HOLLENCREST CAPITAL MANAGEMENT, LLC
Legal name: HOLLENCREST CAPITAL MANAGEMENT
CRD #46217 SEC #801-55904 NEWPORT BEACH, CA 949-737-7700
SEC Registered Private Funds
Total AUM
$2.7B
Discretionary
$1.3B
Employees
19
Clients
51
Accounts
1,296
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AKERS, CAMERON, CURTIS | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| AKERS, CAMERON, CURTIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| AKERS, CAMERON, CURTIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| AKERS, CAMERON, CURTIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| AKERS, CAMERON, CURTIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| AKERS, CAMERON, CURTIS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER, PRESIDENT | NA | Control |
| FROLICH, JOSEPH GERALD | I | FINOP - VP OPERATIONS | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES | I | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER, SROP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| KONON, JAMES JR | I | OPERATIONS MANAGER - AML OFFICER | NA | |
| KONON, JAMES JR | I | ROSFP | NA | |
| Kim, Shawn | I | DIRECTOR, SENIOR ADVISOR | NA | |
| Kim, Shawn | I | DIRECTOR, SENIOR ADVISOR | NA | |
| Kim, Shawn | I | DIRECTOR, SENIOR ADVISOR | NA | |
| Kim, Shawn | I | DIRECTOR, SENIOR ADVISOR | NA | |
| Kim, Shawn | I | DIRECTOR, SENIOR ADVISOR | NA | |
| Kim, Shawn | I | DIRECTOR, SENIOR ADVISOR | NA | |
| Kim, Shawn | I | DIRECTOR, PORTFOLIO MANAGER | NA | |
| Kim, Shawn | I | DIRECTOR, PORTFOLIO MANAGER | NA | |
| Kim, Shawn | I | DIRECTOR, PORTFOLIO MANAGER | NA | |
| NAKAMURA, SUSAN, MARIE | I | SENIOR VICE PRESIDENT PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | SENIOR VICE PRESIDENT PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| NAKAMURA, SUSAN, MARIE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | NA | |
| VIPPERMAN, IANTHE NICOLE | I | COMPLIANCE MANAGER | NA | |
| VIPPERMAN, IANTHE, NICOLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| VIPPERMAN, IANTHE, NICOLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| VIPPERMAN, IANTHE, NICOLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| VIPPERMAN, IANTHE, NICOLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| VIPPERMAN, IANTHE, NICOLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY PAUL | I | MANAGING MEMBER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, GREGORY, PAUL | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER, CROP | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER, CROP, SROP | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER, CROP, SROP | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER, CROP, SROP | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER, CROP, SROP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER, CROP, SROP | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING MEMBER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PELLIZZON, PETER JOSEPH | I | ROSFP | C | Control |
| PELLIZZON, PETER JOSEPH | I | MANAGING PARTNER | C | Control |
| PELLIZZON, PETER JOSEPH | I | CHIEF OPERATING OFFICER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| PELLIZZON, PETER, JOSEPH | I | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | Control |
| SEFARIAN, DALE VAUGHN | I | MANAGING MEMBER | C | Control |
| SEFARIAN, DALE VAUGHN | I | MANAGING MEMBER | C | Control |
| SEFARIAN, DALE VAUGHN | I | MANAGING MEMBER | C | Control |
| SEFARIAN, DALE VAUGHN | I | MANAGING MEMBER | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT BURR | I | MUNICIPAL SER. PRINCIPAL | C | Control |
| WOLFORD, ROBERT BURR | I | FINOP | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| WOLFORD, ROBERT, BURR | I | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | Control |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL ASHLEY | I | MANAGING DIRECTOR | B | |
| SCHULMAN, MICHAEL, ASHLEY | I | MANAGING DIRECTOR, SR PORTFOLIO MANAGER | B | |
| HCM CLASS B MEMBER, LLC | DE | VEHICLE FOR EMPLOYEE OWNERSHIP PARTICIPATION OF HCM | A | |
| HCM CLASS B MEMBER, LLC | DE | VEHICLE FOR EMPLOYEE OWNERSHIP PARTICIPATION OF HCM | A | |
| HCM CLASS B MEMBER, LLC | DE | VEHICLE FOR EMPLOYEE OWNERSHIP PARTICIPATION OF HCM | A | |
| HCM CLASS B MEMBER, LLC | DE | VEHICLE FOR EMPLOYEE OWNERSHIP PARTICIPATION OF HCM | A | |
| HCM CLASS B MEMBER, LLC | DE | VEHICLE FOR EMPLOYEE OWNERSHIP PARTICIPATION OF HCM | A | |
| HCM CLASS B MEMBER, LLC | DE | VEHICLE FOR EMPLOYEE OWNERSHIP PARTICIPATION OF HCM | A | |
| HCM CLASS B MEMBER, LLC | DE | VEHICLE FOR EMPLOYEE OWNERSHIP PARTICIPATION OF HCM | A | |
| HCM CLASS B MEMBER, LLC | DE | VEHICLE FOR EMPLOYEE OWNERSHIP PARTICIPATION OF HCM | A | |
| HCM CLASS B MEMBER, LLC | DE | VEHICLE FOR EMPLOYEE OWNERSHIP PARTICIPATION OF HCM | A | |
| HCM CLASS B MEMBER, LLC | DE | VEHICLE FOR EMPLOYEE OWNERSHIP PARTICIPATION OF HCM | A | |
| HCM CLASS B MEMBER, LLC | DE | VEHICLE FOR EMPLOYEE OWNERSHIP PARTICIPATION OF HCM | A | |
| HCM CLASS B MEMBER, LLC | DE | VEHICLE FOR EMPLOYEE OWNERSHIP PARTICIPATION OF HCM | A | |
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