RETIREMENT RESOURCES INVESTMENT CORPORATION
CRD #47723 SEC #801-64658 ANDOVER, MA 978-536-9000
SEC Registered
Total AUM
$2B
Discretionary
$126.8M
Employees
7
Clients
26
Accounts
290
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 15, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GENDRON, KAREN MARIE | I | FINOP | NA | Control |
| GENDRON, KAREN MARIE | I | FINOP | NA | Control |
| GENDRON, KAREN MARIE | I | FINOP | NA | Control |
| GENDRON, KAREN MARIE | I | FINOP | NA | Control |
| GENDRON, KAREN MARIE | I | FINOP | NA | Control |
| GENDRON, KAREN MARIE | I | FINOP | NA | Control |
| GENDRON, KAREN MARIE | I | FINOP | NA | Control |
| GENDRON, KAREN MARIE | I | FINOP | NA | Control |
| GENDRON, KAREN MARIE | I | FINOP | NA | Control |
| GENDRON, KAREN MARIE | I | FINOP | NA | Control |
| GENDRON, KAREN MARIE | I | FINOP | NA | Control |
| GENDRON, KAREN MARIE | I | FINOP | NA | Control |
| GENDRON, KAREN MARIE | I | FINOP | NA | Control |
| GENDRON, KAREN MARIE | I | FINOP | NA | Control |
| GEORGE, KENNETH RONALD | I | FINOP | NA | Control |
| GEORGE, KENNETH RONALD | I | FINOP | NA | Control |
| PHILLIPS, JAMES, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| PHILLIPS, JAMES, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| PHILLIPS, JAMES, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| PHILLIPS, JAMES, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| PHILLIPS, JAMES, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| PHILLIPS, JAMES, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| PHILLIPS, JAMES, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| PHILLIPS, JAMES, FRANKLIN | I | VICE PRESIDENT | NA | Control |
| MCGINN, PATRICK, P | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCGINN, PATRICK, P | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCGINN, PATRICK, P | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCGINN, PATRICK, P | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCGINN, PATRICK, P | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCGINN, PATRICK, P | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCGINN, PATRICK, P | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCGINN, PATRICK, P | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO, CROP, SROP | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO, CROP, SROP | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO, CROP, SROP | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO, CROP, SROP | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| PHILLIPS, JAMES FRANKLIN | I | PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | E | Control |
Registrations
Federal
IA
Dec 15, 2025 REGISTERED
Notice Filings (6)
FL MA NH PA RI TX
Address
10 NEW ENGLAND BUSINESS CENTER DRIVESUITE 107
ANDOVER, MA 01810
United States
Phone: 978-536-9000