BNY INVESTMENT CENTER INC.
CRD #47683 SEC #801-64805 NEW YORK, NY (212) 237-0734
SEC Registered Broker-Dealer
Total AUM
$173M
Discretionary
$28M
Employees
51
Clients
0
Accounts
843
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 1, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABENSTEIN, TED | I | PRINCIPAL/ASST. VICE PRESIDENT/ROP/MUNICIPAL BOND PRINCIPAL/CROP | NA | Control |
| ABENSTEIN, TED | I | PRINCIPAL/ASST. VICE PRESIDENT/ROP/MUNICIPAL BOND PRINCIPAL/CROP | NA | Control |
| ABENSTEIN, TED | I | PRINCIPAL/ASST. VICE PRESIDENT/ROP/MUNICIPAL BOND PRINCIPAL/CROP | NA | Control |
| ABENSTEIN, TED | I | PRINCIPAL/ASST. VICE PRESIDENT/ROP/MUNICIPAL BOND PRINCIPAL/CROP | NA | Control |
| ANTONIO, FELICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANTONIO, FELICIA ANN | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| ANTONIO, FELICIA ANN | I | CHIEF COMPLIANCE OFFICER, CROP,SROP | NA | |
| ANTONIO, FELICIA ANN | I | CHIEF COMPLIANCE OFFICER, CROP,SROP | NA | |
| ANTONIO, FELICIA ANN | I | CHIEF COMPLIANCE OFFICER, CROP,SROP | NA | |
| ANTONIO, FELICIA ANN | I | CHIEF COMPLIANCE OFFICER, CROP,SROP | NA | |
| ANTONIO, FELICIA ANN | I | CHIEF COMPLIANCE OFFICER, CROP | NA | |
| ANTONIO, FELICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANTONIO, FELICIA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARIAS, OTTO JR | I | VICE PRESIDENT/CHIEF ADMINISTRATIVE OFFICER/ACTING HEAD OF BNY INVESTMENT CENTER, INC. | NA | Control |
| ARIAS, OTTO JR | I | VICE PRESIDENT/CHIEF ADMINISTRATIVE OFFICER/ACTING HEAD OF BNY INVESTMENT CENTER, INC., MSRB PRINCIPAL | NA | Control |
| ARIAS, OTTO JR | I | VICE PRESIDENT/CHIEF ADMINISTRATIVE OFFICER/ACTING HEAD OF BNY INVESTMENT CENTER, INC., MSRB PRINCIPAL | NA | Control |
| ARIAS, OTTO JR | I | VICE PRESIDENT/CHIEF ADMINISTRATIVE OFFICER/ACTING HEAD OF BNY INVESTMENT CENTER, INC., MSRB PRINCIPAL | NA | Control |
| ARIAS, OTTO JR | I | VICE PRESIDENT/CHIEF ADMINISTRATIVE OFFICER/ACTING HEAD OF BNY INVESTMENT CENTER, INC., MSRB PRINCIPAL | NA | Control |
| ARIAS, OTTO JR | I | VICE PRESIDENT/CHIEF ADMINISTRATIVE OFFICER/ACTING HEAD OF BNY INVESTMENT CENTER, INC., MSRB PRINCIPAL | NA | Control |
| ARIAS, OTTO JR | I | VICE PRESIDENT/CHIEF ADMINISTRATIVE OFFICER/ACTING HEAD OF BNY INVESTMENT CENTER, INC., MSRB PRINCIPAL | NA | Control |
| ARIAS, OTTO JR | I | PRESIDENT, MSRB PRINCIPAL | NA | Control |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | |
| BRUECKNER, RICHARD FREDERICK | I | CHAIRMAN/DIRECTOR | NA | |
| BRUECKNER, RICHARD FREDERICK | I | CHAIRMAN/DIRECTOR | NA | |
| BRUECKNER, RICHARD FREDERICK | I | CHAIRMAN/DIRECTOR | NA | |
| BRUECKNER, RICHARD FREDERICK | I | CHAIRMAN/DIRECTOR | NA | |
| BRUECKNER, RICHARD FREDERICK | I | CHAIRMAN/DIRECTOR | NA | |
| BRUECKNER, RICHARD FREDERICK | I | CHAIRMAN/DIRECTOR | NA | |
| BRUECKNER, RICHARD FREDERICK | I | CHAIRMAN/DIRECTOR | NA | |
| BRUECKNER, RICHARD FREDERICK | I | CHAIRMAN/DIRECTOR | NA | |
| BRUECKNER, RICHARD FREDERICK | I | CHAIRMAN/DIRECTOR | NA | |
| BRUECKNER, RICHARD FREDERICK | I | CHAIRMAN/DIRECTOR | NA | |
| BRUECKNER, RICHARD FREDERICK | I | CHAIRMAN/DIRECTOR | NA | |
| BRUECKNER, RICHARD FREDERICK | I | CHAIRMAN/DIRECTOR | NA | |
| BURR, RUSSEL ALAN | I | DIRECTOR | NA | |
| BURR, RUSSEL ALAN | I | DIRECTOR | NA | |
| BURR, RUSSEL ALAN | I | DIRECTOR | NA | |
| BURR, RUSSEL ALAN | I | DIRECTOR | NA | |
| BURR, RUSSEL ALAN | I | DIRECTOR | NA | |
| BURR, RUSSEL ALAN | I | DIRECTOR | NA | |
| BURR, RUSSEL ALAN | I | DIRECTOR | NA | |
| BURR, RUSSEL ALAN | I | DIRECTOR | NA | |
| DORADO, RAYMOND JOSEPH | I | DIRECTOR | NA | |
| DORADO, RAYMOND JOSEPH | I | DIRECTOR | NA | |
| DORADO, RAYMOND JOSEPH | I | DIRECTOR | NA | |
| DUFFY, JAMES PATRICK | I | OSJ PRINCIPAL | NA | |
| DUFFY, JAMES PATRICK | I | OSJ PRINCIPAL | NA | |
| DUFFY, JAMES PATRICK | I | OSJ PRINCIPAL | NA | |
| DUFFY, JAMES PATRICK | I | OSJ PRINCIPAL | NA | |
| DUFFY, JAMES PATRICK | I | OSJ PRINCIPAL | NA | |
| DZIEDZIULA, RICHARD F | I | CHIEF COMPLIANCE OFFICER | NA | |
| DZIEDZIULA, RICHARD F | I | CHIEF COMPLIANCE OFFICER | NA | |
| DZIEDZIULA, RICHARD F | I | CHIEF COMPLIANCE OFFICER | NA | |
| FIDEN, BRETT MICHAEL | I | TRADING SUPERVISOR | NA | |
| FIDEN, BRETT MICHAEL | I | TRADING SUPERVISOR | NA | |
| FIDEN, BRETT MICHAEL | I | TRADING SUPERVISOR | NA | |
| FIDEN, BRETT MICHAEL | I | TRADING SUPERVISOR | NA | |
| FIDEN, BRETT MICHAEL | I | TRADING SUPERVISOR | NA | |
| FIDEN, BRETT MICHAEL | I | TRADING SUPERVISOR | NA | |
| FIDEN, BRETT MICHAEL | I | TRADING SUPERVISOR | NA | |
| FIDEN, BRETT MICHAEL | I | TRADING SUPERVISOR | NA | |
| GODRIDGE, LESLIE VILLANI | I | DIRECTOR | NA | |
| GODRIDGE, LESLIE VILLANI | I | DIRECTOR | NA | |
| GODRIDGE, LESLIE VILLANI | I | DIRECTOR | NA | |
| GODRIDGE, LESLIE VILLANI | I | DIRECTOR | NA | |
| ISRAEL, ADAM MICHAEL | I | DIRECTOR | NA | |
| KEARNEY, MATTHEW WILLIAM | I | SROP | NA | |
| KEARNEY, MATTHEW WILLIAM | I | SROP, CROP | NA | |
| KEARNEY, MATTHEW WILLIAM | I | SROP, CROP | NA | |
| LORENTZEN, KENT RICHARD | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| LORENTZEN, KENT RICHARD | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| LORENTZEN, KENT RICHARD | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| LORENTZEN, KENT RICHARD | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| LUPO, FRANK | I | FINOP | NA | Control |
| LUPO, FRANK | I | FINOP | NA | Control |
| LUPO, FRANK | I | FINOP | NA | Control |
| LUPO, FRANK | I | FINOP | NA | Control |
| LUPO, FRANK | I | FINOP | NA | Control |
| LUPO, FRANK | I | FINOP | NA | Control |
| LUPO, FRANK | I | FINOP | NA | Control |
| LUPO, FRANK | I | FINOP | NA | Control |
| LUPO, FRANK | I | FINOP | NA | Control |
| LUPO, FRANK | I | FINOP | NA | Control |
| LUPO, FRANK | I | FINOP | NA | Control |
| LUPO, FRANK | I | FINOP | NA | Control |
| MASSA, DAVID CARL | I | SROP | NA | |
| MASTRO, THOMAS J. | I | TREASURER | NA | |
| MASTRO, THOMAS J. | I | TREASURER | NA | |
| MASTRO, THOMAS J. | I | TREASURER | NA | |
| MASTRO, THOMAS J. | I | TREASURER | NA | |
| MASTRO, THOMAS J. | I | TREASURER | NA | |
| MASTRO, THOMAS J. | I | TREASURER | NA | |
| MASTRO, THOMAS J. | I | TREASURER | NA | |
| MASTRO, THOMAS J. | I | TREASURER | NA | |
| MASTRO, THOMAS J. | I | TREASURER | NA | |
| MASTRO, THOMAS J. | I | TREASURER | NA | |
| MASTRO, THOMAS J. | I | TREASURER | NA | |
| MASTRO, THOMAS J. | I | TREASURER | NA | |
| PECORA, SERINA ANNA | I | VICE PRESIDENT/DIRECTOR | NA | |
| PECORA, SERINA ANNA | I | VICE PRESIDENT/DIRECTOR | NA | |
| PECORA, SERINA ANNA | I | VICE PRESIDENT/DIRECTOR | NA | |
| PECORA, SERINA ANNA | I | VICE PRESIDENT/DIRECTOR | NA | |
| PUGLIESE, JOHN | I | DIRECTOR | NA | |
| PUGLIESE, JOHN | I | DIRECTOR | NA | |
| PUGLIESE, JOHN | I | DIRECTOR | NA | |
| PUGLIESE, JOHN | I | DIRECTOR | NA | |
| PUGLIESE, JOHN | I | DIRECTOR | NA | |
| PUGLIESE, JOHN | I | DIRECTOR | NA | |
| PUGLIESE, JOHN | I | DIRECTOR | NA | |
| PUGLIESE, JOHN | I | DIRECTOR | NA | |
| PUGLIESE, JOHN | I | DIRECTOR | NA | |
| PUGLIESE, JOHN | I | DIRECTOR | NA | |
| PUGLIESE, JOHN | I | DIRECTOR | NA | |
| PUGLIESE, JOHN | I | DIRECTOR | NA | |
| STRUMEYER, GARY MITCHELL | I | DIRECTOR | NA | |
| STRUMEYER, GARY MITCHELL | I | DIRECTOR | NA | |
| STRUMEYER, GARY MITCHELL | I | DIRECTOR | NA | |
| STRUMEYER, GARY MITCHELL | I | DIRECTOR | NA | |
| STRUMEYER, GARY MITCHELL | I | DIRECTOR | NA | |
| STRUMEYER, GARY MITCHELL | I | DIRECTOR | NA | |
| STRUMEYER, GARY MITCHELL | I | DIRECTOR | NA | |
| STRUMEYER, GARY MITCHELL | I | DIRECTOR | NA | |
| SUARATO, JOSEPH ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| SUARATO, JOSEPH ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| SUARATO, JOSEPH ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| SUARATO, JOSEPH ANTHONY | I | DIRECTOR OF OPERATIONS | NA | Control |
| TAYLOR, CHRISTOPHER JOSEPH | I | DIRECTOR | NA | |
| THE BANK OF NEW YORK | DE | SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK | DE | SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK | DE | SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK | DE | SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK | DE | SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK | DE | SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK | DE | SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK | DE | SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK | DE | SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK | DE | SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK | DE | SHAREHOLDER | E | Control |
| THE BANK OF NEW YORK | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE BANK OF NEW YORK COMPANY, INC. | DE | THE BANK OF NEW YORK | E | Control |
| THE BANK OF NEW YORK COMPANY, INC. | DE | THE BANK OF NEW YORK | E | Control |
| THE BANK OF NEW YORK COMPANY, INC. | DE | THE BANK OF NEW YORK | E | Control |
| THE BANK OF NEW YORK COMPANY, INC. | DE | THE BANK OF NEW YORK | E | Control |
| THE BANK OF NEW YORK COMPANY, INC. | DE | THE BANK OF NEW YORK | E | Control |
| THE BANK OF NEW YORK COMPANY, INC. | DE | THE BANK OF NEW YORK | E | Control |
| THE BANK OF NEW YORK COMPANY, INC. | DE | THE BANK OF NEW YORK | E | Control |
| THE BANK OF NEW YORK COMPANY, INC. | DE | THE BANK OF NEW YORK | E | Control |
| THE BANK OF NEW YORK COMPANY, INC. | DE | THE BANK OF NEW YORK | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | THE BANK OF NEW YORK | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | THE BANK OF NEW YORK | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | THE BANK OF NEW YORK | E | Control |
Registrations
Federal
IA
Feb 1, 2007 REGISTERED
Notice Filings (33)
AK AL AR AZ CA CO CT FL GA HI ID IL IN KS LA MA MD MN MO MS NC NJ NV NY OH OK SC TN TX VA WA WI WV
Address
1633 BROADWAY, 9TH FLOORNEW YORK, NY 10019
USA
Phone: (212) 237-0734