SYNERGY INVESTMENT GROUP, LLC
CRD #46035 SEC #801-68315 KANNAPOLIS, NC 704-333-7637
SEC Registered Broker-Dealer Disclosures
Total AUM
$11.5M
Discretionary
$11.5M
Employees
11
Clients
1
Accounts
182
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 18, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAIN, TIMOTHY JOHN | I | COO/FINOP | NA | Control |
| BAIN, TIMOTHY JOHN | I | COO/FINOP | NA | Control |
| BAIN, TIMOTHY JOHN | I | COO/FINOP | NA | Control |
| BAIN, TIMOTHY JOHN | I | COO/FINOP | NA | Control |
| BAIN, TIMOTHY JOHN | I | COO/FINOP | NA | Control |
| BAIN, TIMOTHY JOHN | I | COO/FINOP | NA | Control |
| BAIN, TIMOTHY JOHN | I | COO/FINOP | NA | Control |
| BAIN, TIMOTHY JOHN | I | COO/FINOP | NA | Control |
| BAIN, TIMOTHY JOHN | I | COO/FINOP | NA | Control |
| BAIN, TIMOTHY JOHN | I | COO/FINOP | NA | Control |
| BAIN, TIMOTHY JOHN | I | COO/FINOP | NA | Control |
| BAIN, TIMOTHY JOHN | I | COO/FINOP | NA | Control |
| BAIN, TIMOTHY JOHN | I | COO/FINOP | NA | Control |
| DUFFIE, RYAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUFFIE, RYAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUFFIE, RYAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUFFIE, RYAN PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, JOSEPH PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL/DIRECTOR OF COMPLIANCE | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | PART OWNER | NA | Control |
| JONES, JEFFREY DEAN | I | PART OWNER | NA | Control |
| JONES, JEFFREY DEAN | I | GENERAL COUNSEL | NA | Control |
| JONES, JEFFREY DEAN | I | PART OWNER | NA | Control |
| JONES, JEFFREY DEAN | I | PART OWNER | NA | Control |
| JONES, JEFFREY DEAN | I | PART OWNER | NA | Control |
| JONES, JEFFREY DEAN | I | PART OWNER | NA | Control |
| JONES, JEFFREY DEAN | I | PART OWNER | NA | Control |
| JONES, JEFFREY DEAN | I | PART OWNER | NA | Control |
| JONES, JEFFREY DEAN | I | PART OWNER | NA | Control |
| MEDLIN, BURTON TROY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEDLIN, BURTON TROY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEDLIN, BURTON TROY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEDLIN, BURTON TROY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEDLIN, BURTON TROY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEDLIN, BURTON TROY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEDLIN, BURTON TROY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | PRESIDENT | NA | Control |
| SIDES, ERIC CHRISTOPHER | I | SROP | NA | Control |
| SIDES, ERIC CHRISTOPHER | I | SROP | NA | Control |
| SIDES, ERIC CHRISTOPHER | I | SROP | NA | Control |
| SIDES, ERIC CHRISTOPHER | I | SROP | NA | Control |
| SIDES, ERIC CHRISTOPHER | I | SROP | NA | Control |
| SIDES, ERIC CHRISTOPHER | I | SROP | NA | Control |
| SIDES, ERIC CHRISTOPHER | I | SROP | NA | Control |
| SIDES, ERIC CHRISTOPHER | I | SROP | NA | Control |
| SIDES, ERIC CHRISTOPHER | I | SROP | NA | Control |
| SIDES, ERIC CHRISTOPHER | I | SROP | NA | Control |
| SIDES, ERIC CHRISTOPHER | I | SROP | NA | Control |
| SIDES, ERIC CHRISTOPHER | I | SROP | NA | Control |
| SIDES, ERIC CHRISTOPHER | I | SROP | NA | Control |
| VANHAMME, TRACY M | I | FINOP | NA | |
| VANHAMME, TRACY M | I | FINOP | NA | |
| VANHAMME, TRACY M | I | FINOP | NA | |
| VANHAMME, TRACY M | I | FINOP | NA | |
| VANHAMME, TRACY M | I | FINOP | NA | |
| VANHAMME, TRACY M | I | FINOP | NA | |
| VANHAMME, TRACY M | I | FINOP | NA | |
| VANHAMME, TRACY M | I | FINOP | NA | |
| VANHAMME, TRACY M | I | FINOP | NA | |
| VANHAMME, TRACY M | I | FINOP | NA | |
| WESLEY, MARK CHRISTOPHER | I | SROP | NA | Control |
| WESLEY, MARK CHRISTOPHER | I | SROP | NA | Control |
| WESLEY, MARK CHRISTOPHER | I | SROP | NA | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| SYNERGY HOLDING GROUP | DE | MEMBER | E | Control |
| VISION TREK, LLC. | DE | HOLDING COMPANY | E | Control |
| VISION TREK, LLC. | DE | MEMBER | E | Control |
| VISION TREK, LLC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE SYNERGY HOLDING GROUP, INC. | DE | VISION TREK, LLC | E | Control |
| THE SYNERGY HOLDING GROUP, INC. | DE | VISION TREK, LLC | E | Control |
| THE SYNERGY HOLDING GROUP, INC. | DE | VISION TREK, LLC | E | Control |
| JONES, JEFFREY, DEAN | I | SYNERGY HOLDING GROUP | D | Control |
| JONES, JEFFREY, DEAN | I | SYNERGY HOLDING GROUP | D | Control |
| JONES, JEFFREY, DEAN | I | SYNERGY HOLDING GROUP | D | Control |
| JONES, JEFFREY, DEAN | I | SYNERGY HOLDING GROUP | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
| PALLADINO, CHRISTOPHER JOSEPH | I | THE SYNERGY HOLDING GROUP, INC. | D | Control |
Registrations
Federal
IA
Jul 18, 2012 REGISTERED
Notice Filings (28)
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Address
2622 DALE EARNHARDT BOULEVARDKANNAPOLIS, NC 28083
United States
Phone: 704-333-7637