MCADAMS WRIGHT RAGEN, INC.
CRD #45899 SEC #801-55918 SEATTLE, WA 206-664-8850
SEC Registered Broker-Dealer Disclosures
Total AUM
$2.4B
Discretionary
$2.2B
Employees
51
Clients
26
Accounts
3,712
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 24, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOOTH, STEVEN GREGORY | I | DIRECTOR | NA | Control |
| BOOTH, STEVEN GREGORY | I | DIRECTOR | NA | Control |
| DAGGATT, DIANE HAUGE | I | MANAGING DIRECTOR INSTITUTIONAL SALES | NA | |
| DAGGATT, DIANE HAUGE | I | MANAGING DIRECTOR INSTITUTIONAL SALES | NA | |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP/CCO | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VICE PRESIDENT/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VICE PRESIDENT/CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VICE PRESIDENT/CHIEF FINANCIAL OFFICER/FINOP/DIRECTOR | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VICE PRESIDENT/CHIEF FINANCIAL OFFICER/FINOP/DIRECTOR | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DIRECTOR, DAVID JEROME | I | EXECUTIVE VP/CFO/FINOP | NA | Control |
| DORAN, MARSHELLE MCLEAN | I | SENIOR VICE PRESIDENT / FIXED INCOME | NA | |
| DORAN, MARSHELLE MCLEAN | I | SENIOR VICE PRESIDENT / FIXED INCOME | NA | |
| GUAGLIARDO, ALICIA MARIA | I | SVP, CCO | NA | Control |
| GUAGLIARDO, ALICIA MARIA | I | SVP, CCO | NA | Control |
| GUAGLIARDO, ALICIA MARIA | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GUAGLIARDO, ALICIA MARIA | I | CCO | NA | Control |
| GUAGLIARDO, ALICIA MARIA | I | SVP, CCO | NA | Control |
| GUAGLIARDO, ALICIA MARIA | I | CCO | NA | Control |
| GUAGLIARDO, ALICIA MARIA | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GUAGLIARDO, ALICIA MARIA | I | CCO | NA | Control |
| GUAGLIARDO, ALICIA MARIA | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GUAGLIARDO, ALICIA MARIA | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GUAGLIARDO, ALICIA MARIA | I | CCO | NA | Control |
| GUAGLIARDO, ALICIA MARIA | I | CCO | NA | Control |
| GUAGLIARDO, ALICIA MARIA | I | SVP, CCO | NA | Control |
| GUAGLIARDO, ALICIA MARIA | I | SVP, CCO | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | SROP/CROP | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | SROP/CROP | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | SROP/CROP | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | SROP/CROP | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | SROP/CROP | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | SROP/CROP | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | SROP/CROP | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | SROP/CROP | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| HEYNE, MICHELLE ELIZABETH | I | SROP/CROP | NA | Control |
| JOHNSON, BRETT ROBERT | I | ASSISTANT VICE PRESIDENT/SROP/CROP | NA | |
| JOHNSON, BRETT ROBERT | I | ASSISTANT VICE PRESIDENT/SROP/CROP | NA | |
| LATTA, PAUL CHRISTOPHER | I | DIRECTOR OF RESEARCH | NA | |
| LATTA, PAUL CHRISTOPHER | I | DIRECTOR OF RESEARCH | NA | |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | NA | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | NA | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | NA | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | NA | Control |
| PURCELL, PAUL EDWARD | I | DIRECTOR | NA | Control |
| PURCELL, PAUL EDWARD | I | DIRECTOR | NA | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD/DIRECTOR | NA | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD/DIRECTOR | NA | Control |
| RAGEN, CAMERON BROOKS | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| RAGEN, CAMERON BROOKS | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| RAGEN, CAMERON BROOKS | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| RAGEN, CAMERON BROOKS | I | MEMBER OF INVESTMENT COMMITTEE | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | SENIOR VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | SENIOR VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | SENIOR VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | SENIOR VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RAGEN, CAMERON BROOKS | I | VICE PRESIDENT | NA | Control |
| RICHARDSON, CANDACE LYNN | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | |
| RICHARDSON, CANDACE LYNN | I | SENIOR VICE PRESIDENT OF OPERATIONS | NA | |
| ROCK, HEATHER HEWSON | I | MEMBER INVESTMENT COMMITTEE | NA | Control |
| ROCK, HEATHER HEWSON | I | MEMBER INVESTMENT COMMITTEE | NA | Control |
| ROCK, HEATHER HEWSON | I | MEMBER INVESTMENT COMMITTEE | NA | Control |
| ROCK, HEATHER HEWSON | I | MEMBER INVESTMENT COMMITTEE | NA | Control |
| ROCK, HEATHER HEWSON | I | MEMBER INVESTMENT COMMITTEE | NA | Control |
| ROCK, HEATHER HEWSON | I | PRESIDENT CAPITAL MARKETS DIVISION (RIA) | NA | Control |
| ROCK, HEATHER HEWSON | I | PRESIDENT CAPITAL MARKETS DIVISION (RIA) | NA | Control |
| ROCK, HEATHER HEWSON | I | PRESIDENT CAPITAL MANAGEMENT DIVISION (RIA) | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT / REAL ESTATE BROKER | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT / REAL ESTATE BROKER | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDNET | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDNET | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | MANAGING DIRECTOR & DEPART CHAIR, INVESTMENT BANKING | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | MANAGING DIRECTOR & DEPART CHAIR, INVESTMENT BANKING | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | MANAGING DIRECTOR & DEPART CHAIR, INVESTMENT BANKING | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | MANAGING DIRECTOR & DEPART CHAIR, INVESTMENT BANKING | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| ROGOWSKI, ROBERT JOHN | I | VICE PRESIDENT | NA | Control |
| SCHROEDER, MICHAEL JOHN | I | DIRECTOR | NA | Control |
| SCHROEDER, MICHAEL JOHN | I | DIRECTOR | NA | Control |
| WESTLUND, BRIAN DOUGLAS | I | SENIOR VICE PRESIDENT / BRANCH MANAGER | NA | |
| WESTLUND, BRIAN DOUGLAS | I | SENIOR VICE PRESIDENT / BRANCH MANAGER | NA | |
| ZARCONE, DOMINICK PAUL | I | DIRECTOR | NA | Control |
| ZARCONE, DOMINICK PAUL | I | DIRECTOR | NA | Control |
| BAIRD FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| BAIRD FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| MANZANITA CAPITAL, INC. | DE | HOLDING COMPANY/EQUITY OWNER | E | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | C | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | C | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | C | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| RAGEN, BROOKS GEER | I | CHAIRMAN OF THE BOARD | B | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
| MCADAMS, SCOTT WAYNE | I | PRESIDENT/CEO | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAIRD FINANCIAL GROUP, INC. | DE | BAIRD HOLDING COMPANY | E | Control |
| BAIRD FINANCIAL GROUP, INC. | DE | BAIRD HOLDING COMPANY | E | Control |
| BAIRD HOLDING COMPANY | DE | BAIRD FINANCIAL CORPORATION | E | Control |
| BAIRD HOLDING COMPANY | DE | BAIRD FINANCIAL CORPORATION | E | Control |
| RAGEN, BROOKS GEER | I | MANZANITA CAPITAL, INC. | C | Control |
| RAGEN, BROOKS GEER | I | MANZANITA CAPITAL, INC. | C | Control |
| RAGEN, BROOKS GEER | I | MANZANITA CAPITAL, INC. | C | Control |
Registrations
Federal
IA
Jul 24, 2012 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
925 FOURTH AVENUESUITE #3900
SEATTLE, WA 98104
United States
Phone: 206-664-8850