RIA Intelligence

MILESTONE INVESTMENTS, INC.

CRD #47090 SEC #801-123585 CHARLOTTE, NC 704-716-2749
SEC Registered Broker-Dealer
Total AUM
$227.5M
Discretionary
$0
Employees
2
Clients
--
Accounts
134

Firm Details

Organization Type
Corporation
State of Formation
North Carolina
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 5, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ADDIS, RICHARD WOODROW JRICHIEF OPERATING OFFICER, AML OFFICER, TECHNOLOGY OFFICERD Control
ADDIS, RICHARD WOODROW JRICHIEF OPERATING OFFICER, AML OFFICER, TECHNOLOGY OFFICERD Control
ADDIS, RICHARD WOODROW JRICHIEF OPERATING OFFICER, AML OFFICER, TECHNOLOGY OFFICERD Control
ADDIS, RICHARD WOODROW JRICHIEF OPERATING OFFICER, AML OFFICER, TECHNOLOGY OFFICERD Control
ADDIS, RICHARD WOODROW JRICHIEF OPERATING OFFICER, AML OFFICER, TECHNOLOGY OFFICERD Control
ADDIS, RICHARD WOODROW JRICHIEF OPERATING OFFICER, AML OFFICER, TECHNOLOGY OFFICERD Control
ADDIS, RICHARD WOODROW JRICHIEF OPERATING OFFICER, AML OFFICER, TECHNOLOGY OFFICERD Control
FISHER, FREDRICK WILLIAMICEO, CCO, CFO, FINOPD Control
FISHER, FREDRICK WILLIAMICEO, CCO, CFO, FINOPD Control
FISHER, FREDRICK WILLIAMICEO, CCO, CFO, FINOPD Control
FISHER, FREDRICK WILLIAMICEO, CCO, CFO, FINOPD Control
FISHER, FREDRICK WILLIAMICEO, CCO, CFO, FINOPD Control
FISHER, FREDRICK WILLIAMICEO, CCO, CFO, FINOPD Control
FISHER, FREDRICK WILLIAMICEO, CCO, CFO, FINOPD Control

Registrations

Federal

IA
Feb 5, 2025 REGISTERED

Notice Filings (3)

FL NC SC

Address

10700 SIKES PLACE
SUITE 315
CHARLOTTE, NC 28277-0729
United States
Phone: 704-716-2749