LEGACY INVESTOR SERVICES, LLC
Legal name: LEGACY FINANCEU ADVISORS
CRD #44923 SEC #801-58239 BALTIMORE, MD 410-244-8687
SEC Registered Broker-Dealer
Total AUM
$0
Discretionary
$0
Employees
10
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 29, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MARROW, VERNON JOEL | I | EXE. V.P./CHIEF OPERATIONS OFFICER | NA | Control |
| MORRIS, BRIAN DUANE | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | NA | Control |
| LEGACY UNLIMITED, LLC | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MARROW, VERNON JOEL | I | LEGACY UNLIMITED, LLC | D | Control |
| MORRIS, BRIAN DUANE | I | LEGACY UNLIMITED, LLC | D | Control |
Registrations
Federal
IA
May 29, 2001 REGISTERED
Address
217 NORTH CHARLES STREETFIFTH FLOOR
BALTIMORE, MD 21201
USA
Phone: 410-244-8687