JOHNSTON, LEMON & CO. INC.
CRD #473 SEC #801-68783 WASHINGTON, DC 202-842-5618
SEC Registered Broker-Dealer
Total AUM
$34M
Discretionary
$0
Employees
--
Clients
--
Accounts
126
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 6, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLARDY, JOHN FRANKLIN III | I | DIRECTOR | NA | Control |
| CLARDY, JOHN FRANKLIN III | I | SALES MANAGER | NA | Control |
| DAVIS, JEFFREY RONALD | I | CROP/SROP | NA | |
| LEMON, JAMES HANSON JR | I | CHAIRMAN | NA | Control |
| LEMON, JAMES HANSON JR | I | CHAIRMAN | NA | Control |
| MILLER, KENNETH IRVIN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTOR | NA | Control |
| MILLER, KENNETH IRVIN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND DIRECTOR | NA | Control |
| WALLACE, THOMAS TERRANCE | I | PRESIDENT & DIRECTOR & CEO | NA | Control |
| WALLACE, THOMAS TERRANCE | I | PRESIDENT & DIRECTOR & CEO | NA | Control |
| JOHNSTON-LEMON GROUP, INCORPORATED | DE | HOLDING COMPANY | E | Control |
| JOHNSTON-LEMON GROUP, INCORPORATED | DE | HOLDING COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEMON, JAMES HANSON JR | I | JOHNSTON-LEMON GROUP, INCORPORATED | C | Control |
| LEMON, JAMES HANSON JR | I | JOHNSTON-LEMON GROUP, INCORPORATED | C | Control |
Registrations
Federal
IA
Jan 6, 2011 REGISTERED
Notice Filings (1)
DC
Address
1101 VERMONT AVENUE, NWSUITE 800
WASHINGTON, DC 20005
United States
Phone: 202-842-5618