discretionary
$1.8B
Employees
--
Clients
--
Accounts
13
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELCHER, JANELLE, ELLISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELCHER, JANELLE, ELLISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELCHER, JANELLE, ELLISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELCHER, JANELLE, ELLISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELCHER, JANELLE, ELLISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELCHER, JANELLE, ELLISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BYERS, STEPHEN ROBERT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| BYERS, STEPHEN ROBERT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| BYERS, STEPHEN ROBERT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| BYERS, STEPHEN, ROBERT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| BYERS, STEPHEN, ROBERT | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CANTER, STEPHEN EDWARD | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| CANTER, STEPHEN EDWARD | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| CANTER, STEPHEN EDWARD | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| CANTER, STEPHEN EDWARD | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| CANTER, STEPHEN EDWARD | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| CANTER, STEPHEN EDWARD | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| CANTER, STEPHEN, EDWARD | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| CANTER, STEPHEN, EDWARD | I | CHAIRMAN, BOARD OF MANAGERS; PRESIDENT AND CEO | NA | Control |
| CANTER, STEPHEN, EDWARD | I | CHAIRMAN, BOARD OF MANAGERS | NA | Control |
| CHRISTOFFERSEN, KENNETH ROSS | I | SENIOR VICE PRESIDENT - LEGAL, SECRETARY AND GENERAL COUNSEL | NA | |
| CHRISTOFFERSEN, KENNETH ROSS | I | SENIOR VICE PRESIDENT - LEGAL, SECRETARY AND GENERAL COUNSEL | NA | |
| CHRISTOFFERSEN, KENNETH ROSS | I | SENIOR VICE PRESIDENT - LEGAL, SECRETARY AND GENERAL COUNSEL | NA | Control |
| CHRISTOFFERSEN, KENNETH ROSS | I | SENIOR VICE PRESIDENT - LEGAL, SECRETARY AND GENERAL COUNSEL | NA | Control |
| CHRISTOFFERSEN, KENNETH ROSS | I | SENIOR VICE PRESIDENT - LEGAL, SECRETARY AND GENERAL COUNSEL | NA | |
| CHRISTOFFERSEN, KENNETH ROSS | I | SENIOR VICE PRESIDENT - LEGAL, SECRETARY AND GENERAL COUNSEL | NA | Control |
| CHRISTOFFERSEN, KENNETH, ROSS | I | SENIOR VICE PRESIDENT - LEGAL, SECRETARY AND GENERAL COUNSEL | NA | Control |
| CHRISTOFFERSEN, KENNETH, ROSS | I | SENIOR VICE PRESIDENT - LEGAL, SECRETARY AND GENERAL COUNSEL | NA | Control |
| CHRISTOFFERSEN, KENNETH, ROSS | I | SENIOR VICE PRESIDENT - LEGAL, SECRETARY AND GENERAL COUNSEL | NA | Control |
| CHRISTOFFERSEN, KENNETH, ROSS | I | SENIOR VICE PRESIDENT - LEGAL, SECRETARY AND GENERAL COUNSEL | NA | Control |
| CHRISTOFFERSEN, KENNETH, ROSS | I | SENIOR VICE PRESIDENT - LEGAL, SECRETARY AND GENERAL COUNSEL | NA | Control |
| CHRISTOFFERSEN, KENNETH, ROSS | I | SENIOR VICE PRESIDENT - LEGAL, SECRETARY AND GENERAL COUNSEL | NA | Control |
| CONTILLO, GREGORY PAUL | I | EXECUTIVE VICE PRESIDENT, ACTING HEAD OF BROKERAGE OPS., MEMBER, BOARD OF MANAGERS | NA | Control |
| CONTILLO, GREGORY PAUL | I | EXECUTIVE VICE PRESIDENT, ACTING HEAD OF BROKERAGE OPS., MEMBER, BOARD OF MANAGERS | NA | Control |
| CONTILLO, GREGORY PAUL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CONTILLO, GREGORY PAUL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CONTILLO, GREGORY PAUL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| CONTILLO, GREGORY PAUL | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| EGGERS, THOMAS FREDERICK | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| EGGERS, THOMAS FREDERICK | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| EGGERS, THOMAS FREDERICK | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| EGGERS, THOMAS, FREDERICK | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| EGGERS, THOMAS, FREDERICK | I | CHAIRMAN, BOARD OF MANAGERS; PRESIDENT AND CEO | NA | Control |
| EGGERS, THOMAS, FREDERICK | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| EGGERS, THOMAS, FREDERICK | I | CHAIRMAN, BOARD OF MANAGERS; PRESIDENT AND CEO | NA | Control |
| EGGERS, THOMAS, FREDERICK | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| EGGERS, THOMAS, FREDERICK | I | CHAIRMAN, BOARD OF MANAGERS; PRESIDENT AND CEO | NA | Control |
| GAFFNEY, FRANCIS PETER | I | SENIOR VICE PRESIDENT - OPERATIONS | NA | |
| GAFFNEY, FRANCIS PETER | I | SENIOR VICE PRESIDENT - OPERATIONS | NA | |
| GAFFNEY, FRANCIS PETER | I | SENIOR VICE PRESIDENT - OPERATIONS | NA | |
| GAFFNEY, FRANCIS PETER | I | SENIOR VICE PRESIDENT - OPERATIONS | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| MAISANO, PHILLIP, NICHOLAS | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| MILLARD, MICHAEL GERARD | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| MILLARD, MICHAEL GERARD | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| MILLARD, MICHAEL GERARD | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| MILLARD, MICHAEL GERARD | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| MILLARD, MICHAEL GERARD | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| MILLARD, MICHAEL GERARD | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| OFFICER, JOHN, DAVID | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| OFFICER, JOHN, DAVID | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| OFFICER, JOHN, DAVID | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| RAY, DAVID LAMAR | I | SENIOR VICE PRESIDENT - ADMINISTRATION | NA | |
| RAY, DAVID LAMAR | I | SENIOR VICE PRESIDENT - ADMINISTRATION | NA | |
| RAY, DAVID LAMAR | I | SENIOR VICE PRESIDENT - ADMINISTRATION | NA | Control |
| RAY, DAVID LAMAR | I | SENIOR VICE PRESIDENT - ADMINISTRATION | NA | Control |
| RAY, DAVID LAMAR | I | SENIOR VICE PRESIDENT - ADMINISTRATION | NA | |
| RAY, DAVID LAMAR | I | SENIOR VICE PRESIDENT - ADMINISTRATION | NA | Control |
| RAY, DAVID, LAMAR | I | SENIOR VICE PRESIDENT - ADMINISTRATION | NA | Control |
| RAY, DAVID, LAMAR | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND TREASURER | NA | Control |
| RAY, DAVID, LAMAR | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND TREASURER | NA | Control |
| RAY, DAVID, LAMAR | I | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND TREASURER | NA | Control |
| RAY, DAVID, LAMAR | I | SENIOR VICE PRESIDENT - ADMINISTRATION | NA | Control |
| SABO, RICHARD WALTER | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, MEMBER, BOARD OF MANAGERS | NA | Control |
| SABO, RICHARD WALTER | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, MEMBER, BOARD OF MANAGERS | NA | Control |
| SABO, RICHARD WALTER | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, MEMBER, BOARD OF MANAGERS | NA | Control |
| SABO, RICHARD WALTER | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, MEMBER, BOARD OF MANAGERS | NA | Control |
| SABO, RICHARD WALTER | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, MEMBER, BOARD OF MANAGERS | NA | Control |
| SABO, RICHARD WALTER | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, MEMBER, BOARD OF MANAGERS | NA | Control |
| SABO, RICHARD, WALTER | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, MEMBER, BOARD OF MANAGERS | NA | Control |
| SABO, RICHARD, WALTER | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER, MEMBER, BOARD OF MANAGERS | NA | Control |
| SAMPSON, RICHARD ALBERT | I | SR. VP, MEMBER, BOARD OF MANAGERS | NA | Control |
| SAMPSON, RICHARD ALBERT | I | SR. VP, MEMBER, BOARD OF MANAGERS | NA | Control |
| SAMPSON, RICHARD ALBERT | I | SR. VP, MEMBER, BOARD OF MANAGERS | NA | Control |
| SAMPSON, RICHARD ALBERT | I | SR. VP, MEMBER, BOARD OF MANAGERS | NA | Control |
| SAMPSON, RICHARD ALBERT | I | SR. VP, MEMBER, BOARD OF MANAGERS | NA | Control |
| SAMPSON, RICHARD ALBERT | I | SR. VP, MEMBER, BOARD OF MANAGERS | NA | Control |
| SAMPSON, RICHARD, ALBERT | I | SR. VP, MEMBER, BOARD OF MANAGERS | NA | Control |
| SAMPSON, RICHARD, ALBERT | I | SR. VP, MEMBER, BOARD OF MANAGERS | NA | Control |
| SHEA, JOHN, P | I | TREASURER | NA | Control |
| CORNICE HOLDING COMPANY, INC. | DE | 90% OR GREATER-OWNER | E | Control |
| CORNICE HOLDING COMPANY, INC. | DE | 90% OR GREATER-OWNER | E | Control |
| CORNICE HOLDING COMPANY, INC. | DE | SHAREHOLDER | E | Control |
| CORNICE HOLDING COMPANY, INC. | DE | SHAREHOLDER | E | Control |
| DREYFUS SERVICE CORPORATION | DE | SHAREHOLDER | E | Control |
| DREYFUS SERVICE CORPORATION | DE | SHAREHOLDER | E | Control |
| DREYFUS SERVICE CORPORATION | DE | SHAREHOLDER | E | Control |
| DREYFUS SERVICE CORPORATION | DE | SHAREHOLDER | E | Control |
| DREYFUS SERVICE CORPORATION | DE | SHAREHOLDER | E | Control |
| DREYFUS SERVICE CORPORATION | DE | SHAREHOLDER | E | Control |
| DREYFUS SERVICE CORPORATION | DE | SHAREHOLDER | E | Control |
| MBSC SECURITIES CORPORATION | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MELLON BANK, N.A. | DE | CORNICE HOLDING COMPANY, INC. | E | Control |
| MELLON BANK, N.A. | DE | CORNICE HOLDING COMPANY, INC. | E | Control |
| MELLON BANK, N.A. | DE | CORNICE HOLDING COMPANY, INC. | E | Control |
| MELLON BANK, N.A. | DE | CORNICE HOLDING COMPANY, INC. | E | Control |
| MELLON FINANCIAL CORPORATION | DE | THE DREYFUS CORPORATION | E | Control |
| MELLON FINANCIAL CORPORATION | DE | THE DREYFUS CORPORATION | E | Control |
| MELLON FINANCIAL CORPORATION | DE | MELLON BANK, N.A. | E | Control |
| MELLON FINANCIAL CORPORATION | DE | MELLON BANK, N.A. | E | Control |
| MELLON FINANCIAL CORPORATION | DE | THE DREYFUS CORPORATION | E | Control |
| MELLON FINANCIAL CORPORATION | DE | THE DREYFUS CORPORATION | E | Control |
| MELLON FINANCIAL CORPORATION | DE | THE DREYFUS CORPORATION | E | Control |
| MELLON FINANCIAL CORPORATION | DE | THE DREYFUS CORPORATION | E | Control |
| MELLON FINANCIAL CORPORATION | DE | THE DREYFUS CORPORATION | E | Control |
| MELLON FINANCIAL CORPORATION | DE | MELLON BANK, N.A. | E | Control |
| MELLON FINANCIAL CORPORATION | DE | MELLON BANK, N.A. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | THE DREYFUS CORPORATION | E | Control |
| THE DREYFUS CORPORATION | DE | DREYFUS SERVICE CORPORATION | E | Control |
| THE DREYFUS CORPORATION | DE | DREYFUS SERVICE CORPORATION | E | Control |
| THE DREYFUS CORPORATION | DE | DREYFUS SERVICE CORPORATION | E | Control |
| THE DREYFUS CORPORATION | DE | DREYFUS SERVICE CORPORATION | E | Control |
| THE DREYFUS CORPORATION | DE | DREYFUS SERVICE CORPORATION | E | Control |
| THE DREYFUS CORPORATION | DE | DREYFUS SERVICE CORPORATION | E | Control |
| THE DREYFUS CORPORATION | DE | MBSC SECURITIES CORPORATION | E | Control |
| THE DREYFUS CORPORATION | DE | DREYFUS SERVICE CORPORATION | E | Control |
Registrations
Federal
IA
Mar 29, 2007 REGISTERED
Notice Filings (2)
CO TX
Address
210 UNIVERSITY BLVD, SUITE 800DENVER, CO 80206-4658
USA
Phone: 303-394-4404