PLAN LIFE & WEALTH MANAGEMENT, INC.
Legal name: PLAN FINANCIAL
CRD #44960 SEC #801-112596 FRESNO, CA 559-433-1110
SEC Registered
Total AUM
$180.8M
Discretionary
$180.3M
Employees
6
Clients
25
Accounts
744
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CCO/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CCO/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CCO/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN, ROBERT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO/DIRECTOR | E | Control |
| HOOPER, JOHN ROBERT | I | PRESIDENT/CCO/CFO/DIRECTOR | D | Control |
| HALLS, ISAAC, ELLSWORTH | I | VICE-PRESIDENT, SALES/DIRECTOR | B | |
| HALLS, ISAAC, ELLSWORTH | I | VICE-PRESIDENT, SALES/DIRECTOR | B | |
| HALLS, ISAAC, ELLSWORTH | I | VICE-PRESIDENT, SALES/DIRECTOR | B | |
| HALLS, ISAAC, ELLSWORTH | I | VICE-PRESIDENT, SALES/DIRECTOR | B | |
| Hooper, Joel, Robert | I | SECRETARY | B | |
| Hooper, Joel, Robert | I | SECRETARY | B | |
| KOLBERT, ROBERT LEE | I | DIRECTOR | B | Control |
| LONGSTAFF, JOHN SCOTT | I | DIRECTOR | B | Control |
| PRENDERGAST, MARK LOUIS | I | DIRECTOR | A | Control |
Registrations
Federal
IA
Mar 21, 2025 REGISTERED
Notice Filings (1)
CA
Address
9 E RIVER PARK PL E, SUITE 440FRESNO, CA 93720-1530
United States
Phone: 559-433-1110