WORTHMARK FINANCIAL SERVICES, LLC
CRD #47086 SEC #801-58291 ST. PAUL, MN 877-814-2385
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
--
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 14, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURNS, THOMAS PATRICK | I | DIRECTOR | NA | |
| BURNS, THOMAS PATRICK | I | DIRECTOR | NA | Control |
| BURNS, THOMAS PATRICK | I | DIRECTOR | NA | |
| BURNS, THOMAS PATRICK | I | DIRECTOR | NA | Control |
| BURNS, THOMAS PATRICK | I | DIRECTOR | NA | Control |
| BURNS, THOMAS PATRICK | I | DIRECTOR | NA | Control |
| BURNS, THOMAS PATRICK | I | DIRECTOR | NA | Control |
| CLARK, THOMAS LEE | I | VICE PRESIDENT - COMPLIANCE, CCO, ASSISTANT SECRETARY, ASSISTANT TREASURER | NA | Control |
| CLARK, THOMAS LEE | I | VICE PRESIDENT - COMPLIANCE, CCO, ASSISTANT SECRETARY, ASSISTANT TREASURER | NA | Control |
| CLARK, THOMAS LEE | I | VICE PRESIDENT - COMPLIANCE, CCO, ASSISTANT SECRETARY, ASSISTANT TREASURER | NA | Control |
| CONNOLLY, GEORGE IGNATIUS | I | DIRECTOR | NA | |
| CONNOLLY, GEORGE IGNATIUS | I | VICE CHAIRMAN, PRESIDENT, CEO, DIRECTOR | NA | Control |
| CONNOLLY, GEORGE IGNATIUS | I | DIRECTOR | NA | Control |
| CONNOLLY, GEORGE IGNATIUS | I | DIRECTOR | NA | |
| CONNOLLY, GEORGE IGNATIUS | I | VICE CHAIRMAN, PRESIDENT, CEO, DIRECTOR | NA | Control |
| CONNOLLY, GEORGE IGNATIUS | I | VICE CHAIRMAN, PRESIDENT, CEO, DIRECTOR | NA | Control |
| CONNOLLY, GEORGE IGNATIUS | I | DIRECTOR | NA | Control |
| CONNOLLY, GEORGE IGNATIUS | I | DIRECTOR | NA | Control |
| CONNOLLY, GEORGE IGNATIUS | I | DIRECTOR | NA | Control |
| CONNOLLY, GEORGE IGNATIUS | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| DAUCHER, DONALD ALFRED | I | DIRECTOR | NA | |
| DAUCHER, DONALD ALFRED | I | DIRECTOR | NA | |
| DAUCHER, DONALD ALFRED | I | DIRECTOR | NA | |
| DAUCHER, DONALD ALFRED | I | DIRECTOR | NA | |
| DAUCHER, DONALD ALFRED | I | DIRECTOR | NA | |
| DAUCHER, DONALD ALFRED | I | DIRECTOR | NA | |
| DAUCHER, DONALD ALFRED | I | DIRECTOR | NA | |
| DAUCHER, DONALD ALFRED | I | DIRECTOR | NA | |
| EHREN, ROBERT JOHN | I | DIRECTOR | NA | |
| EHREN, ROBERT JOHN | I | DIRECTOR | NA | |
| EHREN, ROBERT JOHN | I | DIRECTOR | NA | |
| EHREN, ROBERT JOHN | I | DIRECTOR | NA | |
| KAVANAUGH, WILFORD JAMES JR | I | DIRECTOR | NA | |
| KAVANAUGH, WILFORD JAMES JR | I | DIRECTOR | NA | |
| KAVANAUGH, WILFORD JAMES JR | I | DIRECTOR | NA | |
| KAVANAUGH, WILFORD JAMES JR | I | DIRECTOR | NA | |
| KELLETT, MICHAEL THOMAS | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| KELLETT, MICHAEL THOMAS | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| KELLETT, MICHAEL THOMAS | I | VICE CHAIRMAN, DIRECTOR | NA | Control |
| KOSKIE, ANDREW THOMAS | I | ASSISTANT SECRETARY | NA | Control |
| KOSKIE, ANDREW THOMAS | I | ASSISTANT SECRETARY | NA | Control |
| KOSKIE, ANDREW THOMAS | I | ASSISTANT SECRETARY | NA | Control |
| KOSKIE, ANDREW THOMAS | I | ASSISTANT SECRETARY | NA | Control |
| KOSKIE, ANDREW THOMAS | I | ASSISTANT SECRETARY | NA | Control |
| KOSKIE, ANDREW THOMAS | I | ASSISTANT SECRETARY | NA | Control |
| MCCLOSKEY, RICHARD ROBERT | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN | NA | Control |
| MCCLOSKEY, RICHARD ROBERT | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN | NA | Control |
| MCCLOSKEY, RICHARD ROBERT | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN | NA | Control |
| MCCLOSKEY, RICHARD ROBERT | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN | NA | Control |
| MCRAE, JOSEPH SCOTT | I | ASSISTANT SECRETARY | NA | Control |
| MCRAE, JOSEPH SCOTT | I | ASSISTANT SECRETARY | NA | Control |
| MILOSEVICH, MARGARET PURCELL | I | TREASURER | NA | Control |
| MILOSEVICH, MARGARET PURCELL | I | TREASURER | NA | Control |
| MILOSEVICH, MARGARET PURCELL | I | TREASURER | NA | Control |
| MOOREDUDDLESTON, CYNTHIA LOUISE | I | VICE PRESIDENT COMPLIANCE | NA | Control |
| OHAREN, MICHELLE PATRICIA | I | VICE PRESIDENT ADVANCED RESOURCES | NA | Control |
| OHAREN, MICHELLE PATRICIA | I | VICE PRESIDENT ADVANCED RESOURCES | NA | Control |
| OHAREN, MICHELLE PATRICIA | I | VICE PRESIDENT ADVANCED RESOURCES | NA | Control |
| PETERSON, H GEOFFREY | I | SECRETARY | NA | |
| PETERSON, H GEOFFREY | I | SECRETARY | NA | |
| PETERSON, H GEOFFREY | I | SECRETARY | NA | |
| PETERSON, H GEOFFREY | I | SECRETARY | NA | |
| PETERSON, JAMES CRAIG | I | DIRECTOR | NA | |
| PETERSON, JAMES CRAIG | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| PETERSON, JAMES CRAIG | I | PRESIDENT, COO, DIRECTOR | NA | Control |
| PETERSON, JAMES CRAIG | I | DIRECTOR | NA | |
| PETERSON, JAMES CRAIG | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| PETERSON, JAMES CRAIG | I | MANAGING DIRECTOR, DIRECTOR | NA | Control |
| PETERSON, JAMES CRAIG | I | PRESIDENT, COO, DIRECTOR | NA | Control |
| PETERSON, JAMES CRAIG | I | PRESIDENT, COO, DIRECTOR | NA | Control |
| PETERSON, JAMES CRAIG | I | PRESIDENT, COO, DIRECTOR | NA | Control |
| PETERSON, JAMES CRAIG | I | PRESIDENT, COO, DIRECTOR | NA | Control |
| PILACINSKI, DARIN WILLIAM | I | VICE PRESIDENT- OPERATIONS | NA | Control |
| SENKLER, ROBERT LEO | I | CHAIRMAN, DIRECTOR | NA | |
| SENKLER, ROBERT LEO | I | CHAIRMAN, DIRECTOR | NA | |
| SENKLER, ROBERT LEO | I | CHAIRMAN, DIRECTOR | NA | |
| SENKLER, ROBERT LEO | I | CHAIRMAN, DIRECTOR | NA | |
| SENKLER, ROBERT LEO | I | CHAIRMAN, DIRECTOR | NA | |
| SENKLER, ROBERT LEO | I | CHAIRMAN, DIRECTOR | NA | |
| STEELE, TIMOTHY DAVID MR. | I | VICE PRESIDENT- SALES & RECRUITING | NA | Control |
| STEELE, TIMOTHY DAVID MR. | I | VICE PRESIDENT- SALES & RECRUITING | NA | Control |
| VOUK, GARRICK MARK | I | VICE PRESIDENT OPERATIONS | NA | Control |
| VOUK, GARRICK MARK | I | VICE PRESIDENT- PRODUCTS AND FIELD SUPPORT | NA | Control |
| VOUK, GARRICK MARK | I | VICE PRESIDENT OPERATIONS | NA | Control |
| VOUK, GARRICK MARK | I | VICE PRESIDENT OPERATIONS | NA | Control |
| WALLAKE, RANDY FENTON | I | DIRECTOR | NA | |
| WALLAKE, RANDY FENTON | I | DIRECTOR | NA | |
| WHITE, MICHAEL ROBERT SR | I | DIRECTOR | NA | Control |
| WHITE, MICHAEL ROBERT SR | I | OWNER, MANAGING DIRECTOR, DIRECTOR | NA | Control |
| WHITE, MICHAEL ROBERT SR | I | DIRECTOR | NA | Control |
| WHITE, MICHAEL ROBERT SR | I | DIRECTOR | NA | Control |
| WHITE, MICHAEL ROBERT SR | I | OWNER, MANAGING DIRECTOR, DIRECTOR | NA | Control |
| WHITE, MICHAEL ROBERT SR | I | OWNER, MANAGING DIRECTOR, DIRECTOR | NA | Control |
| WHITE, MICHAEL ROBERT SR | I | DIRECTOR | NA | Control |
| WHITE, MICHAEL ROBERT SR | I | DIRECTOR | NA | Control |
| WHITE, MICHAEL ROBERT SR | I | DIRECTOR | NA | Control |
| WHITE, MICHAEL ROBERT SR | I | OWNER, VICE PRESIDENT - SALES, DIRECTOR | NA | Control |
| WUESTENHAGEN, TIMOTHY EDWIN | I | ASSISTANT TREASURER, FINOP | NA | Control |
| WUESTENHAGEN, TIMOTHY EDWIN | I | ASSISTANT SECRETARY & ASSISTANT TREASURER | NA | Control |
| WUESTENHAGEN, TIMOTHY EDWIN | I | VICE PRESIDENT - COMPLIANCE, CCO, TREASURER, FINOP & ASST. SECRETARY | NA | Control |
| WUESTENHAGEN, TIMOTHY EDWIN | I | ASSISTANT TREASURER, FINOP, VICE PRESIDENT COMPLIANCE | NA | Control |
| WUESTENHAGEN, TIMOTHY EDWIN | I | ASSISTANT SECRETARY & ASSISTANT TREASURER | NA | Control |
| WUESTENHAGEN, TIMOTHY EDWIN | I | ASSISTANT SECRETARY & ASSISTANT TREASURER | NA | Control |
| WUESTENHAGEN, TIMOTHY EDWIN | I | VICE PRESIDENT - COMPLIANCE, CCO, TREASURER, FINOP & SECRETARY | NA | Control |
| WUESTENHAGEN, TIMOTHY EDWIN | I | VICE PRESIDENT - COMPLIANCE, CCO, TREASURER, FINOP & ASST. SECRETARY | NA | Control |
| WUESTENHAGEN, TIMOTHY EDWIN | I | VICE PRESIDENT - COMPLIANCE, CCO, TREASURER, FINOP & SECRETARY | NA | Control |
| WUESTENHAGEN, TIMOTHY EDWIN | I | VICE PRESIDENT - COMPLIANCE, CCO, TREASURER, FINOP & ASST. SECRETARY | NA | Control |
| WORTHMARK HOLDING COMPANY, INC | DE | 100% OWNER | E | Control |
| WORTHMARK HOLDING COMPANY, INC | DE | 100% OWNER | E | Control |
| WORTHMARK HOLDING COMPANY, INC | DE | 100% OWNER | E | Control |
| WORTHMARK HOLDING COMPANY, INC | DE | 100% OWNER | E | Control |
| ASCEND FINANCIAL SERVICES, INC. | DE | OWNER | D | Control |
| ASCEND FINANCIAL SERVICES, INC. | DE | OWNER | D | Control |
| ASCEND FINANCIAL SERVICES, INC. | DE | OWNER | D | Control |
| SECURIAN FINANCIAL SERVICES, INC. | DE | OWNER | D | Control |
| WORTHMARK HOLDING COMPANY, INC | DE | 51% OWNER | D | Control |
| WORTHMARK HOLDING COMPANY, INC | DE | 51% OWNER | D | Control |
| MCCLOSKEY, RICHARD ROBERT | I | OWNER, MANAGING DIRECTOR, DIRECTOR | C | Control |
| MCCLOSKEY, RICHARD ROBERT | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| MCCLOSKEY, RICHARD ROBERT | I | OWNER, MANAGING DIRECTOR, DIRECTOR | C | Control |
| MCCLOSKEY, RICHARD ROBERT | I | OWNER, MANAGING DIRECTOR, DIRECTOR | C | Control |
| MCCLOSKEY, RICHARD ROBERT | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| MCCLOSKEY, RICHARD ROBERT | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | C | Control |
| FINN & COHEN CPAS APC | DE | 9.8% VOTING OWNER | A | |
| FINN & COHEN CPAS APC | DE | OWNER | A | |
| QUARRY ADVISORS, INC. | DE | 9.8% VOTING OWNER | A | |
| RETIREMENT SOLUTIONS GROUP, LLC | DE | 9.8% VOTING OWNER | A | |
| RETIREMENT SOLUTIONS GROUP, LLC | DE | 9.8% VOTING OWNER | A | |
| RETIREMENT SOLUTIONS GROUP, LLC | DE | OWNER | A | |
| STERCK ENFIELD ACCOUNTING GROUP, INC. | DE | 9.8% VOTING OWNER | A | |
| STERCK ENFIELD ACCOUNTING GROUP, INC. | DE | OWNER | A | |
| WANTAGH ASSOCIATES, LTD | DE | OWNER | A | |
| WEALTH MANAGEMENT ASSOCIATES, LLC | DE | 9.8% VOTING OWNER | A | |
| WEALTH MANAGEMENT ASSOCIATES, LLC | DE | OWNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WHITE, MICHAEL ROBERT SR | I | WORTHMARK HOLDING COMPANY, INC | F | |
| WHITE, MICHAEL ROBERT SR | I | WORTHMARK HOLDING COMPANY, INC | F | |
| WHITE, MICHAEL ROBERT SR | I | WORTHMARK HOLDING COMPANY, INC | F | |
| WHITE, MICHAEL ROBERT SR | I | WORTHMARK HOLDING COMPANY, INC | F | |
| WHITE, MICHAEL ROBERT SR | I | WORTHMARK HOLDING COMPANY, INC | F | |
| WHITE, MICHAEL ROBERT SR | I | WORTHMARK HOLDING COMPANY, INC | F | |
| ADVANTUS CAPITAL MANAGEMENT, INC. | DE | ASCEND FINANCIAL SERVICES, IINC. | E | Control |
| ADVANTUS CAPITAL MANAGEMENT, INC. | DE | ASCEND FINANCIAL SERVICES, IINC. | E | Control |
| ADVANTUS CAPITAL MANAGEMENT, INC. | DE | ASCEND FINANCIAL SERVICES, IINC. | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | ADVANTUS CAPITAL MANAGMENT, INC. | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | ADVANTUS CAPITAL MANAGMENT, INC. | E | Control |
| MINNESOTA LIFE INSURANCE COMPANY | DE | ADVANTUS CAPITAL MANAGMENT, INC. | E | Control |
| MINNESOTA MUTUAL COMPANIES, INC. | DE | SECURING HOLDING COMPANY | E | Control |
| MINNESOTA MUTUAL COMPANIES, INC. | DE | SECURING HOLDING COMPANY | E | Control |
| MINNESOTA MUTUAL COMPANIES, INC. | DE | SECURING HOLDING COMPANY | E | Control |
| MINNESOTA MUTUAL COMPANIES, INC. | DE | SECURIAN HOLDING COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | MINNESOTA LIFE INSURANCE COMPANY | E | Control |
| SECURIAN FINANCIAL GROUP, INC. | DE | SECURIAN FINANCIAL SERVICES, INC. | E | Control |
| SECURIAN HOLDING COMPANY | DE | SECURIAN FINANCIAL GROUP, INC. | E | Control |
| SECURIAN HOLDING COMPANY | DE | SECURIAN FINANCIAL GROUP, INC. | E | Control |
| SECURIAN HOLDING COMPANY | DE | SECURIAN FINANCIAL GROUP, INC. | E | Control |
| SECURIAN HOLDING COMPANY | DE | SECURIAN FINANCIAL GROUP, INC. | E | Control |
| MCCLOSKEY, RICHARD ROBERT | I | WORTHMARK HOLDING COMPANY, INC. | D | Control |
| MCCLOSKEY, RICHARD ROBERT | I | WORTHMARK HOLDING COMPANY, INC. | D | Control |
| MCCLOSKEY, RICHARD ROBERT | I | WORTHMARK HOLDING COMPANY, INC. | D | Control |
| MCCLOSKEY, RICHARD ROBERT | I | WORTHMARK HOLDING COMPANY, INC. | D | Control |
| MCCLOSKEY, RICHARD ROBERT | I | WORTHMARK HOLDING COMPANY, INC. | D | Control |
| MCCLOSKEY, RICHARD ROBERT | I | WORTHMARK HOLDING COMPANY, INC. | D | Control |
| PETERSON, JAMES CRAIG | I | WORTHMARK HOLDING COMPANY, INC | C | Control |
| PETERSON, JAMES CRAIG | I | WORTHMARK HOLDING COMPANY, INC | C | Control |
| PETERSON, JAMES CRAIG | I | WORTHMARK HOLDING COMPANY, INC | C | Control |
| PETERSON, JAMES CRAIG | I | WORTHMARK HOLDING COMPANY, INC | C | Control |
| PETERSON, JAMES CRAIG | I | WORTHMARK HOLDING COMPANY, INC | C | Control |
| PETERSON, JAMES CRAIG | I | WORTHMARK HOLDING COMPANY, INC | C | Control |
Registrations
Federal
IA
Sep 14, 2005 REGISTERED
Notice Filings (19)
CA CT DC FL GA IL MA MD MN MO NJ NV NY OR PA TX VA WA WI
Address
400 ROBERT STREET NORTHST. PAUL, MN 55101
USA
Phone: 877-814-2385