CORNERSTONE INSTITUTIONAL INVESTORS, LLC
CRD #44664 SEC #801-63342 BETHLEHEM, PA 610-694-0900
SEC Registered
Total AUM
$631M
Discretionary
$225M
Employees
22
Clients
1
Accounts
412
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 3, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COWEN, MALCOLM LEE II | I | PRESIDENT/CCO/DIRECTOR | NA | Control |
| COWEN, MALCOLM LEE II | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| COWEN, MALCOLM LEE II | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| COWEN, MALCOLM LEE II | I | PRESIDENT/CCO/DIRECTOR | NA | Control |
| COWEN, MALCOLM LEE II | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| COWEN, MALCOLM LEE II | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| COWEN, MALCOLM LEE II | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/DIRECTOR/COO | NA | Control |
| COWEN, MALCOLM LEE II | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT/MANAGER | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT/MANAGER | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT/MANAGER | NA | Control |
| COWEN, MALCOLM, LEE | I | PRESIDENT/MANAGER | NA | Control |
| HORIZON BANK, N.A. DBA HORIZON TRUST | DE | TRUSTEE | NA | Control |
| HUMPHREY, DONNA MARIE | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | |
| HUMPHREY, DONNA MARIE | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | |
| HUMPHREY, DONNA MARIE | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | |
| HUMPHREY, DONNA MARIE | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | |
| HUMPHREY, DONNA MARIE | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | |
| HUMPHREY, DONNA MARIE | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | |
| HUMPHREY, DONNA MARIE | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | |
| HUMPHREY, DONNA MARIE | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | |
| HUMPHREY, DONNA MARIE | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | |
| HUMPHREY, DONNA MARIE | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | |
| HUMPHREY, DONNA MARIE | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | |
| HUMPHREY, DONNA, MARIE | I | TREASURER/CHIEF COMPLIANCE OFFICER | NA | |
| HUMPHREY, DONNA, MARIE | I | TREASURER/CHIEF COMPLIANCE OFFICER | NA | |
| HUMPHREY, DONNA, MARIE | I | TREASURER/CHIEF COMPLIANCE OFFICER | NA | |
| HUMPHREY, DONNA, MARIE | I | TREASURER/CHIEF COMPLIANCE OFFICER | NA | |
| HUMPHREY, DONNA, MARIE | I | TREASURER/CHIEF COMPLIANCE OFFICER | NA | |
| HUMPHREY, DONNA, MARIE | I | TREASURER/CHIEF COMPLIANCE OFFICER | NA | |
| HUMPHREY, DONNA, MARIE | I | TREASURER/CHIEF COMPLIANCE OFFICER | NA | |
| HUMPHREY, DONNA, MARIE | I | TREASURER/CHIEF COMPLIANCE OFFICER | NA | |
| KARPUK, KEVIN | I | SECRETARY/CHIEF INVESTMENT OFFICER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | SECRETARY/CHIEF INVESTMENT OFFICER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | SECRETARY/CHIEF INVESTMENT OFFICER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | SECRETARY/CHIEF INVESTMENT OFFICER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | SECRETARY/CHIEF INVESTMENT OFFICER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | SECRETARY/CHIEF INVESTMENT OFFICER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | SECRETARY/CHIEF INVESTMENT OFFICER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | SECRETARY/CHIEF INVESTMENT OFFICER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | SECRETARY/CHIEF INVESTMENT OFFICER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | SECRETARY/CHIEF INVESTMENT OFFICER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | CHIEF INVESTMENT OFFICER/MANAGER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | CHIEF INVESTMENT OFFICER/MANAGER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | SECRETARY/CHIEF INVESTMENT OFFICER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | SECRETARY/CHIEF INVESTMENT OFFICER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | SECRETARY/CHIEF INVESTMENT OFFICER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | CHIEF INVESTMENT OFFICER/MANAGER | NA | Control |
| KARPUK, KEVIN, (NMN) | I | CHIEF INVESTMENT OFFICER/MANAGER | NA | Control |
| MCKINLEY, CHRISTOPHER, JOHN | I | INDIRECT SHAREHOLDER | NA | Control |
| MCKINLEY, CHRISTOPHER, JOHN | I | INDIRECT SHAREHOLDER | NA | Control |
| MCKINLEY, CHRISTOPHER, JOHN | I | INDIRECT SHAREHOLDER | NA | Control |
| MCKINLEY, CHRISTOPHER, JOHN | I | INDIRECT SHAREHOLDER | NA | Control |
| MCKINLEY, CHRISTOPHER, JOHN | I | INDIRECT SHAREHOLDER | NA | Control |
| MCKINLEY, CHRISTOPHER, JOHN | I | INDIRECT SHAREHOLDER | NA | Control |
| MCKINLEY, CHRISTOPHER, JOHN | I | INDIRECT SHAREHOLDER | NA | Control |
| MCKINLEY, CHRISTOPHER, JOHN | I | INDIRECT SHAREHOLDER | NA | Control |
| MCKINLEY, CHRISTOPHER, JOHN | I | TREASURER/CHIEF COMPLIANCE OFFICER | NA | |
| MCKINLEY, CHRISTOPHER, JOHN | I | INDIRECT SHAREHOLDER | NA | Control |
| MCKINLEY, CHRISTOPHER, JOHN | I | INDIRECT SHAREHOLDER | NA | Control |
| MCKINLEY, CHRISTOPHER, JOHN | I | TREASURER/CHIEF COMPLIANCE OFFICER | NA | |
| MCKINLEY, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| MCKINLEY, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | |
| MCKINLEY, CHRISTOPHER, JOHN | I | INDIRECT SHAREHOLDER | NA | Control |
| MCKINLEY, CHRISTOPHER, JOHN | I | TREASURER/CHIEF COMPLIANCE OFFICER | NA | |
| MCKINLEY, CHRISTOPHER, JOHN | I | INDIRECT SHAREHOLDER | NA | Control |
| MCKINLEY, CHRISTOPHER, JOHN | I | TREASURER/CHIEF COMPLIANCE OFFICER | NA | |
| MCKINLEY, CHRISTOPHER, JOHN | I | INDIRECT SHAREHOLDER | NA | Control |
| MCKINLEY, CHRISTOPHER, JOHN | I | TREASURER/CHIEF COMPLIANCE OFFICER | NA | |
| MCKINLEY, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| MCKINLEY, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER/MANAGER | NA | Control |
| SCALICI, THOMAS JOSEPH | I | TREASURER/CEO/DIRECTOR | NA | Control |
| SCALICI, THOMAS JOSEPH | I | TREASURER/CEO/DIRECTOR | NA | Control |
| SCALICI, THOMAS JOSEPH | I | TREASURER/CEO/DIRECTOR | NA | Control |
| SCALICI, THOMAS JOSEPH | I | TREASURER/CEO/DIRECTOR | NA | Control |
| SCALICI, THOMAS JOSEPH | I | TREASURER/CEO/DIRECTOR | NA | Control |
| SCALICI, THOMAS JOSEPH | I | TREASURER/CEO/DIRECTOR | NA | Control |
| SCALICI, THOMAS JOSEPH | I | TREASURER/CEO/DIRECTOR | NA | Control |
| SCALICI, THOMAS JOSEPH | I | TREASURER/CEO/DIRECTOR | NA | Control |
| SCALICI, THOMAS, J | I | CEO | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO/MANAGER | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO/MANAGER | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO/MANAGER | NA | Control |
| SCALICI, THOMAS, JOSEPH | I | CEO/MANAGER | NA | Control |
| YAISSLE, JOHN RAYMOND | I | VICE PRESIDENT/DIRECTOR | NA | Control |
| YAISSLE, JOHN RAYMOND | I | VICE PRESIDENT/DIRECTOR | NA | Control |
| YAISSLE, JOHN RAYMOND | I | VICE PRESIDENT/DIRECTOR | NA | Control |
| YAISSLE, JOHN RAYMOND | I | VICE PRESIDENT/DIRECTOR | NA | Control |
| YAISSLE, JOHN RAYMOND | I | VICE PRESIDENT/DIRECTOR | NA | Control |
| YAISSLE, JOHN RAYMOND | I | VICE PRESIDENT/DIRECTOR | NA | Control |
| YAISSLE, JOHN RAYMOND | I | VICE PRESIDENT/DIRECTOR | NA | Control |
| YAISSLE, JOHN RAYMOND | I | VICE PRESIDENT/DIRECTOR | NA | Control |
| CII HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CII HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CII HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CII HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CII HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CII HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CII HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CII HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CII HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CII HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CII HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CII HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CII HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CII HOLDING COMPANY | DE | SHAREHOLDER | E | Control |
| CORNERSTONE BENEFITS INC. | DE | SHAREHOLDER | E | Control |
| CORNERSTONE BENEFITS, INC. | DE | SOLE MEMBER | E | Control |
| CORNERSTONE BENEFITS, INC. | DE | SOLE MEMBER | E | Control |
| CORNERSTONE BENEFITS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | SHAREHOLDER | E | Control |
| HARLEYSVILLE NATIONAL BANK AND TRUST COMPANY | DE | SHAREHOLDER | E | Control |
| HARLEYSVILLE NATIONAL BANK AND TRUST COMPANY | DE | SHAREHOLDER | E | Control |
| HARLEYSVILLE NATIONAL BANK AND TRUST COMPANY | DE | SHAREHOLDER | E | Control |
| HARLEYSVILLE NATIONAL BANK AND TRUST COMPANY | DE | SHAREHOLDER | E | Control |
| HARLEYSVILLE NATIONAL BANK AND TRUST COMPANY | DE | SHAREHOLDER | E | Control |
| HARLEYSVILLE NATIONAL BANK AND TRUST COMPANY | DE | SHAREHOLDER | E | Control |
| HARLEYSVILLE NATIONAL BANK AND TRUST COMPANY | DE | SHAREHOLDER | E | Control |
| YAISSLE, JOHN RAYMOND | I | VICE PRESIDENT | D | Control |
| YAISSLE, JOHN RAYMOND | I | VICE PRESIDENT | D | Control |
| YAISSLE, JOHN RAYMOND | I | VICE PRESIDENT | D | Control |
| COWEN, MALCOLM LEE II | I | PRESIDENT/CCO | C | Control |
| COWEN, MALCOLM LEE II | I | PRESIDENT/CCO | C | Control |
| COWEN, MALCOLM LEE II | I | PRESIDENT | C | Control |
| SCALICI, THOMAS JOSEPH | I | TREASURER/CEO | B | Control |
| SCALICI, THOMAS JOSEPH | I | TREASURER/CEO | B | Control |
| SCALICI, THOMAS JOSEPH | I | TREASURER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HORIZON BANK, N.A. DBA HORIZON TRUST | DE | CORNERSTONE BENEFITS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | F | Control |
| HORIZON BANK, N.A. DBA HORIZON TRUST | DE | CORNERSTONE BENEFITS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | F | Control |
| CORNERSTONE BENEFITS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | CORNERSTONE BENEFITS INC. | E | Control |
| CORNERSTONE BENEFITS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | DE | CORNERSTONE BENEFITS INC. | E | Control |
| HARLEYSVILLE NATIONAL CORPORATION | DE | HARLEYSVILLE NATIONAL BANK AND TRUST COMPANY | E | Control |
| HARLEYSVILLE NATIONAL CORPORATION | DE | HARLEYSVILLE NATIONAL BANK AND TRUST COMPANY | E | Control |
| HARLEYSVILLE NATIONAL CORPORATION | DE | HARLEYSVILLE NATIONAL BANK AND TRUST COMPANY | E | Control |
| HARLEYSVILLE NATIONAL CORPORATION | DE | HARLEYSVILLE NATIONAL BANK AND TRUST COMPANY | E | Control |
| HARLEYSVILLE NATIONAL CORPORATION | DE | HARLEYSVILLE NATIONAL BANK AND TRUST COMPANY | E | Control |
| HARLEYSVILLE NATIONAL CORPORATION | DE | HARLEYSVILLE NATIONAL BANK AND TRUST COMPANY | E | Control |
| HARLEYSVILLE NATIONAL CORPORATION | DE | HARLEYSVILLE NATIONAL BANK AND TRUST COMPANY | E | Control |
| COWEN, MALCOLM LEE II | I | CII HOLDING COMPANY | D | Control |
| SCALICI, THOMAS JOSEPH | I | CII HOLDING COMPANY | D | Control |
| COWEN, MALCOLM, LEE | I | CII HOLDING COMPANY | C | Control |
| COWEN, MALCOLM, LEE | I | CII HOLDING COMPANY | C | Control |
| COWEN, MALCOLM, LEE | I | CII HOLDING COMPANY | C | Control |
| COWEN, MALCOLM, LEE | I | CII HOLDING COMPANY | C | Control |
| COWEN, MALCOLM, LEE | I | CII HOLDING COMPANY | C | Control |
| COWEN, MALCOLM, LEE | I | CII HOLDING COMPANY | C | Control |
| COWEN, MALCOLM, LEE | I | CII HOLDING COMPANY | C | Control |
| COWEN, MALCOLM, LEE | I | CII HOLDING COMPANY | C | Control |
| COWEN, MALCOLM, LEE | I | CII HOLDING COMPANY | C | Control |
| COWEN, MALCOLM, LEE | I | CII HOLDING COMPANY | C | Control |
| COWEN, MALCOLM, LEE | I | CORNERSTONE BENEFITS INC. | C | Control |
| COWEN, MALCOLM, LEE | I | CII HOLDING COMPANY | C | Control |
| COWEN, MALCOLM, LEE | I | CII HOLDING COMPANY | C | Control |
| COWEN, MALCOLM, LEE | I | CII HOLDING COMPANY | C | Control |
| SCALICI, THOMAS, J | I | CII HOLDING COMPANY | C | Control |
| SCALICI, THOMAS, JOSEPH | I | CII HOLDING COMPANY | C | Control |
| SCALICI, THOMAS, JOSEPH | I | CII HOLDING COMPANY | C | Control |
| SCALICI, THOMAS, JOSEPH | I | CII HOLDING COMPANY | C | Control |
| SCALICI, THOMAS, JOSEPH | I | CII HOLDING COMPANY | C | Control |
| SCALICI, THOMAS, JOSEPH | I | CII HOLDING COMPANY | C | Control |
| SCALICI, THOMAS, JOSEPH | I | CII HOLDING COMPANY | C | Control |
| SCALICI, THOMAS, JOSEPH | I | CII HOLDING COMPANY | C | Control |
| SCALICI, THOMAS, JOSEPH | I | CII HOLDING COMPANY | C | Control |
| SCALICI, THOMAS, JOSEPH | I | CII HOLDING COMPANY | C | Control |
| SCALICI, THOMAS, JOSEPH | I | CORNERSTONE BENEFITS INC. | C | Control |
| SCALICI, THOMAS, JOSEPH | I | CII HOLDING COMPANY | C | Control |
| SCALICI, THOMAS, JOSEPH | I | CII HOLDING COMPANY | C | Control |
| SCALICI, THOMAS, JOSEPH | I | CII HOLDING COMPANY | C | Control |
Registrations
Federal
IA
Oct 3, 2016 REGISTERED
Notice Filings (12)
DC FL MA MD NC NE NJ NY OH PA TX VA
Address
74 WEST BROAD STREETSUITE 340
BETHLEHEM, PA 18018
United States
Phone: 610-694-0900