BANC OF AMERICA ADVISORS, LLC
CRD #46088 SEC #801-49874 CHARLOTTE, NC 704-386-0495
SEC Registered Broker-Dealer
Total AUM
$153B
Discretionary
$153B
Employees
251
Clients
--
Accounts
13
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 24, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BANKS, KEITH THOMAS | I | MANAGER | NA | Control |
| BANKS, KEITH THOMAS | I | MANAGER | NA | Control |
| BANKS, KEITH THOMAS | I | MANAGER | NA | Control |
| BEDARD, EDWARD DAVID | I | COO/MANAGER/FINOP | NA | Control |
| BEDARD, EDWARD DAVID | I | COO/MANAGER/FINOP | NA | Control |
| BEDARD, EDWARD DAVID | I | COO/MANAGER/FINOP | NA | Control |
| BEDARD, EDWARD DAVID | I | COO/MANAGER/FINOP | NA | Control |
| BEDARD, EDWARD DAVID | I | COO/MANAGER/FINOP | NA | Control |
| BEDARD, EDWARD DAVID | I | COO/MANAGER/FINOP | NA | Control |
| BEDARD, EDWARD DAVID | I | COO/MANAGER/FINOP | NA | Control |
| BEDARD, EDWARD DAVID | I | COO/MANAGER/FINOP | NA | Control |
| BEDARD, EDWARD DAVID | I | COO/MANAGER/FINOP | NA | Control |
| BEDARD, EDWARD DAVID | I | COO/MANAGER/FINOP | NA | Control |
| BEDARD, EDWARD DAVID | I | COO/MANAGER | NA | Control |
| BEDARD, EDWARD DAVID | I | COO/MANAGER/FINOP | NA | Control |
| BERRETTA, FREDERICK RAY JR | I | PRESIDENT | NA | Control |
| COX, ANGELA MICHELLE | I | CHIEF COMPLIANCE OFFICER-BROKER/DEALER | NA | Control |
| COX, ANGELA MICHELLE | I | CHIEF COMPLIANCE OFFICER-BROKER/DEALER | NA | Control |
| DECKER, ROBERT WALTER | I | SVP/MANAGER | NA | Control |
| DECKER, ROBERT WALTER | I | SVP/MANAGER | NA | Control |
| DECKER, ROBERT WALTER | I | SVP/MANAGER | NA | Control |
| DECKER, ROBERT WALTER | I | SVP/MANAGER | NA | Control |
| DECKER, ROBERT WALTER | I | SVP/MANAGER | NA | Control |
| DECKER, ROBERT WALTER | I | SVP/MANAGER | NA | Control |
| DEMARTINI, RICHARD MICHAEL | I | MANAGER | NA | Control |
| DEZORT, JACQUELYN, L. | I | MANAGER | NA | Control |
| DEZORT, JACQUELYN, L. | I | MANAGER | NA | Control |
| DEZORT, JACQUELYN, L. | I | MANAGER | NA | Control |
| DEZORT, JACQUELYN, L. | I | MANAGER | NA | Control |
| DEZORT, JACQUELYN, L. | I | MANAGER | NA | Control |
| DEZORT, JACQUELYN, L. | I | MANAGER | NA | Control |
| FRITZ, ARTHUR ANTHONY | I | COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| FRITZ, ARTHUR ANTHONY | I | COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| FRITZ, ARTHUR ANTHONY | I | COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| FRITZ, ARTHUR ANTHONY | I | COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| FRITZ, ARTHUR ANTHONY | I | COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| FRITZ, ARTHUR ANTHONY | I | COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| FRITZ, ARTHUR ANTHONY | I | COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| FRITZ, ARTHUR ANTHONY | I | COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| FRITZ, ARTHUR ANTHONY | I | COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| FRITZ, ARTHUR ANTHONY | I | COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| FRITZ, ARTHUR ANTHONY | I | COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| FRITZ, ARTHUR ANTHONY | I | COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| GORDON, ROBERT HARRY | I | PRESIDENT/MANAGER | NA | Control |
| GORDON, ROBERT HARRY | I | PRESIDENT/MANAGER | NA | Control |
| GORDON, ROBERT HARRY | I | PRESIDENT/MANAGER | NA | Control |
| GORDON, ROBERT HARRY | I | PRESIDENT/MANAGER | NA | Control |
| GORDON, ROBERT HARRY | I | PRESIDENT/MANAGER | NA | Control |
| GORDON, ROBERT HARRY | I | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER | NA | Control |
| IUDICE, PHILIP JOHN JR | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| IUDICE, PHILIP JOHN JR | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| KENNEALLY, MICHAEL EDWARD | I | MANAGER | NA | Control |
| KENNEALLY, MICHAEL EDWARD | I | MANAGER | NA | Control |
| KENNEALLY, MICHAEL EDWARD | I | MANAGER | NA | Control |
| KENNEALLY, MICHAEL EDWARD | I | MANAGER | NA | Control |
| KENNEALLY, MICHAEL EDWARD | I | MANAGER | NA | Control |
| KENNEALLY, MICHAEL EDWARD | I | MANAGER | NA | Control |
| MULLIN, MARY ANNE | I | COMPLIANCE OFFICER-INVESTMENT ADVISER | NA | Control |
| MULLIN, MARY ANNE | I | COMPLIANCE OFFICER | NA | Control |
| MULLIN, MARY ANNE | I | COMPLIANCE OFFICER-INVESTMENT ADVISER | NA | Control |
| MULLIN, MARY ANNE | I | COMPLIANCE OFFICER | NA | Control |
| MULLIN, MARY ANNE | I | COMPLIANCE OFFICER | NA | Control |
| MULLIN, MARY ANNE | I | COMPLIANCE OFFICER | NA | Control |
| MULLIN, MARY ANNE | I | COMPLIANCE OFFICER | NA | Control |
| MULLIN, MARY ANNE | I | COMPLIANCE OFFICER | NA | Control |
| PODRACKY, MICHAEL STEPHEN | I | TREASURER | NA | Control |
| PODRACKY, MICHAEL STEPHEN | I | TREASURER | NA | Control |
| PODRACKY, MICHAEL STEPHEN | I | TREASURER | NA | Control |
| PODRACKY, MICHAEL STEPHEN | I | TREASURER | NA | Control |
| PODRACKY, MICHAEL STEPHEN | I | TREASURER | NA | Control |
| ROMINE, RICHARD MARK | I | FINOP | NA | Control |
| SAYLER, ROGER ALAN | I | MANAGER | NA | Control |
| SAYLER, ROGER ALAN | I | MANAGER | NA | Control |
| SAYLER, ROGER ALAN | I | MANAGER | NA | Control |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | Control |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | Control |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | Control |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | Control |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | Control |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | Control |
| TAUBE, PETER DAVID | I | TREASURER | NA | Control |
| TAUBE, PETER DAVID | I | TREASURER | NA | Control |
| TAUBE, PETER DAVID | I | TREASURER | NA | Control |
| TAUBE, PETER DAVID | I | TREASURER | NA | Control |
| TAUBE, PETER DAVID | I | TREASURER | NA | Control |
| TAUBE, PETER DAVID | I | TREASURER | NA | Control |
| TAUBE, PETER DAVID | I | TREASURER | NA | Control |
| TAUBE, PETER DAVID | I | TREASURER | NA | Control |
| TAUBE, PETER DAVID | I | TREASURER | NA | Control |
| TAZZA, CESARE PHILIP | I | MANAGER | NA | Control |
| TAZZA, CESARE PHILIP | I | MANAGER | NA | Control |
| TAZZA, CESARE PHILIP | I | MANAGER | NA | Control |
| TAZZA, CESARE PHILIP | I | MANAGER | NA | Control |
| TAZZA, CESARE PHILIP | I | MANAGER | NA | Control |
| WINN, HOLLIS KEITH | I | PRESIDENT/MANAGER | NA | Control |
| WINN, HOLLIS KEITH | I | PRESIDENT/MANAGER | NA | Control |
| WINN, HOLLIS KEITH | I | PRESIDENT/MANAGER | NA | Control |
| WINN, HOLLIS KEITH | I | PRESIDENT/MANAGER | NA | Control |
| BANK OF AMERICA, N.A. | DE | MEMBER | E | Control |
| BANK OF AMERICA, N.A. | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, N.A. | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, N.A. | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, N.A. | DE | MEMBER | E | Control |
| BANK OF AMERICA, N.A. | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, N.A. | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, N.A. | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, N.A. | DE | MEMBER | E | Control |
| BANK OF AMERICA, N.A. | DE | MEMBER | E | Control |
| BANK OF AMERICA, N.A. | DE | MEMBER | E | Control |
| BANK OF AMERICA, N.A. | DE | MEMBER | E | Control |
| BANK OF AMERICA, N.A. | DE | MEMBER | E | Control |
| BANK OF AMERICA, N.A. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA , N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA , N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA , N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA , N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA , N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA , N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA , N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA , N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA , N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA , N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA , N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA , N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA , N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA , N.A. | E | Control |
Registrations
Federal
IA
Apr 24, 2002 REGISTERED
Notice Filings (1)
NC
Address
101 S. TRYON ST.NC1-002-33-31
CHARLOTTE, NC 28255
USA
Phone: 704-386-0495