G.L.S. & ASSOCIATES, INC.
Legal name: G.L. SMITH & ASSOCIATES
CRD #47502 SEC #801-63052 HUNTSVILLE, AL 256-539-4805
SEC Registered Broker-Dealer
Total AUM
$145.9M
Discretionary
$136.7M
Employees
8
Clients
251
Accounts
1,251
Firm Details
- Organization Type
- Corporation
- State of Formation
- Alabama
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 12, 2018
- Branch Offices
- 1
- LEI
- 523120
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLOWDUS, SHARON H | I | OFFICE MANAGER | NA | |
| CLOWDUS, SHARON H | I | OFFICE MANAGER | NA | |
| CLOWDUS, SHARON H | I | OFFICE MANAGER | NA | |
| CLOWDUS, SHARON H | I | OFFICE MANAGER | NA | |
| CLOWDUS, SHARON H | I | OFFICE MANAGER | NA | |
| CLOWDUS, SHARON H | I | OFFICE MANAGER | NA | |
| CLOWDUS, SHARON H | I | OFFICE MANAGER | NA | |
| CLOWDUS, SHARON H | I | OFFICE MANAGER | NA | |
| CLOWDUS, SHARON H | I | OFFICE MANAGER | NA | |
| CLOWDUS, SHARON H | I | OFFICE MANAGER | NA | |
| CLOWDUS, SHARON H | I | OFFICE MANAGER | NA | |
| CLOWDUS, SHARON H | I | OFFICE MANAGER | NA | |
| HAWKINS, WILLIAMS SILVIN | I | VICE PRESIDENT | NA | Control |
| HAWKINS, WILLIAMS SILVIN | I | VICE PRESIDENT | NA | Control |
| HYMAN, DAVID STEVEN | I | INVESTMENT ADVISOR | NA | |
| HYMAN, DAVID STEVEN | I | INVESTMENT ADVISOR | NA | |
| HYMAN, DAVID STEVEN | I | INVESTMENT ADVISOR | NA | |
| HYMAN, DAVID STEVEN | I | INVESTMENT ADVISOR | NA | |
| HYMAN, DAVID STEVEN | I | INVESTMENT ADVISOR | NA | |
| HYMAN, DAVID STEVEN | I | VICE PRESIDENT | NA | |
| HYMAN, DAVID STEVEN | I | VICE PRESIDENT | NA | |
| HYMAN, DAVID STEVEN | I | VICE PRESIDENT | NA | |
| HYMAN, DAVID STEVEN | I | VICE PRESIDENT | NA | |
| HYMAN, DAVID STEVEN | I | VICE PRESIDENT | NA | |
| HYMAN, DAVID STEVEN | I | VICE PRESIDENT | NA | |
| HYMAN, DAVID STEVEN | I | VICE PRESIDENT | NA | |
| LAWRENCE, JOSEPH SCOTT | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, JOSEPH SCOTT | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, JOSEPH SCOTT | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, JOSEPH SCOTT | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, JOSEPH SCOTT | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, JOSEPH SCOTT | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, JOSEPH SCOTT | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, JOSEPH SCOTT | I | VICE PRESIDENT | NA | Control |
| LAWRENCE, JOSEPH SCOTT | I | VICE PRESIDENT | NA | Control |
| NIEDERMEYER, FREDRICK HAROLD II | I | VICE PRESIDENT | NA | Control |
| NIEDERMEYER, FREDRICK HAROLD II | I | VICE PRESIDENT | NA | Control |
| NIEDERMEYER, FREDRICK HAROLD II | I | VICE PRESIDENT | NA | Control |
| NIEDERMEYER, FREDRICK HAROLD II | I | VICE PRESIDENT | NA | Control |
| NIEDERMEYER, FREDRICK HAROLD II | I | VICE PRESIDENT | NA | Control |
| NIEDERMEYER, FREDRICK HAROLD II | I | VICE PRESIDENT | NA | Control |
| NIEDERMEYER, FREDRICK HAROLD II | I | VICE PRESIDENT | NA | Control |
| NIEDERMEYER, FREDRICK HAROLD II | I | VICE PRESIDENT | NA | Control |
| ROGERS, KEITH MICHAEL | I | INVESTMENT ADVISOR | NA | |
| ROGERS, KEITH MICHAEL | I | INVESTMENT ADVISOR | NA | |
| ROGERS, KEITH MICHAEL | I | INVESTMENT ADVISOR | NA | |
| ROGERS, KEITH MICHAEL | I | INVESTMENT ADVISOR | NA | |
| ROGERS, KEITH MICHAEL | I | INVESTMENT ADVISOR | NA | |
| ROGERS, KEITH MICHAEL | I | INVESTMENT ADVISOR | NA | |
| ROGERS, KEITH MICHAEL | I | INVESTMENT ADVISOR | NA | |
| SHIELDS, DANA C | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| SHIELDS, DANA C | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| SHIELDS, DANA C | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| SHIELDS, DANA C | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| SHIELDS, DANA C | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| SHIELDS, DANA C | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| SHIELDS, DANA C | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| SHIELDS, DANA C | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| SHIELDS, DANA C | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| SHIELDS, DANA C | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| SHIELDS, DANA C | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| SHIELDS, DANA C | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| SMITH, CHARLES A | I | TECHNICAL ANALYST | NA | |
| SMITH, CHARLES A | I | TECHNICAL ANALYST | NA | |
| SMITH, CHARLES A | I | TECHNICAL ANALYST | NA | |
| SMITH, CHARLES A | I | TECHNICAL ANALYST | NA | |
| SMITH, CHARLES A | I | TECHNICAL ANALYST | NA | |
| SMITH, CHARLES A | I | VICE PRESIDENT | NA | |
| SMITH, CHARLES A | I | VICE PRESIDENT | NA | |
| SMITH, CHARLES A | I | VICE PRESIDENT | NA | |
| SMITH, CHARLES A | I | VICE PRESIDENT | NA | |
| SMITH, CHARLES A | I | VICE PRESIDENT | NA | |
| SMITH, CHARLES A | I | VICE PRESIDENT | NA | |
| SMITH, CHARLES A | I | VICE PRESIDENT | NA | |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF FINANCIAL OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF FINANCIAL OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF FINANCIAL OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF FINANCIAL OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF FINANCIAL OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF FINANCIAL OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF FINANCIAL OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF FINANCIAL OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF FINANCIAL OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF FINANCIAL OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF FINANCIAL OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF FINANCIAL OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF FINANCIAL OFFICER | E | Control |
| SMITH, GREGORY LEE | I | PRINCIPAL | E | Control |
| SMITH, GREGORY LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SMITH, GREGORY LEE | I | CHIEF FINANCIAL OFFICER | E | Control |
Registrations
Federal
IA
Dec 12, 2018 REGISTERED
Notice Filings (1)
AL
Address
200 CLINTON AVENUESUITE 707
HUNTSVILLE, AL 35801
United States
Phone: 256-539-4805