AVONDALE PARTNERS, LLC
CRD #46838 SEC #801-70070 NASHVILLE, TN 615-467-3500
SEC Registered Broker-Dealer Private Funds
Total AUM
$1.9B
Discretionary
$126.2M
Employees
12
Clients
0
Accounts
322
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Tennessee
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- May 11, 2018
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIS, TERRY DAROLD | I | COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL, ROSFP | NA | |
| DAVIS, TERRY DAROLD | I | COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL, ROSFP | NA | |
| DAVIS, TERRY DAROLD | I | COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL, ROSFP | NA | |
| DAVIS, TERRY DAROLD | I | COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL, ROSFP | NA | |
| DAVIS, TERRY DAROLD | I | COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL, ROSFP | NA | |
| DAVIS, TERRY DAROLD | I | COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL, ROSFP | NA | |
| HENDERSON, RICHARD WARREN | I | SR. MANAGING PARTNER | NA | Control |
| HENDERSON, RICHARD WARREN | I | SR. MANAGING PARTNER | NA | Control |
| HENDERSON, RICHARD WARREN | I | SR. MANAGING PARTNER | NA | Control |
| HENDERSON, RICHARD WARREN | I | SR. MANAGING PARTNER | NA | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | NA | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | NA | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | NA | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | NA | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | NA | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | NA | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | NA | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | NA | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | NA | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | NA | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | NA | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | NA | Control |
| MURPHY, JAMES FRANCIS | I | COMPLIANCE OFFICER | NA | Control |
| MURPHY, JAMES FRANCIS | I | COMPLIANCE OFFICER | NA | Control |
| MURPHY, JAMES FRANCIS | I | COMPLIANCE OFFICER | NA | Control |
| MURPHY, JAMES FRANCIS | I | COMPLIANCE OFFICER | NA | Control |
| MURPHY, JAMES FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, JAMES FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, JAMES FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, JAMES FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, JAMES FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, JAMES FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | NA | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | NA | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | NA | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | NA | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | NA | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | NA | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | NA | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | NA | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | NA | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | NA | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | NA | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | NA | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | NA | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | NA | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | NA | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | NA | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | NA | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | NA | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | NA | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | NA | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | NA | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | NA | Control |
| SHEPHERD, ROBERT PATRICK | I | CEO / CCO | NA | Control |
| SHEPHERD, ROBERT PATRICK | I | CEO / CCO | NA | Control |
| SHERCK, SARAH JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | E | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | E | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | E | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | E | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | E | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | E | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | E | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | E | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | E | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | E | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | E | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | E | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | D | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | D | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | D | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | D | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | D | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | D | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | D | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | D | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | D | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | D | Control |
| AVONDALE GROUP LLC | DE | VOTING MEMBER | D | Control |
| HENDERSON, RICHARD WARREN | I | SR. MANAGING PARTNER | B | Control |
| HENDERSON, RICHARD WARREN | I | SR. MANAGING PARTNER | B | Control |
| HENDERSON, RICHARD WARREN | I | SR. MANAGING PARTNER | B | Control |
| HENDERSON, RICHARD WARREN | I | SR. MANAGING PARTNER | B | Control |
| HENDERSON, RICHARD WARREN | I | SR. MANAGING PARTNER | B | Control |
| HENDERSON, RICHARD WARREN | I | SR. MANAGING PARTNER | B | Control |
| HENDERSON, RICHARD WARREN | I | SR. MANAGING PARTNER | B | Control |
| HENDERSON, RICHARD WARREN | I | SR. MANAGING PARTNER | B | Control |
| HENDERSON, RICHARD WARREN | I | SR. MANAGING PARTNER | B | Control |
| HENDERSON, RICHARD WARREN | I | SR. MANAGING PARTNER | B | Control |
| HENDERSON, RICHARD WARREN | I | SR. MANAGING PARTNER | B | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | B | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | B | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | B | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | B | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | B | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | B | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | B | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | B | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | B | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | B | Control |
| KREBS, PHILIP DONALD | I | SR. MANAGING PARTNER | B | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | B | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | B | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | B | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | B | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | B | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | B | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | B | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | B | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | B | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | B | Control |
| RIVEN, STEPHEN SAMUEL | I | SR. MANAGING PARTNER | B | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | B | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | B | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | B | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | B | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | B | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | B | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | B | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | B | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | B | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | B | Control |
| SHEPHERD, ROBERT PATRICK | I | SR. MANAGING PARTNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | D | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | D | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | D | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | D | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | D | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | D | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | D | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | D | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | D | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | D | Control |
| AVONDALE GROUP, LLC | DE | AVONDALE GROUP, LLC | D | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | C | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | C | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | C | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | C | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | C | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | C | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | C | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | C | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | C | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | C | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | C | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | C | Control |
Registrations
Federal
IA
May 11, 2018 REGISTERED
Notice Filings (7)
AL CA KY MI NV TN TX
Address
3102 WEST END AVENUESUITE 1100
NASHVILLE, TN 37203
United States
Phone: 615-467-3500