WEBSTER INVESTMENT SERVICES, INC.
Legal name: WEBSTER INVESTMENT SERVICES, INC
CRD #46588 SEC #801-57766 BRISTOL, CT 860-314-3228
SEC Registered Broker-Dealer
Total AUM
$15.6M
Discretionary
$14.6M
Employees
51
Clients
0
Accounts
207
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COSTENBADER, WALTER RUSSELL | I | VP/CCO/FINOP | NA | Control |
| HASKINS, CATHERINE MARIE | I | SVP/COO | NA | Control |
| HOWE, THOMAS NILES | I | PRESIDENT/DIRECTOR | NA | Control |
| MULLIGAN, PETER KERAN | I | DIRECTOR/EXEC VP | NA | Control |
| SMITH, JAMES COPENHAVER | I | DIRECTOR | NA | Control |
| WEBSTER BANK | DE | SOLE SHARE-HOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WEBSTER FINANCIAL CORPORATION | DE | WEBSTER BANK | E | Control |
Registrations
Federal
IA
Mar 25, 2002 REGISTERED
Notice Filings (1)
CT
Address
240 MAIN STREETBRISTOL, CT 6010
USA
Phone: 860-314-3228