THOMAS WEISEL PARTNERS LLC
CRD #46237 SEC #801-56577 SAN FRANCISCO, CA 415-364-2500
SEC Registered Broker-Dealer
Total AUM
$1.9B
Discretionary
$543.3M
Employees
11
Clients
0
Accounts
1,304
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 20, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAYLOR, DAVID ANTHONY | I | CHIEF ADMINISTRATIVE OFFICE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CHIEF ADMINISTRATIVE OFFICE, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CLO, SECRETARY, GENERAL COUNSEL | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CLO, SECRETARY, GENERAL COUNSEL | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CHIEF ADMINISTRATIVE OFFICE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CFO, COO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CFO, COO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CFO, COO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CFO, COO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CFO, COO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CFO, COO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CFO, COO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CFO, COO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CFO, COO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CHIEF ADMINISTRATIVE OFFICE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CHIEF ADMINISTRATIVE OFFICE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CHIEF ADMINISTRATIVE OFFICE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CHIEF ADMINISTRATIVE OFFICE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CFO, COO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CFO, COO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BAYLOR, DAVID ANTHONY | I | CHIEF ADMINISTRATIVE OFFICE | NA | Control |
| BUELL, STEPHEN JOSEPH | I | DIRECTOR OF RESEARCH, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BUELL, STEPHEN JOSEPH | I | DIRECTOR OF RESEARCH, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BUELL, STEPHEN JOSEPH | I | DIRECTOR OF RESEARCH, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BUELL, STEPHEN JOSEPH | I | DIRECTOR OF RESEARCH, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BUELL, STEPHEN JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BUELL, STEPHEN JOSEPH | I | DIRECTOR OF RESEARCH, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BUELL, STEPHEN JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BUELL, STEPHEN JOSEPH | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BUELL, STEPHEN JOSEPH | I | DIRECTOR OF RESEARCH, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| BUELL, STEPHEN JOSEPH | I | DIRECTOR OF RESEARCH, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| CARBEAU, THOMAS M | I | HEAD OF INSTITUTIONAL SALES, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| CARBEAU, THOMAS M | I | HEAD OF INSTITUTIONAL SALES, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| CARBEAU, THOMAS M | I | HEAD OF INSTITUTIONAL SALES, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| CONACHER, LIONEL FINDLAY | I | PRESIDENT, COO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| CONACHER, LIONEL FINDLAY | I | PRESIDENT, COO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| CONACHER, LIONEL FINDLAY | I | PRESIDENT, COO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| DORN, DIANA GAYLE | I | ROSFP, BRANCH MANAGER | NA | |
| DORN, DIANA GAYLE | I | ROSFP, BRANCH MANAGER | NA | |
| DORN, DIANA GAYLE | I | ROSFP, BRANCH MANAGER | NA | |
| DORN, DIANA GAYLE | I | ROSFP, BRANCH MANAGER | NA | |
| DORN, DIANA GAYLE | I | ROSFP, BRANCH MANAGER | NA | |
| FINEGAN, MARDI DICKSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| FINEGAN, MARDI DICKSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| FINEGAN, MARDI DICKSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| FINEGAN, MARDI DICKSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| FINEGAN, MARDI DICKSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| FINEGAN, MARDI DICKSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FISHER, MARK PHILIP | I | GENERAL COUNSEL | NA | Control |
| FONG, PAMELA IRENE | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| FONG, PAMELA IRENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FONG, PAMELA IRENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FONG, PAMELA IRENE | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| FONG, PAMELA IRENE | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| FONG, PAMELA IRENE | I | CO-CHIEF COMPLIANCE OFFICER | NA | |
| FONG, PAMELA IRENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GAY, RICHARD KEITH | I | DIRECTOR OF RESEARCH, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| GAY, RICHARD KEITH | I | DIRECTOR OF RESEARCH, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| GAY, RICHARD KEITH | I | DIRECTOR OF RESEARCH, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HAMILTON, AUSTIN FRANCIS | I | CO-CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| HAMILTON, AUSTIN FRANCIS | I | CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| HAMILTON, AUSTIN FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, AUSTIN FRANCIS | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| HAMILTON, AUSTIN FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, AUSTIN FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, AUSTIN FRANCIS | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| HAMILTON, AUSTIN FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, AUSTIN FRANCIS | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| HAMILTON, AUSTIN FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, AUSTIN FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, AUSTIN FRANCIS | I | CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| HAMILTON, AUSTIN FRANCIS | I | CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| HAMILTON, AUSTIN FRANCIS | I | CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| HAMILTON, AUSTIN FRANCIS | I | CO-CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| HAMILTON, AUSTIN FRANCIS | I | CO-CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| HAMILTON, AUSTIN FRANCIS | I | CO-CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| HAMILTON, AUSTIN FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, AUSTIN FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, AUSTIN FRANCIS | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| HAWLEY, DENNIS GARTH | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| HAWLEY, DENNIS GARTH | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| HAWLEY, DENNIS GARTH | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| HAWLEY, DENNIS GARTH | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| HAWLEY, DENNIS GARTH | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| HAWLEY, DENNIS GARTH | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| HAWLEY, DENNIS GARTH | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| HAWLEY, DENNIS GARTH | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| HAWLEY, DENNIS GARTH | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| HAWLEY, DENNIS GARTH | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| HAWLEY, DENNIS GARTH | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| HAWLEY, DENNIS GARTH | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| HEEKIN, TIMOTHY JESSUP | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HEEKIN, TIMOTHY JESSUP | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HEEKIN, TIMOTHY JESSUP | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HEEKIN, TIMOTHY JESSUP | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HEEKIN, TIMOTHY JESSUP | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HEEKIN, TIMOTHY JESSUP | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HEEKIN, TIMOTHY JESSUP | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HEEKIN, TIMOTHY JESSUP | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HEEKIN, TIMOTHY JESSUP | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HEEKIN, TIMOTHY JESSUP | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HEEKIN, TIMOTHY JESSUP | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| HOUSLEY, PAMELA IRENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSLEY, PAMELA IRENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HSU, DAVID CHENG-WEI | I | CHIEF COMPLIANCE OFFICER | NA | |
| JANG, AMY LYNN | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| JANG, AMY LYNN | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| JANG, AMY LYNN | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| JANG, AMY LYNN | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| JANG, AMY LYNN | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| JANG, AMY LYNN | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| JOHANN, THOMAS EDWARD | I | CLO, GENERAL COUNSEL AND SECRETARY | NA | Control |
| JOHANN, THOMAS EDWARD | I | CLO, GENERAL COUNSEL AND SECRETARY | NA | Control |
| JOHANN, THOMAS EDWARD | I | CLO, GENERAL COUNSEL AND SECRETARY | NA | Control |
| JORGENSEN, BLAKE JOHN | I | CHIEF OPERATING OFFICER, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| JORGENSEN, BLAKE JOHN | I | CHIEF OPERATING OFFICER, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| JORGENSEN, BLAKE JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| JORGENSEN, BLAKE JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| JORGENSEN, BLAKE JOHN | I | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| JORGENSEN, BLAKE JOHN | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| JORGENSEN, BLAKE JOHN | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| JORGENSEN, BLAKE JOHN | I | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| JORGENSEN, BLAKE JOHN | I | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| JORGENSEN, BLAKE JOHN | I | CHIEF OPERATING OFFICER, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| JORGENSEN, BLAKE JOHN | I | CHIEF OPERATING OFFICER, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| JORGENSEN, BLAKE JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| JORGENSEN, BLAKE JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| JORGENSEN, BLAKE JOHN | I | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| KITTS, ROBERT WILLIAM | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| KITTS, ROBERT WILLIAM | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| KITTS, ROBERT WILLIAM | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| KITTS, ROBERT WILLIAM | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| KITTS, ROBERT WILLIAM | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| KITTS, ROBERT WILLIAM | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| KITTS, ROBERT WILLIAM | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| KITTS, ROBERT WILLIAM | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| LEMKEVONAMMON, DAVID DEREK | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| LEMKEVONAMMON, DAVID DEREK | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| LEMKEVONAMMON, DAVID DEREK | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| LEMKEVONAMMON, DAVID DEREK | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MAHON, DONALD LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAHON, DONALD LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAHON, DONALD LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MANSON, MARK EDWARD | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MANSON, MARK EDWARD | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MANSON, MARK EDWARD | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MANSON, MARK EDWARD | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MANSON, MARK EDWARD | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MANSON, MARK EDWARD | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MANSON, MARK EDWARD | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MANSON, MARK EDWARD | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MANSON, MARK EDWARD | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MANSON, MARK EDWARD | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MANSON, MARK EDWARD | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MCLEOD, WILLIAM LOUIS JR | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MCLEOD, WILLIAM LOUIS JR | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MCLEOD, WILLIAM LOUIS JR | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MCLEOD, WILLIAM LOUIS JR | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MCLEOD, WILLIAM LOUIS JR | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MCLEOD, WILLIAM LOUIS JR | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MCLEOD, WILLIAM LOUIS JR | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MCLEOD, WILLIAM LOUIS JR | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MCLEOD, WILLIAM LOUIS JR | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MCLEOD, WILLIAM LOUIS JR | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MCLEOD, WILLIAM LOUIS JR | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MENKES, ALAN BERNARD | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MENKES, ALAN BERNARD | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEVS, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORTHCUTT, BENJAMIN BRAD | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| NORTHCUTT, BENJAMIN BRAD | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| NORTHCUTT, BENJAMIN BRAD | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| NORTHCUTT, BENJAMIN BRAD | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| NORTHCUTT, BENJAMIN BRAD | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| NORTHCUTT, BENJAMIN BRAD | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| PENWELL, NANCY ANN | I | ROSFP | NA | |
| PENWELL, NANCY ANN | I | ROSFP | NA | |
| RAYMOND, CHARLES BRADFORDGREEN | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| RAYMOND, CHARLES BRADFORDGREEN | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| RAYMOND, CHARLES BRADFORDGREEN | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| RAYMOND, CHARLES BRADFORDGREEN | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| RAYMOND, CHARLES BRADFORDGREEN | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| RAYMOND, CHARLES BRADFORDGREEN | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| RAYMOND, CHARLES BRADFORDGREEN | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| RAYMOND, CHARLES BRADFORDGREEN | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| RAYMOND, CHARLES BRADFORDGREEN | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| RAYMOND, CHARLES BRADFORDGREEN | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| RAYMOND, CHARLES BRADFORDGREEN | I | CO-DIRECTOR OF INVESTMENT BANKING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SHAFIR, MARK GREGORY | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SHAFIR, MARK GREGORY | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SHAFIR, MARK GREGORY | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SHAFIR, MARK GREGORY | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | CHAIRMAN, WEALTH MANAGEMENT, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | CEO | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | CEO | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | CEO | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | CHAIRMAN, WEALTH MANAGEMENT, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | CEO | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | DIRECTOR OF INSTITUTIONAL SALES, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | DIRECTOR OF INSTITUTIONAL SALES, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | DIRECTOR OF INSTITUTIONAL SALES, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | DIRECTOR OF INSTITUTIONAL SALES, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | DIRECTOR OF INSTITUTIONAL SALES, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | CHAIRMAN, WEALTH MANAGEMENT, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | DIRECTOR OF INSTITUTIONAL SALES, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | DIRECTOR OF INSTITUTIONAL SALES, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | CEO | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | CEO | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | CEO | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | CEO | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | CEO | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| SLIVON, PAUL CHRISTIAN | I | CEO | NA | Control |
| STAIS, ANTHONY VICTOR | I | HEAD OF TRADING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STAIS, ANTHONY VICTOR | I | DIRECTOR OF TRADING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STAIS, ANTHONY VICTOR | I | DIRECTOR OF TRADING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STAIS, ANTHONY VICTOR | I | DIRECTOR OF TRADING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STAIS, ANTHONY VICTOR | I | DIRECTOR OF TRADING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STAIS, ANTHONY VICTOR | I | DIRECTOR OF TRADING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STAIS, ANTHONY VICTOR | I | DIRECTOR OF TRADING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STAIS, ANTHONY VICTOR | I | HEAD OF TRADING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STAIS, ANTHONY VICTOR | I | DIRECTOR OF TRADING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STAIS, ANTHONY VICTOR | I | HEAD OF TRADING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STAIS, ANTHONY VICTOR | I | HEAD OF TRADING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STAIS, ANTHONY VICTOR | I | HEAD OF TRADING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STAIS, ANTHONY VICTOR | I | DIRECTOR OF TRADING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STAIS, ANTHONY VICTOR | I | DIRECTOR OF TRADING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STAIS, ANTHONY VICTOR | I | DIRECTOR OF TRADING, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CFO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CFO | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CFO | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CFO | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CFO, CAO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CFO | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CHIEF OPERATIONS OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CHIEF OPERATIONS OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CFO, CAO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CHIEF OPERATIONS OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CHIEF OPERATIONS OFFICER, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CFO | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CFO | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CFO | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CFO | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CFO | NA | Control |
| STANLEY, SHAUGN STEPHEN | I | CFO | NA | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | NA | |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEISEL, THOMAS WILSON | I | CEO, MEMBER OF EXECUTIVE COMMITTEE | NA | Control |
| WEST, ROBERT KENNEDY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, ROBERT KENNEDY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, ROBERT KENNEDY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, ROBERT KENNEDY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, ROBERT KENNEDY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, ROBERT KENNEDY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, ROBERT KENNEDY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, ROBERT KENNEDY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, ROBERT KENNEDY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, ROBERT KENNEDY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, ROBERT KENNEDY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEST, ROBERT KENNEDY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STIFEL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| STIFEL FINANCIAL CORP. | DE | SHAREHOLDER | E | Control |
| THOMAS WEISEL PARTNERS GROUP INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP LLC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP LLC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP LLC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP LLC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP LLC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP LLC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP LLC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP LLC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP LLC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP LLC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E | Control |
| THOMAS WEISEL PARTNERS GROUP, INC | DE | HOLDING COMPANY | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STIFEL FINANCIAL CORP. | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
| STIFEL FINANCIAL CORP. | DE | THOMAS WEISEL PARTNERS GROUP INC. | E | Control |
Registrations
Federal
IA
Dec 20, 2011 REGISTERED
Notice Filings (3)
CA MA NY
Address
ONE MONTGOMERY STREETSUITE 3700
SAN FRANCISCO, CA 94104
United States
Phone: 415-364-2500