FIRST LEGACY SECURITIES, LLC
CRD #47079 SEC #801-67877 ATLANTA, GA 678-748-4583
SEC Registered Broker-Dealer
Total AUM
$45M
Discretionary
$32.8M
Employees
51
Clients
0
Accounts
253
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 15, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOWDEN, THEODORE IRVING | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| COOK, THADDEUS W | I | SECRETARY | NA | Control |
| COOK, THADDEUS W | I | SECRETARY | NA | Control |
| COOK, THADDEUS W | I | SECRETARY | NA | Control |
| COOK, THADDEUS W | I | SECRETARY | NA | Control |
| FLINN, MICHAEL JOSEPH | I | CHIEF FINANCIAL OFFICER-FINOP | NA | Control |
| FLINN, MICHAEL JOSEPH | I | CHIEF FINANCIAL OFFICER-FINOP | NA | Control |
| FLINN, MICHAEL JOSEPH | I | CHIEF FINANCIAL OFFICER-FINOP | NA | Control |
| GUTHRIE, ANTHONY ALAN | I | DIRECTOR | NA | |
| GUTHRIE, ANTHONY ALAN | I | DIRECTOR | NA | |
| GUTHRIE, ANTHONY ALAN | I | DIRECTOR | NA | |
| GUTHRIE, ANTHONY ALAN | I | DIRECTOR | NA | |
| GUTHRIE, ANTHONY ALAN | I | DIRECTOR | NA | |
| GUTHRIE, ANTHONY ALAN | I | DIRECTOR | NA | |
| GUTHRIE, ANTHONY ALAN | I | DIRECTOR | NA | |
| LANKFORD, RONALD WAYNE | I | CHIEF COMPLIANCE OFFICER, FINOP, PRESIDENT AND CHAIRMAN | NA | |
| LANKFORD, RONALD WAYNE | I | CHIEF COMPLIANCE OFFICER, FINOP, PRESIDENT AND CHAIRMAN | NA | |
| LANKFORD, RONALD WAYNE | I | CHIEF COMPLIANCE OFFICER, FINOP, PRESIDENT AND CHAIRMAN | NA | |
| LANKFORD, RONALD WAYNE | I | FINOP, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | |
| LANKFORD, RONALD WAYNE | I | FINOP | NA | |
| LANKFORD, RONALD WAYNE | I | FINOP | NA | |
| LANKFORD, RONALD WAYNE | I | FINOP | NA | |
| MOSELEY, BRENNAN WESTERVELT | I | SECRETARY | NA | |
| MOSELEY, BRENNAN WESTERVELT | I | SECRETARY | NA | |
| MOSELEY, BRENNAN WESTERVELT | I | SECRETARY | NA | |
| MOSELEY, BRENNAN WESTERVELT | I | SECRETARY | NA | |
| MOSELEY, BRENNAN WESTERVELT | I | SECRETARY | NA | |
| MOSELEY, BRENNAN WESTERVELT | I | SECRETARY | NA | |
| MOSELEY, BRENNAN WESTERVELT | I | SECRETARY | NA | |
| TEEVAN, CHRISTOPHER MICHAEL | I | DIRECTOR | NA | |
| THAYER, RICHARD DENNIS | I | DIRECTOR | NA | Control |
| THAYER, RICHARD DENNIS | I | DIRECTOR | NA | Control |
| THAYER, RICHARD DENNIS | I | DIRECTOR | NA | Control |
| THAYER, RICHARD DENNIS | I | CHAIRMAN, PRESIDENT, CEO | NA | Control |
| THAYER, RICHARD DENNIS | I | DIRECTOR | NA | Control |
| THAYER, RICHARD DENNIS | I | CHAIRMAN | NA | Control |
| THAYER, RICHARD DENNIS | I | CHAIRMAN | NA | Control |
| THAYER, RICHARD DENNIS | I | CHAIRMAN | NA | Control |
| THAYER, RICHARD DENNIS | I | CHAIRMAN | NA | Control |
| THAYER, RICHARD DENNIS | I | CHAIRMAN | NA | Control |
| THAYER, RICHARD DENNIS | I | CHAIRMAN | NA | Control |
| WAKEFIELD, GARRY LYNN | I | DIRECTOR | NA | Control |
| WALKER, HENRY EVERETTE JR | I | DIRECTOR | NA | Control |
| WALKER, HENRY EVERETTE JR | I | DIRECTOR | NA | Control |
| WALKER, HENRY EVERETTE JR | I | DIRECTOR | NA | Control |
| WALKER, HENRY EVERETTE JR | I | DIRECTOR, | NA | Control |
| FIRST LEGACY INVESTORS, INC. | DE | 90% MANAGING MEMBER | E | Control |
| FIRST LEGACY INVESTORS, INC. | DE | 90% MANAGING MEMBER | E | Control |
| FIRST LEGACY INVESTORS, INC. | DE | 90% MANAGING MEMBER | E | Control |
| FIRST LEGACY INVESTORS, INC. | I | CHIEF COMPLIANCE OFFICER,90% MANAGING MEMBER | E | Control |
| RELIANCE FINANCIAL CORPORATION | DE | 100% MANAGING MEMBER | E | Control |
| RELIANCE FINANCIAL CORPORATION | DE | 100% MANAGING MEMBER | E | Control |
| RELIANCE FINANCIAL CORPORATION | DE | 100% OWNER | E | Control |
| RELIANCE FINANCIAL CORPORATION | DE | 100% OWNER | E | Control |
| RELIANCE FINANCIAL CORPORATION | DE | 100% OWNER | E | Control |
| RELIANCE FINANCIAL CORPORATION | DE | 100% MANAGING MEMBER | E | Control |
| RELIANCE FINANCIAL CORPORATION | DE | 100% MANAGING MEMBER | E | Control |
| RELIANCE FINANCIAL CORPORATION | DE | 10% MANAGING MEMBER | B | Control |
| RELIANCE FINANCIAL CORPORATION | DE | 10% MANAGING MEMBER | B | Control |
| RELIANCE FINANCIAL CORPORATION | DE | 10% MANAGING MEMBER | B | Control |
| RELIANCE FINANCIAL CORPORATION | DE | 10% MANAGING MEMBER | B | Control |
Registrations
Federal
IA
Oct 15, 2009 REGISTERED
Notice Filings (27)
AK AL AR CA CO FL GA IL KY LA MA MD MI MO MS NC NJ NY OH PA PR SC TN VA WA WI WV
Address
1100 ABERNATHY RD, 500 NORTHPARKSUITE 400
ATLANTA, GA 30328
United States
Phone: 678-748-4583