HERNDON PLANT OAKLEY LTD
CRD #44971 SEC #801-55675 CORPUS CHRISTI, TX 361-888-7611
SEC Registered Broker-Dealer Disclosures
Total AUM
$59.1M
Discretionary
$59.1M
Employees
10
Clients
1
Accounts
119
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2017 | $59.1M | $59.1M | $0 | 10 | 100 |
| Aug 2017 | $59.1M | $59.1M | $0 | 10 | 100 |
| Jul 2017 | $59.1M | $59.1M | $0 | 10 | 100 |
| Jul 2017 | $59.1M | $59.1M | $0 | 10 | 100 |
| Jun 2017 | $59.1M | $59.1M | $0 | 10 | 100 |
| May 2017 | $59.1M | $59.1M | $0 | 10 | 100 |
| May 2017 | $59.1M | $59.1M | $0 | 10 | 100 |
| Apr 2017 | $59.1M | $59.1M | $0 | 10 | 100 |
| Mar 2017 | $59.1M | $59.1M | $0 | 10 | 100 |
| Nov 2016 | $51.6M | $51.6M | $0 | 13 | 100 |
| Sep 2016 | $51.6M | $51.6M | $0 | 13 | 100 |
| Sep 2016 | $51.6M | $51.6M | $0 | 13 | 100 |
| Mar 2016 | $55.9M | $55.9M | $0 | 7 | 100 |
| May 2015 | $51M | $51M | $0 | 13 | 26 |
| Mar 2015 | $51M | $51M | $0 | 13 | 26 |
| Mar 2014 | $24.7M | $24.7M | $0 | 13 | 26 |
| Jan 2014 | $23.8M | $23.8M | $0 | 14 | 26 |
| Mar 2013 | $23.8M | $23.8M | $0 | 14 | 26 |
| Jul 2012 | $25.9M | $25.9M | $0 | 11 | 26 |
| Jul 2012 | $25.9M | $25.9M | $0 | 11 | 26 |
| Mar 2012 | $888.5M | $888.5M | $0 | 11 | 860 |
| Dec 2011 | $646.6M | $646.6M | $0 | 11 | 500 |
| May 2011 | $646.6M | $646.6M | $0 | -- | -- |
| May 2011 | $646.6M | $646.6M | $0 | -- | -- |
| May 2011 | $646.6M | $646.6M | $0 | -- | -- |
| Apr 2011 | $646.6M | $646.6M | $0 | -- | -- |
| Mar 2011 | $646.6M | $646.6M | $0 | -- | -- |
| Mar 2011 | $515.4M | $515.4M | $0 | -- | -- |
| Feb 2011 | $515.4M | $515.4M | $0 | -- | -- |
| Oct 2010 | $515.4M | $515.4M | $0 | -- | -- |
| Aug 2010 | $515.4M | $515.4M | $0 | -- | -- |
| Apr 2010 | $515.4M | $515.4M | $0 | -- | -- |
| Mar 2010 | $515.4M | $515.4M | $0 | -- | -- |
| Mar 2009 | $394.5M | $392M | $2.4M | -- | -- |
| Mar 2008 | $448.5M | $448.5M | $0 | -- | -- |
| May 2007 | $452.6M | $452.6M | $0 | -- | -- |
| Mar 2007 | $452.6M | $452.6M | $0 | -- | -- |
| Mar 2006 | $415M | $415M | $0 | -- | -- |
| Feb 2005 | $307.2M | $307.2M | $0 | -- | -- |
| Mar 2004 | $259M | $259M | $0 | -- | -- |
| Mar 2002 | $174M | $174M | $0 | -- | -- |
DateAug 2017
Total AUM$59.1M
Discretionary$59.1M
Non-Disc.$0
Employees10
Clients100
DateAug 2017
Total AUM$59.1M
Discretionary$59.1M
Non-Disc.$0
Employees10
Clients100
DateJul 2017
Total AUM$59.1M
Discretionary$59.1M
Non-Disc.$0
Employees10
Clients100
DateJul 2017
Total AUM$59.1M
Discretionary$59.1M
Non-Disc.$0
Employees10
Clients100
DateJun 2017
Total AUM$59.1M
Discretionary$59.1M
Non-Disc.$0
Employees10
Clients100
DateMay 2017
Total AUM$59.1M
Discretionary$59.1M
Non-Disc.$0
Employees10
Clients100
DateMay 2017
Total AUM$59.1M
Discretionary$59.1M
Non-Disc.$0
Employees10
Clients100
DateApr 2017
Total AUM$59.1M
Discretionary$59.1M
Non-Disc.$0
Employees10
Clients100
DateMar 2017
Total AUM$59.1M
Discretionary$59.1M
Non-Disc.$0
Employees10
Clients100
DateNov 2016
Total AUM$51.6M
Discretionary$51.6M
Non-Disc.$0
Employees13
Clients100
DateSep 2016
Total AUM$51.6M
Discretionary$51.6M
Non-Disc.$0
Employees13
Clients100
DateSep 2016
Total AUM$51.6M
Discretionary$51.6M
Non-Disc.$0
Employees13
Clients100
DateMar 2016
Total AUM$55.9M
Discretionary$55.9M
Non-Disc.$0
Employees7
Clients100
DateMay 2015
Total AUM$51M
Discretionary$51M
Non-Disc.$0
Employees13
Clients26
DateMar 2015
Total AUM$51M
Discretionary$51M
Non-Disc.$0
Employees13
Clients26
DateMar 2014
Total AUM$24.7M
Discretionary$24.7M
Non-Disc.$0
Employees13
Clients26
DateJan 2014
Total AUM$23.8M
Discretionary$23.8M
Non-Disc.$0
Employees14
Clients26
DateMar 2013
Total AUM$23.8M
Discretionary$23.8M
Non-Disc.$0
Employees14
Clients26
DateJul 2012
Total AUM$25.9M
Discretionary$25.9M
Non-Disc.$0
Employees11
Clients26
DateJul 2012
Total AUM$25.9M
Discretionary$25.9M
Non-Disc.$0
Employees11
Clients26
DateMar 2012
Total AUM$888.5M
Discretionary$888.5M
Non-Disc.$0
Employees11
Clients860
DateDec 2011
Total AUM$646.6M
Discretionary$646.6M
Non-Disc.$0
Employees11
Clients500
DateMay 2011
Total AUM$646.6M
Discretionary$646.6M
Non-Disc.$0
Employees--
Clients--
DateMay 2011
Total AUM$646.6M
Discretionary$646.6M
Non-Disc.$0
Employees--
Clients--
DateMay 2011
Total AUM$646.6M
Discretionary$646.6M
Non-Disc.$0
Employees--
Clients--
DateApr 2011
Total AUM$646.6M
Discretionary$646.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$646.6M
Discretionary$646.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$515.4M
Discretionary$515.4M
Non-Disc.$0
Employees--
Clients--
DateFeb 2011
Total AUM$515.4M
Discretionary$515.4M
Non-Disc.$0
Employees--
Clients--
DateOct 2010
Total AUM$515.4M
Discretionary$515.4M
Non-Disc.$0
Employees--
Clients--
DateAug 2010
Total AUM$515.4M
Discretionary$515.4M
Non-Disc.$0
Employees--
Clients--
DateApr 2010
Total AUM$515.4M
Discretionary$515.4M
Non-Disc.$0
Employees--
Clients--
DateMar 2010
Total AUM$515.4M
Discretionary$515.4M
Non-Disc.$0
Employees--
Clients--
DateMar 2009
Total AUM$394.5M
Discretionary$392M
Non-Disc.$2.4M
Employees--
Clients--
DateMar 2008
Total AUM$448.5M
Discretionary$448.5M
Non-Disc.$0
Employees--
Clients--
DateMay 2007
Total AUM$452.6M
Discretionary$452.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$452.6M
Discretionary$452.6M
Non-Disc.$0
Employees--
Clients--
DateMar 2006
Total AUM$415M
Discretionary$415M
Non-Disc.$0
Employees--
Clients--
DateFeb 2005
Total AUM$307.2M
Discretionary$307.2M
Non-Disc.$0
Employees--
Clients--
DateMar 2004
Total AUM$259M
Discretionary$259M
Non-Disc.$0
Employees--
Clients--
DateMar 2002
Total AUM$174M
Discretionary$174M
Non-Disc.$0
Employees--
Clients--