RIA Intelligence

CLEARY GULL INC.

CRD #45309 SEC #801-55574 MILWAUKEE, WI 414-291-4500
SEC Registered Broker-Dealer Disclosures
Total AUM
$1B
Discretionary
$1B
Employees
49
Clients
251
Accounts
620
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ANDREW, BRIAN KEITHICHIEF INVESTMENT OFFICERNA
ANDREW, BRIAN KEITHICHIEF INVESTMENT OFFICERNA
ANDREW, BRIAN KEITHIPRESIDENT AND CHIEF INVESTMENT OFFICERNA
ANDREW, BRIAN KEITHICHIEF INVESTMENT OFFICERNA
ANDREW, BRIAN KEITHIPRESIDENT AND CHIEF INVESTMENT OFFICERNA
ANDREW, BRIAN KEITHIPRESIDENT AND CHIEF INVESTMENT OFFICERNA
ANDREW, BRIAN KEITHICHIEF INVESTMENT OFFICERNA
ANDREW, BRIAN KEITHIPRESIDENT AND CHIEF INVESTMENT OFFICERNA
BRAUN, WILLIAM HICFO, COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HICFO, COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HICFO, COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
BRAUN, WILLIAM HUGHICFO, CHIEF COMPLIANCE OFFICER, FINANCIAL AND OPERATIONS PRINCIPALNA
CARPENTER, CHRISTOPHER MICHAELICHIEF OPERATING OFFICERNA
CARPENTER, CHRISTOPHER MICHAELICHIEF OPERATING OFFICERNA
CARPENTER, CHRISTOPHER MICHAELICHIEF OPERATING OFFICERNA
CARPENTER, CHRISTOPHER MICHAELICHIEF OPERATING OFFICERNA
CARPENTER, CHRISTOPHER MICHAELICHIEF OPERATING OFFICERNA
CARPENTER, CHRISTOPHER MICHAELICHIEF OPERATING OFFICERNA
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD, CEO AND CHIEF COMPLIANCE OFFICERNA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
CLEARY, MICHAEL JOSEPHICHAIRMAN OF THE BOARD AND CEONA Control
KESHEMBERG, TRAVIS LEEISENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REISTERED OPTIONS PRINCIPALNA
KESHEMBERG, TRAVIS LEEISENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REISTERED OPTIONS PRINCIPALNA
KESHEMBERG, TRAVIS LEEISENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REISTERED OPTIONS PRINCIPALNA
KESHEMBERG, TRAVIS LEEISENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REISTERED OPTIONS PRINCIPALNA
KRUEGER, JOHN GUYISR REGISTERED OPTIONS PRINCIPAL & COMPLIANCE REGISTERED OPTIONS PRINCIPALNA
KRUEGER, JOHN GUYISR REGISTERED OPTIONS PRINCIPAL & COMPLIANCE REGISTERED OPTIONS PRINCIPALNA
KRUEGER, JOHN GUYISR REGISTERED OPTIONS PRINCIPAL & COMPLIANCE REGISTERED OPTIONS PRINCIPALNA
KRUEGER, JOHN GUYISR REGISTERED OPTIONS PRINCIPAL & COMPLIANCE REGISTERED OPTIONS PRINCIPALNA
KRUEGER, JOHN GUYISR REGISTERED OPTIONS PRINCIPAL & COMPLIANCE REGISTERED OPTIONS PRINCIPALNA
MICHAELSON, JEFFREY LEONARDICFO AND FINANCIAL & OPERATIONS PRINCIPALNA
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
MILLER, RONALD DAVIDIMANAGING DIRECTOR - INVESTMENT BANKING AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
PETERSON, JOHN REUBENIMANAGING DIRECTOR - INVESTMENT BANKING, SECRETARY, TREASURER AND DIRECTORNA Control
WARNER, ROBERT LESLIEISENIOR VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEISENIOR VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEISENIOR VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEISENIOR VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEIEXECUTIVE VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEISENIOR VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEISENIOR VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEISENIOR VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEISENIOR VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEISENIOR VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEISENIOR VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEISENIOR VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEISENIOR VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEIEXECUTIVE VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEIEXECUTIVE VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEIEXECUTIVE VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEIEXECUTIVE VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEIEXECUTIVE VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEIEXECUTIVE VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEIEXECUTIVE VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEIEXECUTIVE VICE PRESIDENT AND DIRECTORNA Control
WARNER, ROBERT LESLIEIEXECUTIVE VICE PRESIDENT AND DIRECTORNA Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control
CLEARY GULL HOLDINGS INC.DEDIRECT OWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control
CLEARY, MICHAEL JOSEPHICLEARY GULL HOLDINGS INC.C Control

Registrations

Federal

IA
Mar 30, 2016 REGISTERED

Notice Filings (50)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV

Address

100 EAST WISCONSIN AVE
SUITE 2400
MILWAUKEE, WI 53202
United States
Phone: 414-291-4500