J.J.B. HILLIARD, W.L. LYONS, LLC
CRD #453 SEC #801-23120 LOUISVILLE, KY 502-588-8400
SEC Registered Broker-Dealer Disclosures
Total AUM
$9.3B
Discretionary
$4.9B
Employees
1,025
Clients
251
Accounts
31,198
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2019 | $9.3B | $4.9B | $4.4B | 1,025 | 2,782 |
| Apr 2019 | $9.3B | $4.9B | $4.4B | 1,025 | 2,782 |
| Mar 2019 | $9.3B | $4.9B | $4.4B | 1,025 | 2,782 |
| Dec 2018 | $9.3B | $4.9B | $4.4B | 1,025 | 2,782 |
| Sep 2018 | $7.6B | $3.8B | $3.8B | 1,008 | 1,700 |
| Jun 2018 | $7.6B | $3.8B | $3.8B | 1,008 | 1,700 |
| May 2018 | $7.6B | $3.8B | $3.8B | 1,008 | 1,700 |
| Feb 2018 | $7.6B | $3.8B | $3.8B | 1,008 | 1,700 |
| Jan 2018 | $7.6B | $3.8B | $3.8B | 1,008 | 1,700 |
| Nov 2017 | $7.6B | $3.8B | $3.8B | 1,008 | 1,700 |
| Sep 2017 | $7B | $4B | $3B | 1,040 | 26,400 |
| Aug 2017 | $7B | $4B | $3B | 1,040 | 26,400 |
| Jun 2017 | $7B | $4B | $3B | 1,040 | 26,400 |
| May 2017 | $7B | $4B | $3B | 1,040 | 26,400 |
| Feb 2017 | $7B | $4B | $3B | 1,040 | 26,400 |
| Dec 2016 | $7B | $4B | $3B | 1,040 | 26,400 |
| Nov 2016 | $7B | $4B | $3B | 1,040 | 26,400 |
| Sep 2016 | $6.2B | $3.7B | $2.5B | 1,097 | 24,800 |
| Sep 2016 | $6.2B | $3.7B | $2.5B | 1,097 | 24,800 |
| Jun 2016 | $6.2B | $3.7B | $2.5B | 1,097 | 24,800 |
| Mar 2016 | $6.2B | $3.7B | $2.5B | 1,097 | 24,800 |
| Feb 2016 | $6.2B | $3.7B | $2.5B | 1,097 | 24,800 |
| Jan 2016 | $6.2B | $3.7B | $2.5B | 1,097 | 24,800 |
| Oct 2015 | $6.2B | $3.7B | $2.5B | 1,097 | 24,800 |
| Mar 2015 | $6.2B | $3.9B | $2.3B | 1,096 | 22,000 |
| Dec 2014 | $6.2B | $3.9B | $2.3B | 1,096 | 22,000 |
| Aug 2014 | $5.2B | $3.2B | $2B | 1,072 | 20,000 |
| Jan 2014 | $5.2B | $3.2B | $2B | 1,072 | 20,000 |
| Dec 2013 | $5.2B | $3.2B | $2B | 1,072 | 20,000 |
| Apr 2013 | $4.7B | $3B | $1.7B | 1,042 | 17,500 |
| Mar 2013 | $4.7B | $3B | $1.7B | 1,042 | 17,500 |
| Mar 2013 | $4.7B | $3B | $1.7B | 1,042 | 17,500 |
| Dec 2012 | $4.7B | $3B | $1.7B | 1,042 | 17,500 |
| Nov 2012 | $4.7B | $3B | $1.7B | 1,042 | 17,500 |
| Jul 2012 | $3.7B | $2.4B | $1.3B | -- | 15,500 |
| Mar 2012 | $3.7B | $2.4B | $1.3B | -- | 15,500 |
| Feb 2012 | $3.7B | $2.4B | $1.3B | -- | 15,500 |
| Jan 2012 | $3.7B | $2.4B | $1.3B | -- | 15,500 |
| Dec 2011 | $3.7B | $2.4B | $1.3B | -- | 15,500 |
| Aug 2011 | $3.2B | $2B | $1.2B | -- | -- |
| Jul 2011 | $3.2B | $2B | $1.2B | -- | -- |
| Jun 2011 | $3.2B | $2B | $1.2B | -- | -- |
| Jun 2011 | $3.2B | $2B | $1.2B | -- | -- |
| May 2011 | $3.2B | $2B | $1.2B | -- | -- |
| Apr 2011 | $3.2B | $2B | $1.2B | -- | -- |
| Mar 2011 | $3.2B | $2B | $1.2B | -- | -- |
| Feb 2011 | $3.2B | $2B | $1.2B | -- | -- |
| Feb 2011 | $3.2B | $2B | $1.2B | -- | -- |
| Jan 2011 | $3.2B | $2B | $1.2B | -- | -- |
| Dec 2010 | $3.2B | $2B | $1.2B | -- | -- |
| Dec 2010 | $3.2B | $2B | $1.2B | -- | -- |
| Apr 2009 | $3.7B | $3B | $772.3M | -- | -- |
| Mar 2008 | $3.9B | $3B | $954.6M | -- | -- |
| Jan 2008 | $3B | $2.7B | $313M | -- | -- |
| Nov 2007 | $3B | $2.7B | $313M | -- | -- |
| May 2007 | $3B | $2.7B | $313M | -- | -- |
| Mar 2007 | $3B | $2.7B | $313M | -- | -- |
| Dec 2006 | $2.8B | $2.8B | $477.7K | -- | -- |
| Nov 2006 | $2.8B | $2.8B | $477.7K | -- | -- |
| Sep 2005 | $2.6B | $2.6B | $2.6M | -- | -- |
| Sep 2005 | $2.6B | $2.6B | $2.6M | -- | -- |
| Jan 2005 | $2.5B | $2.5B | $4.6M | -- | -- |
| Mar 2004 | $2.5B | $2.5B | $4.6M | -- | -- |
| Apr 2002 | $3.6B | $3.6B | $47.1M | -- | -- |
| Apr 2002 | $3.6B | $3.6B | $47.1M | -- | -- |
| Apr 2002 | $3.6B | $3.6B | $47.1M | -- | -- |
| Mar 2002 | $2.8B | $2.8B | $17M | -- | -- |
| Aug 2001 | $2.8B | $2.8B | $17M | -- | -- |
| Aug 2001 | $2.8B | $2.8B | $17M | -- | -- |
DateApr 2019
Total AUM$9.3B
Discretionary$4.9B
Non-Disc.$4.4B
Employees1,025
Clients2,782
DateApr 2019
Total AUM$9.3B
Discretionary$4.9B
Non-Disc.$4.4B
Employees1,025
Clients2,782
DateMar 2019
Total AUM$9.3B
Discretionary$4.9B
Non-Disc.$4.4B
Employees1,025
Clients2,782
DateDec 2018
Total AUM$9.3B
Discretionary$4.9B
Non-Disc.$4.4B
Employees1,025
Clients2,782
DateSep 2018
Total AUM$7.6B
Discretionary$3.8B
Non-Disc.$3.8B
Employees1,008
Clients1,700
DateJun 2018
Total AUM$7.6B
Discretionary$3.8B
Non-Disc.$3.8B
Employees1,008
Clients1,700
DateMay 2018
Total AUM$7.6B
Discretionary$3.8B
Non-Disc.$3.8B
Employees1,008
Clients1,700
DateFeb 2018
Total AUM$7.6B
Discretionary$3.8B
Non-Disc.$3.8B
Employees1,008
Clients1,700
DateJan 2018
Total AUM$7.6B
Discretionary$3.8B
Non-Disc.$3.8B
Employees1,008
Clients1,700
DateNov 2017
Total AUM$7.6B
Discretionary$3.8B
Non-Disc.$3.8B
Employees1,008
Clients1,700
DateSep 2017
Total AUM$7B
Discretionary$4B
Non-Disc.$3B
Employees1,040
Clients26,400
DateAug 2017
Total AUM$7B
Discretionary$4B
Non-Disc.$3B
Employees1,040
Clients26,400
DateJun 2017
Total AUM$7B
Discretionary$4B
Non-Disc.$3B
Employees1,040
Clients26,400
DateMay 2017
Total AUM$7B
Discretionary$4B
Non-Disc.$3B
Employees1,040
Clients26,400
DateFeb 2017
Total AUM$7B
Discretionary$4B
Non-Disc.$3B
Employees1,040
Clients26,400
DateDec 2016
Total AUM$7B
Discretionary$4B
Non-Disc.$3B
Employees1,040
Clients26,400
DateNov 2016
Total AUM$7B
Discretionary$4B
Non-Disc.$3B
Employees1,040
Clients26,400
DateSep 2016
Total AUM$6.2B
Discretionary$3.7B
Non-Disc.$2.5B
Employees1,097
Clients24,800
DateSep 2016
Total AUM$6.2B
Discretionary$3.7B
Non-Disc.$2.5B
Employees1,097
Clients24,800
DateJun 2016
Total AUM$6.2B
Discretionary$3.7B
Non-Disc.$2.5B
Employees1,097
Clients24,800
DateMar 2016
Total AUM$6.2B
Discretionary$3.7B
Non-Disc.$2.5B
Employees1,097
Clients24,800
DateFeb 2016
Total AUM$6.2B
Discretionary$3.7B
Non-Disc.$2.5B
Employees1,097
Clients24,800
DateJan 2016
Total AUM$6.2B
Discretionary$3.7B
Non-Disc.$2.5B
Employees1,097
Clients24,800
DateOct 2015
Total AUM$6.2B
Discretionary$3.7B
Non-Disc.$2.5B
Employees1,097
Clients24,800
DateMar 2015
Total AUM$6.2B
Discretionary$3.9B
Non-Disc.$2.3B
Employees1,096
Clients22,000
DateDec 2014
Total AUM$6.2B
Discretionary$3.9B
Non-Disc.$2.3B
Employees1,096
Clients22,000
DateAug 2014
Total AUM$5.2B
Discretionary$3.2B
Non-Disc.$2B
Employees1,072
Clients20,000
DateJan 2014
Total AUM$5.2B
Discretionary$3.2B
Non-Disc.$2B
Employees1,072
Clients20,000
DateDec 2013
Total AUM$5.2B
Discretionary$3.2B
Non-Disc.$2B
Employees1,072
Clients20,000
DateApr 2013
Total AUM$4.7B
Discretionary$3B
Non-Disc.$1.7B
Employees1,042
Clients17,500
DateMar 2013
Total AUM$4.7B
Discretionary$3B
Non-Disc.$1.7B
Employees1,042
Clients17,500
DateMar 2013
Total AUM$4.7B
Discretionary$3B
Non-Disc.$1.7B
Employees1,042
Clients17,500
DateDec 2012
Total AUM$4.7B
Discretionary$3B
Non-Disc.$1.7B
Employees1,042
Clients17,500
DateNov 2012
Total AUM$4.7B
Discretionary$3B
Non-Disc.$1.7B
Employees1,042
Clients17,500
DateJul 2012
Total AUM$3.7B
Discretionary$2.4B
Non-Disc.$1.3B
Employees--
Clients15,500
DateMar 2012
Total AUM$3.7B
Discretionary$2.4B
Non-Disc.$1.3B
Employees--
Clients15,500
DateFeb 2012
Total AUM$3.7B
Discretionary$2.4B
Non-Disc.$1.3B
Employees--
Clients15,500
DateJan 2012
Total AUM$3.7B
Discretionary$2.4B
Non-Disc.$1.3B
Employees--
Clients15,500
DateDec 2011
Total AUM$3.7B
Discretionary$2.4B
Non-Disc.$1.3B
Employees--
Clients15,500
DateAug 2011
Total AUM$3.2B
Discretionary$2B
Non-Disc.$1.2B
Employees--
Clients--
DateJul 2011
Total AUM$3.2B
Discretionary$2B
Non-Disc.$1.2B
Employees--
Clients--
DateJun 2011
Total AUM$3.2B
Discretionary$2B
Non-Disc.$1.2B
Employees--
Clients--
DateJun 2011
Total AUM$3.2B
Discretionary$2B
Non-Disc.$1.2B
Employees--
Clients--
DateMay 2011
Total AUM$3.2B
Discretionary$2B
Non-Disc.$1.2B
Employees--
Clients--
DateApr 2011
Total AUM$3.2B
Discretionary$2B
Non-Disc.$1.2B
Employees--
Clients--
DateMar 2011
Total AUM$3.2B
Discretionary$2B
Non-Disc.$1.2B
Employees--
Clients--
DateFeb 2011
Total AUM$3.2B
Discretionary$2B
Non-Disc.$1.2B
Employees--
Clients--
DateFeb 2011
Total AUM$3.2B
Discretionary$2B
Non-Disc.$1.2B
Employees--
Clients--
DateJan 2011
Total AUM$3.2B
Discretionary$2B
Non-Disc.$1.2B
Employees--
Clients--
DateDec 2010
Total AUM$3.2B
Discretionary$2B
Non-Disc.$1.2B
Employees--
Clients--
DateDec 2010
Total AUM$3.2B
Discretionary$2B
Non-Disc.$1.2B
Employees--
Clients--
DateApr 2009
Total AUM$3.7B
Discretionary$3B
Non-Disc.$772.3M
Employees--
Clients--
DateMar 2008
Total AUM$3.9B
Discretionary$3B
Non-Disc.$954.6M
Employees--
Clients--
DateJan 2008
Total AUM$3B
Discretionary$2.7B
Non-Disc.$313M
Employees--
Clients--
DateNov 2007
Total AUM$3B
Discretionary$2.7B
Non-Disc.$313M
Employees--
Clients--
DateMay 2007
Total AUM$3B
Discretionary$2.7B
Non-Disc.$313M
Employees--
Clients--
DateMar 2007
Total AUM$3B
Discretionary$2.7B
Non-Disc.$313M
Employees--
Clients--
DateDec 2006
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$477.7K
Employees--
Clients--
DateNov 2006
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$477.7K
Employees--
Clients--
DateSep 2005
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$2.6M
Employees--
Clients--
DateSep 2005
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$2.6M
Employees--
Clients--
DateJan 2005
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$4.6M
Employees--
Clients--
DateMar 2004
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$4.6M
Employees--
Clients--
DateApr 2002
Total AUM$3.6B
Discretionary$3.6B
Non-Disc.$47.1M
Employees--
Clients--
DateApr 2002
Total AUM$3.6B
Discretionary$3.6B
Non-Disc.$47.1M
Employees--
Clients--
DateApr 2002
Total AUM$3.6B
Discretionary$3.6B
Non-Disc.$47.1M
Employees--
Clients--
DateMar 2002
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$17M
Employees--
Clients--
DateAug 2001
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$17M
Employees--
Clients--
DateAug 2001
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$17M
Employees--
Clients--