ORION FINANCIAL SERVICES, LLC
CRD #44827 SEC #801-60215 PHILADELPHIA, PA 215-972-9310
SEC Registered Broker-Dealer
Total AUM
$0
Discretionary
$0
Employees
10
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 27, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STICE, HAROLD EUGENE | I | SECURITIES PRINCIPAL, COMPLIANCE OFFICER | NA | Control |
| TRUST U/W/O DOROTHY RAVITSKY | DE | MEMBER | NA | |
| ALPHA MANAGEMENT INTERNATIONAL, LLC | DE | MEMBER | D | |
| DAVIS, RONALD JAMES SR | I | FINANCIAL OPERATIONS OFFICER/SECURITIES PRINC | B | Control |
| SHUSTERMAN, DENIS I | I | MEMBER OF LLC | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SHUSTERMAN, JACK | I | TRUST U/W/O DOROTHY RAVITSKY | F | |
| CAPITAL ASSETS, INC. | DE | ALPHA MANAGMENT INTERNATIONAL, LLC | D | |
| KASSAB, PHILIP | I | CAPITAL ASSETS, INC. | D | |
| ROBERT BILLET | I | ALPHA MANAGEMENT INTERNATIONAL, INC. | D |
Registrations
Federal
IA
Aug 27, 2001 REGISTERED
Notice Filings (12)
CA CT DC DE FL MA MD ME NJ NV NY PA
Address
1601 MARKET STREET SUITE 2400PHILADELPHIA, PA 19103
USA
Phone: 215-972-9310