RIA Intelligence

TRUE NORTH FINANCIAL SERVICES, INC.

CRD #46679 SEC #801-68012 NORTH ADAMS, MA 413.664.4025
SEC Registered Broker-Dealer
Total AUM
$43.4M
Discretionary
$31.4M
Employees
--
Clients
0
Accounts
177

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ABEL, ROBERT GEORGEIVICE PRESIDENT OF INVESTMENT SERVICESNA Control
ART, PAMELA, BEALLIDIRECTORNA Control
ART, PAMELA, BEALLIDIRECTORNA Control
ART, PAMELA, BEALLIDIRECTORNA Control
BULLETT, RICHARD, BERNARDIDIRECTORNA Control
BULLETT, RICHARD, BERNARDIDIRECTORNA Control
BULLETT, RICHARD, BERNARDIDIRECTORNA Control
COLLINS, ROBERT WILLIAMIDIRECTORNA Control
COLLINS, ROBERT WILLIAMIDIRECTORNA Control
CROWE, STEPHEN GEORGEICHAIRMAN/DIRECTORNA Control
CROWE, STEPHEN GEORGEIDIRECTORNA Control
CROWE, STEPHEN GEORGEICHAIRMAN/DIRECTORNA Control
CROWE, STEPHEN GEORGEIDIRECTORNA Control
DOLAN, TIMOTHY, ROBERTIDIRECTORNA Control
DOLAN, TIMOTHY, ROBERTIDIRECTORNA Control
DOLAN, TIMOTHY, ROBERTIDIRECTORNA Control
DURAND, JAMES EDWARDIVICE PRESIDENT, CHIEF INVESTMENT OFFICERNA Control
DURAND, JAMES EDWARDIVICE PRESIDENT, CHIEF INVESTMENT OFFICERNA Control
DURAND, JAMES EDWARDIVICE PRESIDENT, CHIEF INVESTMENT OFFICERNA Control
HOGAN, SUSAN, SAVITTIDIRECTORNA Control
HOGAN, SUSAN, SAVITTIDIRECTORNA Control
HOGAN, SUSAN, SAVITTIDIRECTORNA Control
KELLY, THOMAS WITREASURER/DIRECTORNA Control
LAMB, RICHARD CHARLESIPRES/CEO/CFO/DIRNA Control
LAMB, RICHARD CHARLESIPRES/CEO/CFO/DIRNA Control
LAMB, RICHARD CHARLESIPRES/CEO/CFO/DIRNA Control
LAMB, RICHARD CHARLESIPRES/CCO/CEO/FINOP/CFO/DIRNA Control
LAMB, RICHARD CHARLESIPRES/CEO/CFO/DIRNA Control
LOPRESTO, WAYNE ACHILLEIVICE PRESIDENTNA Control
SCOTT, STEPHANIEICHIEF COMPLIANCE OFFICER/FINOPNA Control
SCOTT, STEPHANIEICHIEF COMPLIANCE OFFICER/FINOPNA Control
SCOTT, STEPHANIEICHIEF COMPLIANCE OFFICER/FINOPNA Control
SCOTT, STEPHANIEICHIEF COMPLIANCE OFFICER/FINOPNA Control
SHEPARD, LINDA BETHIVICE PRESIDENTNA Control
SHEPARD, LINDA BETHIVICE PRESIDENTNA Control
SHEPARD, LINDA BETHIVICE PRESIDENTNA Control
SHEPARD, LINDA BETHIVICE PRESIDENTNA Control
SVRLUGA, BRADLEY CROWELLIDIRECTOR/CHAIRMAN OF THE BOARDNA Control
SVRLUGA, BRADLEY CROWELLIDIRECTOR/CHAIRMAN OF THE BOARDNA Control
SVRLUGA, BRADLEY, CROWELLIDIRECTORNA Control
HOOSAC BANKDESOLE SHAREHOLDERE Control
HOOSAC BANKDESOLE SHAREHOLDERE Control
HOOSAC BANKDESOLE SHAREHOLDERE Control
HOOSAC BANKDESOLE SHAREHOLDERE Control
HOOSAC BANKDESOLE SHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
HOOSAC FINANCIAL SERVICES, INC.DEHOOSAC BANKE Control
MOUNTAINONE FINANCIAL PARTNERS, INC.DEHOOSAC BANKE Control
MOUNTAINONE FINANCIAL PARTNERS, INC.DEHOOSAC BANKE Control
MOUNTAINONE FINANCIAL PARTNERS, INC.DEHOOSAC BANKE Control
MOUNTAINONE FINANCIAL PARTNERS, INC.DEHOOSAC BANKE Control
MOUNTAINONE FINANCIAL PARTNERS, MHCDEMOUNTAINONE FINANCIAL PARTNERS, INC.E Control
MOUNTAINONE FINANCIAL PARTNERS, MHCDEMOUNTAINONE FINANCIAL PARTNERS, INC.E Control
MOUNTAINONE FINANCIAL PARTNERS, MHCDEMOUNTAINONE FINANCIAL PARTNERS, INC.E Control
MOUNTAINONE FINANCIAL PARTNERS, MHCDEMOUNTAINONE FINANCIAL PARTNERS, INC.E Control

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Notice Filings (1)

NH

Address

85 MAIN STREET
SUITE 110
NORTH ADAMS, MA 1247
United States
Phone: 413.664.4025