NEXT FINANCIAL GROUP, INC.
CRD #46214 SEC #801-56786 HOUSTON, TX 877-876-6398
SEC Registered Broker-Dealer Disclosures
Total AUM
$3.8B
Discretionary
$3.7B
Employees
564
Clients
251
Accounts
16,805
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2025 | $3.8B | $3.7B | $42.8M | 564 | 4,787 |
| Jul 2025 | $3.8B | $3.7B | $42.8M | 564 | 4,787 |
| Jul 2025 | $3.8B | $3.7B | $42.8M | 564 | 4,787 |
| May 2025 | $3.8B | $3.7B | $42.8M | 564 | 4,787 |
| Mar 2025 | $3.8B | $3.7B | $42.8M | 564 | 4,787 |
| Mar 2025 | $3.8B | $3.7B | $42.8M | 564 | 4,787 |
| Jan 2025 | $3.5B | $3.5B | $40.5M | 613 | 5,776 |
| Oct 2024 | $3.5B | $3.5B | $40.5M | 613 | 5,776 |
| Aug 2024 | $3.5B | $3.5B | $40.5M | 613 | 5,776 |
| Jul 2024 | $3.5B | $3.5B | $40.5M | 613 | 5,776 |
| May 2024 | $3.5B | $3.5B | $40.5M | 613 | 5,776 |
| Mar 2024 | $3.5B | $3.5B | $40.5M | 613 | 5,776 |
| Nov 2023 | $2.9B | $2.9B | $13.4M | 587 | 7,554 |
| Sep 2023 | $2.9B | $2.9B | $13.4M | 587 | 7,554 |
| Sep 2023 | $2.9B | $2.9B | $13.4M | 587 | 7,554 |
| Mar 2023 | $2.9B | $2.9B | $13.4M | 587 | 7,554 |
| Feb 2023 | $3.1B | $3.1B | $0 | 556 | 713 |
| Feb 2023 | $3.1B | $3.1B | $0 | 556 | 713 |
| Jan 2023 | $3.1B | $3.1B | $0 | 556 | 713 |
| May 2022 | $3.1B | $3.1B | $0 | 556 | 713 |
| Mar 2022 | $3.1B | $3.1B | $0 | 556 | 713 |
| Jan 2022 | $2.6B | $2.6B | $0 | 413 | 1,087 |
| Aug 2021 | $2.6B | $2.6B | $0 | 413 | 1,087 |
| Jul 2021 | $2.6B | $2.6B | $0 | 413 | 1,087 |
| May 2021 | $2.6B | $2.6B | $0 | 413 | 1,087 |
| Mar 2021 | $2.6B | $2.6B | $0 | 413 | 1,087 |
| Feb 2021 | $2.4B | $2.3B | $29.9M | 423 | 999 |
| Nov 2020 | $2.4B | $2.3B | $29.9M | 423 | 999 |
| Oct 2020 | $2.4B | $2.3B | $29.9M | 423 | 999 |
| Oct 2020 | $2.4B | $2.3B | $29.9M | 423 | 999 |
| Aug 2020 | $2.4B | $2.3B | $29.9M | 423 | 999 |
| Jul 2020 | $2.4B | $2.3B | $29.9M | 423 | 999 |
| Jun 2020 | $2.4B | $2.3B | $29.9M | 423 | 999 |
| May 2020 | $2.4B | $2.3B | $29.9M | 423 | 999 |
| Mar 2020 | $2.4B | $2.3B | $29.9M | 423 | 999 |
| Feb 2020 | $1.7B | $1.5B | $123.9M | 457 | 1,918 |
| Jan 2020 | $1.7B | $1.5B | $123.9M | 457 | 1,918 |
| Oct 2019 | $1.7B | $1.5B | $123.9M | 457 | 1,918 |
| Jul 2019 | $1.7B | $1.5B | $123.9M | 457 | 1,918 |
| Jul 2019 | $1.7B | $1.5B | $123.9M | 457 | 1,918 |
| Jun 2019 | $1.7B | $1.5B | $123.9M | 457 | 1,918 |
| Apr 2019 | $1.7B | $1.5B | $123.9M | 457 | 1,918 |
| Apr 2019 | $1.7B | $1.5B | $123.9M | 457 | 1,918 |
| Apr 2019 | $1.7B | $1.5B | $123.9M | 457 | 1,918 |
| Mar 2019 | $1.7B | $1.5B | $123.9M | 457 | 1,918 |
| Jan 2019 | $1.7B | $817.4M | $851.6M | 495 | 1,454 |
| Mar 2018 | $1.7B | $817.4M | $851.6M | 495 | 1,454 |
| Jan 2018 | $1.6B | $979.4M | $670.3M | 586 | 0 |
| Oct 2017 | $1.6B | $979.4M | $670.3M | 586 | 0 |
| Jul 2017 | $1.6B | $979.4M | $670.3M | 586 | 10,800 |
| Mar 2017 | $1.6B | $979.4M | $670.3M | 586 | 10,800 |
| Jan 2017 | $1.6B | $882.4M | $681.7M | 603 | 8,900 |
| Dec 2016 | $1.6B | $882.4M | $681.7M | 603 | 8,900 |
| Jul 2016 | $1.6B | $882.4M | $681.7M | 603 | 8,900 |
| Mar 2016 | $1.6B | $882.4M | $681.7M | 603 | 8,900 |
| Feb 2016 | $1.7B | $991.3M | $753.3M | 685 | 8,900 |
| Dec 2015 | $1.7B | $991.3M | $753.3M | 685 | 8,900 |
| May 2015 | $1.7B | $991.3M | $753.3M | 685 | 8,900 |
| May 2015 | $1.7B | $991.3M | $753.3M | 685 | 8,900 |
| Mar 2015 | $1.7B | $991.3M | $753.3M | 685 | 8,900 |
| Feb 2015 | $1.8B | $966M | $807.3M | 790 | 23,950 |
| Jan 2015 | $1.8B | $966M | $807.3M | 790 | 23,950 |
| Oct 2014 | $1.8B | $966M | $807.3M | 790 | 23,950 |
| Sep 2014 | $1.8B | $966M | $807.3M | 790 | 23,950 |
| Aug 2014 | $1.8B | $966M | $807.3M | 790 | 23,950 |
| Mar 2014 | $1.7B | $1.7B | $0 | 790 | 23,848 |
| Nov 2013 | $3.3B | $1.4B | $1.9B | 764 | 29,700 |
| May 2013 | $3.3B | $1.4B | $1.9B | 764 | 29,700 |
| Apr 2013 | $3.3B | $1.4B | $1.9B | 764 | 29,700 |
| Apr 2013 | $3.3B | $1.4B | $1.9B | 764 | 29,700 |
| Jul 2012 | $1.3B | $1.3B | $65.8M | 501 | 7,700 |
| Jul 2012 | $1.3B | $1.3B | $65.8M | 501 | 7,700 |
| May 2012 | $1.3B | $1.3B | $65.8M | 501 | 7,700 |
| Apr 2012 | $1.3B | $1.3B | $65.8M | 501 | 7,700 |
| Mar 2012 | $1.3B | $1.3B | $65.8M | 501 | 7,700 |
| Jan 2012 | $1.3B | $1.3B | $65.8M | 501 | 7,700 |
| May 2011 | $13.7B | $13B | $684.7M | 501 | -- |
| May 2011 | $13.7B | $13B | $684.7M | 501 | -- |
| Mar 2011 | $13.7B | $13B | $684.7M | 501 | -- |
| Jan 2011 | $1.3B | $1.3B | $67.4M | 501 | -- |
| Mar 2009 | $935.5M | $888.7M | $46.8M | 501 | -- |
| Dec 2007 | $641.9M | $584M | $57.8M | 501 | -- |
| Dec 2007 | $641.9M | $584M | $57.8M | 501 | -- |
| Aug 2007 | $641.9M | $584M | $57.8M | 501 | -- |
| May 2007 | $641.9M | $584M | $57.8M | 501 | -- |
| Apr 2007 | $641.9M | $584M | $57.8M | 501 | -- |
| Apr 2007 | $641.9M | $584M | $57.8M | 501 | -- |
| Mar 2007 | $641.9M | $584M | $57.8M | 501 | -- |
| Jan 2007 | $359.7M | $341.7M | $18M | 501 | -- |
| Mar 2006 | $359.7M | $341.7M | $18M | 501 | -- |
| Mar 2004 | $97.9M | $73.4M | $24.5M | 251 | -- |
| Jun 2001 | $25.4M | $21.5M | $3.8M | 51 | -- |
DateAug 2025
Total AUM$3.8B
Discretionary$3.7B
Non-Disc.$42.8M
Employees564
Clients4,787
DateJul 2025
Total AUM$3.8B
Discretionary$3.7B
Non-Disc.$42.8M
Employees564
Clients4,787
DateJul 2025
Total AUM$3.8B
Discretionary$3.7B
Non-Disc.$42.8M
Employees564
Clients4,787
DateMay 2025
Total AUM$3.8B
Discretionary$3.7B
Non-Disc.$42.8M
Employees564
Clients4,787
DateMar 2025
Total AUM$3.8B
Discretionary$3.7B
Non-Disc.$42.8M
Employees564
Clients4,787
DateMar 2025
Total AUM$3.8B
Discretionary$3.7B
Non-Disc.$42.8M
Employees564
Clients4,787
DateJan 2025
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$40.5M
Employees613
Clients5,776
DateOct 2024
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$40.5M
Employees613
Clients5,776
DateAug 2024
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$40.5M
Employees613
Clients5,776
DateJul 2024
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$40.5M
Employees613
Clients5,776
DateMay 2024
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$40.5M
Employees613
Clients5,776
DateMar 2024
Total AUM$3.5B
Discretionary$3.5B
Non-Disc.$40.5M
Employees613
Clients5,776
DateNov 2023
Total AUM$2.9B
Discretionary$2.9B
Non-Disc.$13.4M
Employees587
Clients7,554
DateSep 2023
Total AUM$2.9B
Discretionary$2.9B
Non-Disc.$13.4M
Employees587
Clients7,554
DateSep 2023
Total AUM$2.9B
Discretionary$2.9B
Non-Disc.$13.4M
Employees587
Clients7,554
DateMar 2023
Total AUM$2.9B
Discretionary$2.9B
Non-Disc.$13.4M
Employees587
Clients7,554
DateFeb 2023
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$0
Employees556
Clients713
DateFeb 2023
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$0
Employees556
Clients713
DateJan 2023
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$0
Employees556
Clients713
DateMay 2022
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$0
Employees556
Clients713
DateMar 2022
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$0
Employees556
Clients713
DateJan 2022
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees413
Clients1,087
DateAug 2021
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees413
Clients1,087
DateJul 2021
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees413
Clients1,087
DateMay 2021
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees413
Clients1,087
DateMar 2021
Total AUM$2.6B
Discretionary$2.6B
Non-Disc.$0
Employees413
Clients1,087
DateFeb 2021
Total AUM$2.4B
Discretionary$2.3B
Non-Disc.$29.9M
Employees423
Clients999
DateNov 2020
Total AUM$2.4B
Discretionary$2.3B
Non-Disc.$29.9M
Employees423
Clients999
DateOct 2020
Total AUM$2.4B
Discretionary$2.3B
Non-Disc.$29.9M
Employees423
Clients999
DateOct 2020
Total AUM$2.4B
Discretionary$2.3B
Non-Disc.$29.9M
Employees423
Clients999
DateAug 2020
Total AUM$2.4B
Discretionary$2.3B
Non-Disc.$29.9M
Employees423
Clients999
DateJul 2020
Total AUM$2.4B
Discretionary$2.3B
Non-Disc.$29.9M
Employees423
Clients999
DateJun 2020
Total AUM$2.4B
Discretionary$2.3B
Non-Disc.$29.9M
Employees423
Clients999
DateMay 2020
Total AUM$2.4B
Discretionary$2.3B
Non-Disc.$29.9M
Employees423
Clients999
DateMar 2020
Total AUM$2.4B
Discretionary$2.3B
Non-Disc.$29.9M
Employees423
Clients999
DateFeb 2020
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$123.9M
Employees457
Clients1,918
DateJan 2020
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$123.9M
Employees457
Clients1,918
DateOct 2019
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$123.9M
Employees457
Clients1,918
DateJul 2019
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$123.9M
Employees457
Clients1,918
DateJul 2019
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$123.9M
Employees457
Clients1,918
DateJun 2019
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$123.9M
Employees457
Clients1,918
DateApr 2019
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$123.9M
Employees457
Clients1,918
DateApr 2019
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$123.9M
Employees457
Clients1,918
DateApr 2019
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$123.9M
Employees457
Clients1,918
DateMar 2019
Total AUM$1.7B
Discretionary$1.5B
Non-Disc.$123.9M
Employees457
Clients1,918
DateJan 2019
Total AUM$1.7B
Discretionary$817.4M
Non-Disc.$851.6M
Employees495
Clients1,454
DateMar 2018
Total AUM$1.7B
Discretionary$817.4M
Non-Disc.$851.6M
Employees495
Clients1,454
DateJan 2018
Total AUM$1.6B
Discretionary$979.4M
Non-Disc.$670.3M
Employees586
Clients0
DateOct 2017
Total AUM$1.6B
Discretionary$979.4M
Non-Disc.$670.3M
Employees586
Clients0
DateJul 2017
Total AUM$1.6B
Discretionary$979.4M
Non-Disc.$670.3M
Employees586
Clients10,800
DateMar 2017
Total AUM$1.6B
Discretionary$979.4M
Non-Disc.$670.3M
Employees586
Clients10,800
DateJan 2017
Total AUM$1.6B
Discretionary$882.4M
Non-Disc.$681.7M
Employees603
Clients8,900
DateDec 2016
Total AUM$1.6B
Discretionary$882.4M
Non-Disc.$681.7M
Employees603
Clients8,900
DateJul 2016
Total AUM$1.6B
Discretionary$882.4M
Non-Disc.$681.7M
Employees603
Clients8,900
DateMar 2016
Total AUM$1.6B
Discretionary$882.4M
Non-Disc.$681.7M
Employees603
Clients8,900
DateFeb 2016
Total AUM$1.7B
Discretionary$991.3M
Non-Disc.$753.3M
Employees685
Clients8,900
DateDec 2015
Total AUM$1.7B
Discretionary$991.3M
Non-Disc.$753.3M
Employees685
Clients8,900
DateMay 2015
Total AUM$1.7B
Discretionary$991.3M
Non-Disc.$753.3M
Employees685
Clients8,900
DateMay 2015
Total AUM$1.7B
Discretionary$991.3M
Non-Disc.$753.3M
Employees685
Clients8,900
DateMar 2015
Total AUM$1.7B
Discretionary$991.3M
Non-Disc.$753.3M
Employees685
Clients8,900
DateFeb 2015
Total AUM$1.8B
Discretionary$966M
Non-Disc.$807.3M
Employees790
Clients23,950
DateJan 2015
Total AUM$1.8B
Discretionary$966M
Non-Disc.$807.3M
Employees790
Clients23,950
DateOct 2014
Total AUM$1.8B
Discretionary$966M
Non-Disc.$807.3M
Employees790
Clients23,950
DateSep 2014
Total AUM$1.8B
Discretionary$966M
Non-Disc.$807.3M
Employees790
Clients23,950
DateAug 2014
Total AUM$1.8B
Discretionary$966M
Non-Disc.$807.3M
Employees790
Clients23,950
DateMar 2014
Total AUM$1.7B
Discretionary$1.7B
Non-Disc.$0
Employees790
Clients23,848
DateNov 2013
Total AUM$3.3B
Discretionary$1.4B
Non-Disc.$1.9B
Employees764
Clients29,700
DateMay 2013
Total AUM$3.3B
Discretionary$1.4B
Non-Disc.$1.9B
Employees764
Clients29,700
DateApr 2013
Total AUM$3.3B
Discretionary$1.4B
Non-Disc.$1.9B
Employees764
Clients29,700
DateApr 2013
Total AUM$3.3B
Discretionary$1.4B
Non-Disc.$1.9B
Employees764
Clients29,700
DateJul 2012
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$65.8M
Employees501
Clients7,700
DateJul 2012
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$65.8M
Employees501
Clients7,700
DateMay 2012
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$65.8M
Employees501
Clients7,700
DateApr 2012
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$65.8M
Employees501
Clients7,700
DateMar 2012
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$65.8M
Employees501
Clients7,700
DateJan 2012
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$65.8M
Employees501
Clients7,700
DateMay 2011
Total AUM$13.7B
Discretionary$13B
Non-Disc.$684.7M
Employees501
Clients--
DateMay 2011
Total AUM$13.7B
Discretionary$13B
Non-Disc.$684.7M
Employees501
Clients--
DateMar 2011
Total AUM$13.7B
Discretionary$13B
Non-Disc.$684.7M
Employees501
Clients--
DateJan 2011
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$67.4M
Employees501
Clients--
DateMar 2009
Total AUM$935.5M
Discretionary$888.7M
Non-Disc.$46.8M
Employees501
Clients--
DateDec 2007
Total AUM$641.9M
Discretionary$584M
Non-Disc.$57.8M
Employees501
Clients--
DateDec 2007
Total AUM$641.9M
Discretionary$584M
Non-Disc.$57.8M
Employees501
Clients--
DateAug 2007
Total AUM$641.9M
Discretionary$584M
Non-Disc.$57.8M
Employees501
Clients--
DateMay 2007
Total AUM$641.9M
Discretionary$584M
Non-Disc.$57.8M
Employees501
Clients--
DateApr 2007
Total AUM$641.9M
Discretionary$584M
Non-Disc.$57.8M
Employees501
Clients--
DateApr 2007
Total AUM$641.9M
Discretionary$584M
Non-Disc.$57.8M
Employees501
Clients--
DateMar 2007
Total AUM$641.9M
Discretionary$584M
Non-Disc.$57.8M
Employees501
Clients--
DateJan 2007
Total AUM$359.7M
Discretionary$341.7M
Non-Disc.$18M
Employees501
Clients--
DateMar 2006
Total AUM$359.7M
Discretionary$341.7M
Non-Disc.$18M
Employees501
Clients--
DateMar 2004
Total AUM$97.9M
Discretionary$73.4M
Non-Disc.$24.5M
Employees251
Clients--
DateJun 2001
Total AUM$25.4M
Discretionary$21.5M
Non-Disc.$3.8M
Employees51
Clients--