PRIVATE CONSULTING GROUP, INC.
CRD #45053 SEC #801-53674 PORTLAND, OR 503-972-1500
SEC Registered Broker-Dealer
Total AUM
$289M
Discretionary
$263M
Employees
--
Clients
101
Accounts
1,130
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Feb 2, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROOKS, PAUL MERRITT | I | DIRECTOR | NA | Control |
| BROOKS, PAUL MERRITT | I | DIRECTOR | NA | Control |
| BROOKS, PAUL MERRITT | I | DIRECTOR | NA | Control |
| BROOKS, PAUL MERRITT | I | DIRECTOR | NA | Control |
| FITZPATRICK, DAVID JOHN | I | EXECUTIVE VP | NA | Control |
| FITZPATRICK, DAVID JOHN | I | EXECUTIVE VP | NA | Control |
| FITZPATRICK, DAVID JOHN | I | EXECUTIVE VP | NA | Control |
| FITZPATRICK, DAVID JOHN | I | EXECUTIVE VP | NA | Control |
| FITZPATRICK, DAVID JOHN | I | EXECUTIVE VP | NA | Control |
| FITZPATRICK, DAVID JOHN | I | EXECUTIVE VP | NA | Control |
| FITZPATRICK, DAVID JOHN | I | EXECUTIVE VP | NA | Control |
| FITZPATRICK, DAVID JOHN | I | EXECUTIVE VP | NA | Control |
| FITZPATRICK, DAVID JOHN | I | EXECUTIVE VP | NA | Control |
| FITZPATRICK, DAVID JOHN | I | EXECUTIVE VP | NA | Control |
| FITZPATRICK, DAVID JOHN | I | EXECUTIVE VP | NA | Control |
| FITZPATRICK, DAVID JOHN | I | EXECUTIVE VP | NA | Control |
| FITZPATRICK, DAVID JOHN | I | EXECUTIVE VP | NA | Control |
| FITZPATRICK, DAVID JOHN | I | EXECUTIVE VP | NA | Control |
| HOCK, DAVID CARL | I | CHIEF COMPLIANCE OFFICER, CFO, SR VP | NA | Control |
| HOCK, DAVID CARL | I | SENIOR VP, CCO, CFO | NA | Control |
| HOCK, DAVID CARL | I | SENIOR VP, CCO, CFO | NA | Control |
| HOCK, DAVID CARL | I | CHIEF COMPLIANCE OFFICER, CFO, SR VP | NA | Control |
| HOCK, DAVID CARL | I | CHIEF COMPLIANCE OFFICER, CFO, SR VP | NA | Control |
| HOCK, DAVID CARL | I | CHIEF COMPLIANCE OFFICER, CFO, SR VP | NA | Control |
| HOCK, DAVID CARL | I | CHIEF COMPLIANCE OFFICER, CFO, SR VP | NA | Control |
| HOCK, DAVID CARL | I | SENIOR VP, CCO, CFO | NA | Control |
| HOCK, DAVID CARL | I | SENIOR VP, CCO, CFO | NA | Control |
| HOCK, DAVID CARL | I | SENIOR VP, CCO, CFO | NA | Control |
| HOCK, DAVID CARL | I | SENIOR VP, CCO, CFO | NA | Control |
| HOCK, DAVID CARL | I | CHIEF COMPLIANCE OFFICER, CFO, SR VP | NA | Control |
| HOCK, DAVID CARL | I | SENIOR VP, CCO, CFO | NA | Control |
| HOCK, DAVID CARL | I | SENIOR VP, CCO, CFO | NA | Control |
| HOCK, DAVID CARL | I | SENIOR VP, CCO, CFO | NA | Control |
| KEYS, LYNN CROSS | I | DIRECTOR | NA | Control |
| KEYS, LYNN CROSS | I | DIRECTOR | NA | Control |
| KEYS, LYNN CROSS | I | DIRECTOR | NA | Control |
| KEYS, LYNN CROSS | I | DIRECTOR | NA | Control |
| KEYS, LYNN CROSS | I | DIRECTOR | NA | Control |
| KEYS, LYNN CROSS | I | DIRECTOR | NA | Control |
| KEYS, LYNN CROSS | I | DIRECTOR | NA | Control |
| KEYS, LYNN CROSS | I | DIRECTOR | NA | Control |
| KEYS, LYNN CROSS | I | DIRECTOR | NA | Control |
| KEYS, LYNN CROSS | I | DIRECTOR | NA | Control |
| KEYS, LYNN CROSS | I | DIRECTOR | NA | Control |
| KEYS, ROBERT LEE | I | CEO & PRESIDENT | NA | Control |
| KEYS, ROBERT LEE | I | CEO & PRESIDENT | NA | Control |
| KEYS, ROBERT LEE | I | CEO & PRESIDENT | NA | Control |
| KEYS, ROBERT LEE | I | CEO & PRESIDENT | NA | Control |
| KEYS, ROBERT LEE | I | CEO & PRESIDENT | NA | Control |
| KEYS, ROBERT LEE | I | CEO & PRESIDENT | NA | Control |
| KEYS, ROBERT LEE | I | CEO & PRESIDENT | NA | Control |
| KEYS, ROBERT LEE | I | CEO & PRESIDENT | NA | Control |
| KEYS, ROBERT LEE | I | CEO & PRESIDENT | NA | Control |
| KEYS, ROBERT LEE | I | CEO & PRESIDENT | NA | Control |
| KEYS, ROBERT LEE | I | CEO & PRESIDENT | NA | Control |
| KEYS, ROBERT LEE | I | CEO & PRESIDENT | NA | Control |
| KEYS, ROBERT LEE | I | CEO & PRESIDENT | NA | Control |
| KEYS, ROBERT LEE | I | CEO & PRESIDENT | NA | Control |
| KEYS, ROBERT LEE | I | CEO & PRESIDENT | NA | Control |
| LEE, LORELEI RAMONA | I | COO | NA | Control |
| LEE, LORELEI RAMONA | I | COO | NA | Control |
| LEE, LORELEI RAMONA | I | COO | NA | Control |
| LEE, LORELEI RAMONA | I | COO | NA | Control |
| LEE, LORELEI RAMONA | I | COO | NA | Control |
| LEE, LORELEI RAMONA | I | COO | NA | Control |
| MILLER, GARY AUSTIN | I | CIO | NA | |
| MILLER, GARY AUSTIN | I | CIO | NA | |
| MILLER, GARY AUSTIN | I | CIO | NA | |
| PCG HOLDING COMPANY, LLC | DE | 100% OWNER | E | Control |
| PCG HOLDING COMPANY, LLC | DE | 100% | E | Control |
| PCG HOLDING COMPANY, LLC | DE | 100% OWNER | E | Control |
| PCG HOLDING COMPANY, LLC | DE | 100% OWNER | E | Control |
| PCG HOLDING COMPANY, LLC | DE | 100% OWNER | E | Control |
| PCG HOLDING COMPANY, LLC | DE | 100% OWNER | E | Control |
| PCG HOLDING COMPANY, LLC | DE | 100% OWNER | E | Control |
| PCG HOLDING COMPANY, LLC | DE | 100% OWNER | E | Control |
| PCG HOLDING COMPANY, LLC | DE | 100% OWNER | E | Control |
| PCG HOLDING COMPANY, LLC | DE | 100% OWNER | E | Control |
| PCG HOLDING COMPANY, LLC | DE | 100% OWNER | E | Control |
| PCG HOLDING COMPANY, LLC | DE | 100% OWNER | E | Control |
| PCG HOLDING COMPANY, LLC | DE | 100% | E | Control |
| PCG HOLDING COMPANY, LLC | DE | 100% | E | Control |
| PCG HOLDING COMPANY, LLC | DE | 100% | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EGNER, RICHARD JR | I | KEYS FAMILY TR, TTEE | F | Control |
| EGNER, RICHARD JR | I | KEYS FAMILY TR, TTEE | F | Control |
| EGNER, RICHARD JR | I | KEYS FAMILY TR II DTD 02/01/1996 | F | Control |
| EGNER, RICHARD JR | I | KEYS FAMILY TR II DTD 02/01/1996 | F | Control |
| EGNER, RICHARD JR | I | KEYS FAMILY TR, TTEE | F | Control |
| EGNER, RICHARD JR | I | KEYS FAMILY TR, TTEE | F | Control |
| EGNER, RICHARD JR | I | KEYS FAMILY TR, TTEE | F | Control |
| EGNER, RICHARD JR | I | KEYS FAMILY TR, TTEE | F | Control |
| EGNER, RICHARD JR | I | KEYS FAMILY TR II DTD 02/01/1996 | F | Control |
| KEYS FAMILY PARTNERS, LTD. | DE | PCG HOLDING COMPANY, LLC | E | Control |
| KEYS FAMILY PARTNERS, LTD. | DE | PCG HOLDING COMPANY, LLC | E | Control |
| KEYS FAMILY PARTNERS, LTD. | DE | PCG HOLDING COMPANY, LLC | E | Control |
| KEYS FAMILY PARTNERS, LTD. | DE | PCG HOLDING COMPANY, LLC | E | Control |
| KEYS FAMILY PARTNERS, LTD. | DE | PCG HOLDING COMPANY, LLC | E | Control |
| KEYS FAMILY PARTNERS, LTD. | DE | PCG HOLDING COMPANY, LLC | E | Control |
| KEYS FAMILY PARTNERS, LTD. | DE | PCG HOLDING COMPANY, LLC | E | Control |
| KEYS FAMILY PARTNERS, LTD. | DE | PCG HOLDING COMPANY, LLC | E | Control |
| KEYS FAMILY PARTNERS, LTD. | DE | PCG HOLDING COMPANY, LLC | E | Control |
| KEYS FAMILY PARTNERS, LTD. | DE | PCG HOLDING COMPANY, LLC | E | Control |
| KEYS FAMILY PARTNERS, LTD. | DE | PCG HOLDING COMPANY, LLC | E | Control |
| KEYS FAMILY TRUST II DTD 02/01/1996 | FE | KEYS FAMILY PARTNERS, LTD. | E | Control |
| KEYS FAMILY TRUST II DTD 02/01/1996 | FE | KEYS FAMILY PARTNERS, LTD. | E | Control |
| KEYS FAMILY TRUST II DTD 02/01/1996 | FE | KEYS FAMILY PARTNERS, LTD. | E | Control |
| KEYS FAMILY TRUST II DTD 02/01/1996 | FE | KEYS FAMILY PARTNERS, LTD. | E | Control |
| KEYS FAMILY TRUST II DTD 02/01/1996 | FE | KEYS FAMILY PARTNERS, LTD. | E | Control |
| KEYS FAMILY TRUST II DTD 02/01/1996 | FE | KEYS FAMILY PARTNERS, LTD. | E | Control |
| KEYS FAMILY TRUST II DTD 02/01/1996 | FE | KEYS FAMILY PARTNERS, LTD. | E | Control |
| KEYS FAMILY TRUST II DTD 02/01/1996 | FE | KEYS FAMILY PARTNERS, LTD. | E | Control |
| KEYS FAMILY TRUST II DTD 02/01/1996 | FE | KEYS FAMILY PARTNERS, LTD. | E | Control |
| KEYS, LYNN CROSS | I | KEYS FAMILY TRUST II DTD 02/01/1996 | E | Control |
| KEYS, LYNN CROSS | I | KEYS FAMILY PARTNERS, LTD.; KEYS FAMILY TR | E | Control |
| KEYS, LYNN CROSS | I | KEYS FAMILY TRUST II DTD 02/01/1996 | E | Control |
| KEYS, LYNN CROSS | I | KEYS FAMILY TRUST II DTD 02/01/1996 | E | Control |
| KEYS, LYNN CROSS | I | KEYS FAMILY PARTNERS, LTD.; KEYS FAMILY TR | E | Control |
| KEYS, LYNN CROSS | I | KEYS FAMILY PARTNERS, LTD.; KEYS FAMILY TR | E | Control |
| KEYS, LYNN CROSS | I | KEYS FAMILY PARTNERS, LTD.; KEYS FAMILY TR | E | Control |
| KEYS, LYNN CROSS | I | KEYS FAMILY PARTNERS, LTD.; KEYS FAMILY TR | E | Control |
| RICHARD EDGAR JR TTEE, KEYS FAMILY TRUST II DTD 02/01/1996 | FE | KEYS FAMILY PARTNERS, LTD. | E | Control |
| RICHARD EDGAR JR TTEE, KEYS FAMILY TRUST II DTD 02/01/1996 | FE | KEYS FAMILY PARTNERS, LTD. | E | Control |
| KEYS, LYNN CROSS | I | KEYS FAMILY PARTNERS, LTD | D | Control |
| KEYS, LYNN CROSS | I | KEYS FAMILY PARTNERS, LTD | D | Control |
| KEYS, LYNN CROSS | I | KEYS FAMILY PARTNERS, LTD | D | Control |
| KEYS, ROBERT LEE | I | KEYS FAMILY PARTNERS, LTD. | D | Control |
| KEYS, ROBERT LEE | I | KEYS FAMILY TRUST II DTD 02/01/1996 | D | Control |
| KEYS, ROBERT LEE | I | PCG HOLDINGS | D | Control |
| KEYS, ROBERT LEE | I | KEYS FAMILY PARTNERS, LTD. & KEYS FAMILY TR | D | Control |
| KEYS, ROBERT LEE | I | KEYS FAMILY PARTNERS, LTD. | D | Control |
| KEYS, ROBERT LEE | I | KEYS FAMILY TRUST II DTD 02/01/1996 | D | Control |
| KEYS, ROBERT LEE | I | KEYS FAMILY PARTNERS, LTD. | D | Control |
| KEYS, ROBERT LEE | I | KEYS FAMILY TRUST II DTD 02/01/1996 | D | Control |
| KEYS, ROBERT LEE | I | KEYS FAMILY PARTNERS, LTD. & KEYS FAMILY TR | D | Control |
| KEYS, ROBERT LEE | I | KEYS FAMILY PARTNERS, LTD. & KEYS FAMILY TR | D | Control |
| KEYS, ROBERT LEE | I | KEYS FAMILY PARTNERS, LTD. & KEYS FAMILY TR | D | Control |
| KEYS, ROBERT LEE | I | KEYS FAMILY PARTNERS, LTD. & KEYS FAMILY TR | D | Control |
| KEYS, ROBERT LEE | I | PCG HOLDINGS | D | Control |
| KEYS, ROBERT LEE | I | PCG HOLDINGS | D | Control |
| KEYS, ROBERT LEE | I | PCG HOLDINGS | D | Control |
Registrations
Federal
IA
Feb 2, 2007 REGISTERED
Notice Filings (26)
AZ CA CO CT FL ID IL IN LA MA MD MO MT NC NJ NV NY OH OR PA TN TX UT VA VT WA
Address
4650 S.W. MACADAM AVENUESUITE 100
PORTLAND, OR 97239-4263
USA
Phone: 503-972-1500