ATLAS BROKERAGE COMPANY, L.P.
CRD #46765 SEC #801-57652 WASHINGTON, PA 724-743-7900
SEC Registered Broker-Dealer
Total AUM
$83.6M
Discretionary
$79.5M
Employees
51
Clients
--
Accounts
1,215
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLUE VASE HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | NA | |
| DOOLEY, SCOTT TIMOTHY | I | SUPERVISING TRADING PRINCIPAL / MEMBER | NA | |
| ERDNER ENTERPRISES, INC. | DE | SHAREHOLDER | NA | |
| ERDNER ENTERPRISES, INC. | DE | SHAREHOLDER | NA | |
| ERDNER ENTERPRISES, INC. | DE | SHAREHOLDER | NA | |
| ERDNER ENTERPRISES, INC. | DE | SHAREHOLDER | NA | |
| ERDNER ENTERPRISES, INC. | DE | SHAREHOLDER | NA | |
| ERDNER ENTERPRISES, INC. | DE | SHAREHOLDER | NA | |
| ERDNER ENTERPRISES, INC. | DE | GENERAL PARTNER | NA | |
| FISHER, BRIAN EDWARD | I | SECRETARY, MUNICIPAL PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL, FINOP | NA | |
| FISHER, BRIAN EDWARD | I | SECRETARY, MUNICIPAL PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL, FINOP | NA | |
| FISHER, BRIAN EDWARD | I | SECRETARY, MUNICIPAL PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL, FINOP | NA | |
| FISHER, BRIAN EDWARD | I | SECRETARY, MUNICIPAL PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL, FINOP | NA | |
| FISHER, BRIAN EDWARD | I | SECRETARY, MUNICIPAL PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL, FINOP | NA | |
| FISHER, BRIAN EDWARD | I | VICE PRESIDENT, SECRETARY, MUNICIPAL PRINCIPAL, OPERATIONS PRINCIPAL / MANAGER | NA | Control |
| FISHER, BRIAN EDWARD | I | SECRETARY, MUNICIPAL PRINCIPAL, OPERATIONS PRINCIPAL | NA | |
| FISHER, BRIAN EDWARD | I | VICE PRESIDENT, SECRETARY, MUNICIPAL PRINCIPAL, OPERATIONS PRINCIPAL | NA | Control |
| GERWING, TIMOTHY ALAN | I | IT DEPT / MEMBER | NA | |
| HOLMES, SUSAN LOUISE | I | CHIEF COMPLIANCE OFFICER, FINOP, SENIOR OPTIONS PRINCIPAL / MANAGER | NA | Control |
| HOLMES, SUSAN LOUISE | I | CHIEF COMPLIANCE OFFICER, SENIOR OPTIONS PRINCIPAL | NA | |
| HOLMES, SUSAN LOUISE | I | CHIEF COMPLIANCE OFFICER, SENIOR OPTIONS PRINCIPAL | NA | Control |
| JEFFERS, GARY THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| JEFFERS, GARY THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| JEFFERS, GARY THOMAS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| MCCORMICK, CLIFFORD MICHAEL | I | PRESIDENT , CEO / GENERAL MANAGER | NA | Control |
| MCCORMICK, CLIFFORD MICHAEL | I | PRESIDENT | NA | Control |
| MCCORMICK, CLIFFORD MICHAEL | I | PRESIDENT | NA | Control |
| BLUE VASE HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | E | |
| ERDNER, JON WILLIAM | I | AGENT - G.P. | E | Control |
| ERDNER, JON WILLIAM | I | AGENT FOR THE GENERAL PARTNER | E | Control |
| ERDNER, JON WILLIAM | I | AGENT - G.P. | D | Control |
| ERDNER, JON WILLIAM | I | AGENT - G.P. | D | Control |
| ERDNER, JON WILLIAM | I | AGENT - G.P. | D | Control |
| ERDNER, JON WILLIAM | I | AGENT - G.P. | D | Control |
| ERDNER, JON WILLIAM | I | AGENT - G.P. | D | Control |
| FISHER, BRIAN EDWARD | I | VICE PRESIDENT, SECRETARY, MUNICIPAL PRINCIPAL, OPERATIONS PRINCIPAL | C | Control |
| FISHER, BRIAN EDWARD | I | VICE PRESIDENT, SECRETARY, MUNICIPAL PRINCIPAL, OPERATIONS PRINCIPAL / MANAGER | C | Control |
| MCCORMICK, CLIFFORD MICHAEL | I | PRESIDENT/FINOP/SHAREHOLDER | C | Control |
| MCCORMICK, CLIFFORD MICHAEL | I | PRESIDENT/FINOP/SHAREHOLDER | C | Control |
| MCCORMICK, CLIFFORD MICHAEL | I | PRESIDENT/FINOP/SHAREHOLDER | C | Control |
| MCCORMICK, CLIFFORD MICHAEL | I | PRESIDENT/FINOP/SHAREHOLDER | C | Control |
| MCCORMICK, CLIFFORD MICHAEL | I | PRESIDENT/FINOP/SHAREHOLDER | C | Control |
| MCCORMICK, CLIFFORD MICHAEL | I | PRESIDENT | C | Control |
| MCCORMICK, CLIFFORD MICHAEL | I | PRESIDENT , CEO / GENERAL MANAGER | C | Control |
| HOLMES, SUSAN LOUISE | I | CHIEF COMPLIANCE OFFICER, SENIOR OPTIONS PRINCIPAL | B | Control |
| HOLMES, SUSAN LOUISE | I | CHIEF COMPLIANCE OFFICER, FINOP, SENIOR OPTIONS PRINCIPAL / MANAGER | B | Control |
| DOOLEY, SCOTT TIMOTHY | I | SUPERVISING TRADING PRINCIPAL | A | |
| DOOLEY, SCOTT TIMOTHY | I | SUPERVISING TRADING PRINCIPAL / MEMBER | A | |
| GERWING, TIMOTHY ALAN | I | IT DEPT | A | |
| GERWING, TIMOTHY ALAN | I | IT DEPT / MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DOOLEY, SCOTT TIMOTHY | I | BLUE VASE HOLDINGS, LLC | F | |
| FISHER, BRIAN EDWARD | I | BLUE VASE HOLDINGS, LLC | F | Control |
| GERWING, TIMOTHY ALAN | I | BLUE VASE HOLDINGS, LLC | F | |
| HOLMES, SUSAN LOUISE | I | BLUE VASE HOLDINGS, LLC | F | Control |
| MCCORMICK, CLIFFORD MICHAEL | I | BLUE VASE HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 21, 2002 REGISTERED
Notice Filings (31)
AK CA CO CT DC FL GA HI IL IN KY LA MA MD ME MI MN MO MT NC NM OH PA RI SC TN TX UT VA WA WV
Address
1720 WASHINGTON RDWASHINGTON, PA 15301
USA
Phone: 724-743-7900