ADVISORS ASSET MANAGEMENT, INC.
CRD #46727 SEC #801-62731 MONUMENT, CO 719-488-9956
SEC Registered Broker-Dealer Disclosures
Total AUM
$2B
Discretionary
$2B
Employees
274
Clients
0
Accounts
1,591
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jun 2025 | $2B | $2B | $1.2M | 274 | 0 |
| Jun 2025 | $2B | $2B | $1.2M | 274 | 0 |
| Jun 2025 | $2B | $2B | $1.2M | 274 | 0 |
| Apr 2025 | $2B | $2B | $1.2M | 274 | 0 |
| Mar 2025 | $2B | $2B | $1.2M | 274 | 0 |
| Jul 2024 | $3.9B | $3.8B | $3.9M | 272 | 0 |
| May 2024 | $3.9B | $3.8B | $3.9M | 272 | 0 |
| Mar 2024 | $3.9B | $3.8B | $3.9M | 272 | 0 |
| Jun 2023 | $3.7B | $3.7B | $5.2M | 253 | 0 |
| Mar 2023 | $3.7B | $3.7B | $5.2M | 253 | 0 |
| Mar 2023 | $4B | $4B | $5.2M | 261 | 0 |
| Aug 2022 | $4B | $4B | $5.2M | 261 | 0 |
| Jun 2022 | $4B | $4B | $5.2M | 261 | 0 |
| Mar 2022 | $4B | $4B | $5.2M | 261 | 0 |
| Mar 2022 | $4B | $4B | $5.2M | 261 | 0 |
| Dec 2021 | $3.3B | $3.3B | $7.7M | 268 | 0 |
| Aug 2021 | $3.3B | $3.3B | $7.7M | 268 | 0 |
| Jun 2021 | $3.3B | $3.3B | $7.7M | 268 | 0 |
| Mar 2021 | $3.3B | $3.3B | $7.7M | 268 | 0 |
| Jan 2021 | $2.8B | $2.8B | $43.4M | 263 | 0 |
| Dec 2020 | $2.8B | $2.8B | $43.4M | 263 | 0 |
| Jun 2020 | $2.8B | $2.8B | $43.4M | 263 | 0 |
| Mar 2020 | $2.8B | $2.8B | $43.4M | 263 | 0 |
| Jan 2020 | $1.6B | $1.6B | $38.9M | 242 | 0 |
| Jan 2020 | $1.6B | $1.6B | $38.9M | 242 | 0 |
| Aug 2019 | $1.6B | $1.6B | $38.9M | 242 | 0 |
| Mar 2019 | $1.6B | $1.6B | $38.9M | 242 | 0 |
| Oct 2018 | $1.4B | $1.3B | $43M | 243 | 0 |
| Jul 2018 | $1.4B | $1.3B | $43M | 243 | 0 |
| Jul 2018 | $1.4B | $1.3B | $43M | 243 | 0 |
| Apr 2018 | $1.4B | $1.3B | $43M | 243 | 0 |
| Mar 2018 | $1.4B | $1.3B | $43M | 243 | 0 |
| Dec 2017 | $1.2B | $1.1B | $35.1M | 245 | 0 |
| Sep 2017 | $1.2B | $1.1B | $35.1M | 245 | 1,000 |
| Apr 2017 | $1.2B | $1.1B | $35.1M | 245 | 1,000 |
| Mar 2017 | $1.2B | $1.1B | $35.1M | 245 | 1,000 |
| Mar 2016 | $809.8M | $798M | $11.8M | 249 | 600 |
| Mar 2015 | $654.1M | $646M | $8.1M | 243 | 500 |
| Mar 2015 | $654.1M | $646M | $8.1M | 243 | 500 |
| Mar 2014 | $491.1M | $491.1M | $0 | 244 | 500 |
| Feb 2014 | $491.1M | $491.1M | $0 | 244 | 500 |
| Apr 2013 | $451.2M | $451.2M | $0 | 275 | 500 |
| Mar 2013 | $451.2M | $451.2M | $0 | 275 | 500 |
| Jan 2013 | $385.5M | $385.5M | $0 | 303 | 1,600 |
| Jul 2012 | $385.5M | $385.5M | $0 | 51 | 1,600 |
| Mar 2012 | $385.5M | $385.5M | $0 | 51 | 1,600 |
| Mar 2011 | $363.9M | $363.9M | $0 | 51 | -- |
| Feb 2011 | $261.9M | $261.9M | $0 | 51 | -- |
| Oct 2009 | $254.1M | $254.1M | $0 | 51 | -- |
| Mar 2009 | $199.3M | $199.3M | $0 | 51 | -- |
| Mar 2008 | $174.3M | $174.3M | $0 | 51 | -- |
| Jan 2008 | $170.4M | $170.4M | $0 | 51 | -- |
| Dec 2007 | $170.4M | $170.4M | $0 | 51 | -- |
| Nov 2007 | $74.7M | $74.7M | $0 | 51 | -- |
| Mar 2007 | $74.7M | $74.7M | $0 | 51 | -- |
| Feb 2007 | $74.7M | $74.7M | $0 | 51 | -- |
| Jan 2007 | $46.3M | $46.3M | $0 | 51 | -- |
| Mar 2006 | $46.3M | $46.3M | $0 | 51 | -- |
| Mar 2006 | $27.2M | $27.2M | $0 | 51 | -- |
| Mar 2006 | $27.2M | $27.2M | $0 | 51 | -- |
| Jun 2005 | $27.2M | $27.2M | $0 | 51 | -- |
| Feb 2005 | $34.8M | $34.8M | $0 | 51 | -- |
| Jan 2005 | $34.8M | $34.8M | $0 | 51 | -- |
| Jul 2004 | $0 | $0 | $0 | 51 | -- |
| Jul 2004 | $0 | $0 | $0 | 51 | -- |
| Apr 2004 | $0 | $0 | $0 | 51 | -- |
| Jan 2004 | $0 | $0 | $0 | 51 | -- |
DateJun 2025
Total AUM$2B
Discretionary$2B
Non-Disc.$1.2M
Employees274
Clients0
DateJun 2025
Total AUM$2B
Discretionary$2B
Non-Disc.$1.2M
Employees274
Clients0
DateJun 2025
Total AUM$2B
Discretionary$2B
Non-Disc.$1.2M
Employees274
Clients0
DateApr 2025
Total AUM$2B
Discretionary$2B
Non-Disc.$1.2M
Employees274
Clients0
DateMar 2025
Total AUM$2B
Discretionary$2B
Non-Disc.$1.2M
Employees274
Clients0
DateJul 2024
Total AUM$3.9B
Discretionary$3.8B
Non-Disc.$3.9M
Employees272
Clients0
DateMay 2024
Total AUM$3.9B
Discretionary$3.8B
Non-Disc.$3.9M
Employees272
Clients0
DateMar 2024
Total AUM$3.9B
Discretionary$3.8B
Non-Disc.$3.9M
Employees272
Clients0
DateJun 2023
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$5.2M
Employees253
Clients0
DateMar 2023
Total AUM$3.7B
Discretionary$3.7B
Non-Disc.$5.2M
Employees253
Clients0
DateMar 2023
Total AUM$4B
Discretionary$4B
Non-Disc.$5.2M
Employees261
Clients0
DateAug 2022
Total AUM$4B
Discretionary$4B
Non-Disc.$5.2M
Employees261
Clients0
DateJun 2022
Total AUM$4B
Discretionary$4B
Non-Disc.$5.2M
Employees261
Clients0
DateMar 2022
Total AUM$4B
Discretionary$4B
Non-Disc.$5.2M
Employees261
Clients0
DateMar 2022
Total AUM$4B
Discretionary$4B
Non-Disc.$5.2M
Employees261
Clients0
DateDec 2021
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$7.7M
Employees268
Clients0
DateAug 2021
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$7.7M
Employees268
Clients0
DateJun 2021
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$7.7M
Employees268
Clients0
DateMar 2021
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$7.7M
Employees268
Clients0
DateJan 2021
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$43.4M
Employees263
Clients0
DateDec 2020
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$43.4M
Employees263
Clients0
DateJun 2020
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$43.4M
Employees263
Clients0
DateMar 2020
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$43.4M
Employees263
Clients0
DateJan 2020
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$38.9M
Employees242
Clients0
DateJan 2020
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$38.9M
Employees242
Clients0
DateAug 2019
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$38.9M
Employees242
Clients0
DateMar 2019
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$38.9M
Employees242
Clients0
DateOct 2018
Total AUM$1.4B
Discretionary$1.3B
Non-Disc.$43M
Employees243
Clients0
DateJul 2018
Total AUM$1.4B
Discretionary$1.3B
Non-Disc.$43M
Employees243
Clients0
DateJul 2018
Total AUM$1.4B
Discretionary$1.3B
Non-Disc.$43M
Employees243
Clients0
DateApr 2018
Total AUM$1.4B
Discretionary$1.3B
Non-Disc.$43M
Employees243
Clients0
DateMar 2018
Total AUM$1.4B
Discretionary$1.3B
Non-Disc.$43M
Employees243
Clients0
DateDec 2017
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$35.1M
Employees245
Clients0
DateSep 2017
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$35.1M
Employees245
Clients1,000
DateApr 2017
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$35.1M
Employees245
Clients1,000
DateMar 2017
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$35.1M
Employees245
Clients1,000
DateMar 2016
Total AUM$809.8M
Discretionary$798M
Non-Disc.$11.8M
Employees249
Clients600
DateMar 2015
Total AUM$654.1M
Discretionary$646M
Non-Disc.$8.1M
Employees243
Clients500
DateMar 2015
Total AUM$654.1M
Discretionary$646M
Non-Disc.$8.1M
Employees243
Clients500
DateMar 2014
Total AUM$491.1M
Discretionary$491.1M
Non-Disc.$0
Employees244
Clients500
DateFeb 2014
Total AUM$491.1M
Discretionary$491.1M
Non-Disc.$0
Employees244
Clients500
DateApr 2013
Total AUM$451.2M
Discretionary$451.2M
Non-Disc.$0
Employees275
Clients500
DateMar 2013
Total AUM$451.2M
Discretionary$451.2M
Non-Disc.$0
Employees275
Clients500
DateJan 2013
Total AUM$385.5M
Discretionary$385.5M
Non-Disc.$0
Employees303
Clients1,600
DateJul 2012
Total AUM$385.5M
Discretionary$385.5M
Non-Disc.$0
Employees51
Clients1,600
DateMar 2012
Total AUM$385.5M
Discretionary$385.5M
Non-Disc.$0
Employees51
Clients1,600
DateMar 2011
Total AUM$363.9M
Discretionary$363.9M
Non-Disc.$0
Employees51
Clients--
DateFeb 2011
Total AUM$261.9M
Discretionary$261.9M
Non-Disc.$0
Employees51
Clients--
DateOct 2009
Total AUM$254.1M
Discretionary$254.1M
Non-Disc.$0
Employees51
Clients--
DateMar 2009
Total AUM$199.3M
Discretionary$199.3M
Non-Disc.$0
Employees51
Clients--
DateMar 2008
Total AUM$174.3M
Discretionary$174.3M
Non-Disc.$0
Employees51
Clients--
DateJan 2008
Total AUM$170.4M
Discretionary$170.4M
Non-Disc.$0
Employees51
Clients--
DateDec 2007
Total AUM$170.4M
Discretionary$170.4M
Non-Disc.$0
Employees51
Clients--
DateNov 2007
Total AUM$74.7M
Discretionary$74.7M
Non-Disc.$0
Employees51
Clients--
DateMar 2007
Total AUM$74.7M
Discretionary$74.7M
Non-Disc.$0
Employees51
Clients--
DateFeb 2007
Total AUM$74.7M
Discretionary$74.7M
Non-Disc.$0
Employees51
Clients--
DateJan 2007
Total AUM$46.3M
Discretionary$46.3M
Non-Disc.$0
Employees51
Clients--
DateMar 2006
Total AUM$46.3M
Discretionary$46.3M
Non-Disc.$0
Employees51
Clients--
DateMar 2006
Total AUM$27.2M
Discretionary$27.2M
Non-Disc.$0
Employees51
Clients--
DateMar 2006
Total AUM$27.2M
Discretionary$27.2M
Non-Disc.$0
Employees51
Clients--
DateJun 2005
Total AUM$27.2M
Discretionary$27.2M
Non-Disc.$0
Employees51
Clients--
DateFeb 2005
Total AUM$34.8M
Discretionary$34.8M
Non-Disc.$0
Employees51
Clients--
DateJan 2005
Total AUM$34.8M
Discretionary$34.8M
Non-Disc.$0
Employees51
Clients--
DateJul 2004
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees51
Clients--
DateJul 2004
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees51
Clients--
DateApr 2004
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees51
Clients--
DateJan 2004
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees51
Clients--