KIRKPATRICK, PETTIS, SMITH, POLIAN INC.
Legal name: KIRKPATRICK PETTIS
CRD #490 SEC #801-15776 OMAHA, NE 402-397-5777
SEC Registered Broker-Dealer
Total AUM
$74.8M
Discretionary
$57.4M
Employees
51
Clients
--
Accounts
364
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- May 3, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COOK, KENNETH R | I | DIRECTOR | NA | Control |
| COOK, KENNETH R | I | DIRECTOR | NA | Control |
| COOK, KENNETH R | I | DIRECTOR | NA | Control |
| COOK, KENNETH R | I | DIRECTOR | NA | Control |
| COOK, KENNETH R | I | DIRECTOR | NA | Control |
| COOK, KENNETH R | I | DIRECTOR | NA | Control |
| COOK, KENNETH R | I | DIRECTOR | NA | Control |
| COOPER, ROBERT HARRIS III | I | SVP / MANAGER, PRIVATE CLIENT SERVICES | NA | |
| COOPER, ROBERT HARRIS III | I | SVP / MANAGER, PRIVATE CLIENT SERVICES | NA | |
| COOPER, ROBERT HARRIS III | I | SVP / MANAGER, PRIVATE CLIENT SERVICES | NA | |
| COOPER, ROBERT HARRIS III | I | SVP / MANAGER, PRIVATE CLIENT SERVICES | NA | |
| COOPER, ROBERT HARRIS III | I | SVP / MANAGER, PRIVATE CLIENT SERVICES | NA | |
| COOPER, ROBERT HARRIS III | I | SVP / MANAGER, PRIVATE CLIENT SERVICES | NA | |
| COOPER, ROBERT HARRIS III | I | SVP / MANAGER, PRIVATE CLIENT SERVICES | NA | |
| DOYLE, SAMUEL CHARLES | I | EXECUTIVE VP, MANAGER FIXED INCOME CAPITAL MKTS | NA | Control |
| DOYLE, SAMUEL CHARLES | I | EXECUTIVE VP, MANAGER FIXED INCOME CAPITAL MKTS | NA | Control |
| DOYLE, SAMUEL CHARLES | I | EXECUTIVE VP, MANAGER FIXED INCOME CAPITAL MKTS | NA | Control |
| DOYLE, SAMUEL CHARLES | I | EXECUTIVE VP, MANAGER FIXED INCOME CAPITAL MKTS | NA | Control |
| DOYLE, SAMUEL CHARLES | I | EVP, MANAGER, FIXED INCOME CAPITAL MKTS | NA | Control |
| DOYLE, SAMUEL CHARLES | I | EVP, MANAGER, FIXED INCOME CAPITAL MKTS | NA | Control |
| DOYLE, SAMUEL CHARLES | I | EVP, MANAGER, FIXED INCOME CAPITAL MKTS | NA | Control |
| HARRELL, JOANNE R | I | DIRECTOR | NA | Control |
| HARRELL, JOANNE R | I | DIRECTOR | NA | Control |
| HARRELL, JOANNE R | I | DIRECTOR | NA | Control |
| HARRELL, JOANNE R | I | DIRECTOR | NA | Control |
| HOUSER, REID DUANE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| HOUSER, REID DUANE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| HOUSER, REID DUANE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| HOUSER, REID DUANE | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| HOUSER, REID DUANE | I | VP, CHIEF COMPLIANCE OFFICER | NA | |
| HOUSER, REID DUANE | I | VP, CHIEF COMPLIANCE OFFICER | NA | |
| HOUSER, REID DUANE | I | VP, CHIEF COMPLIANCE OFFICER | NA | |
| HUERTER, MARY JANE | I | DIRECTOR | NA | Control |
| HUERTER, MARY JANE | I | DIRECTOR | NA | Control |
| HUERTER, MARY JANE | I | DIRECTOR | NA | Control |
| HUERTER, MARY JANE | I | DIRECTOR | NA | Control |
| HUERTER, MARY JANE | I | DIRECTOR | NA | Control |
| HUERTER, MARY JANE | I | DIRECTOR | NA | Control |
| HUERTER, MARY JANE | I | DIRECTOR | NA | Control |
| KITSON, KURT WILLIAM | I | SENIOR VP / CFO | NA | Control |
| KITSON, KURT WILLIAM | I | SENIOR VP / CFO | NA | Control |
| KITSON, KURT WILLIAM | I | SENIOR VP / CFO | NA | Control |
| KITSON, KURT WILLIAM | I | SENIOR VP / CFO | NA | Control |
| KITSON, KURT WILLIAM | I | EVP, CFO, TREASURER / SECRETARY | NA | Control |
| KITSON, KURT WILLIAM | I | EVP, CFO, TREASURER / SECRETARY | NA | Control |
| KITSON, KURT WILLIAM | I | EVP, CFO, TREASURER / SECRETARY | NA | Control |
| MCGINTY, BRIAN PAUL | I | EXECUTIVE VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGINTY, BRIAN PAUL | I | EXECUTIVE VP, GENERAL COUNSEL | NA | Control |
| MCGINTY, BRIAN PAUL | I | EXECUTIVE VP, GENERAL COUNSEL | NA | Control |
| PETERSEN, LEROY CHRISTIAN | I | PRESIDENT, CEO | NA | Control |
| PETERSEN, LEROY CHRISTIAN | I | PRESIDENT, CEO | NA | Control |
| PETERSEN, LEROY CHRISTIAN | I | PRESIDENT, CEO | NA | Control |
| PETERSEN, LEROY CHRISTIAN | I | PRESIDENT, CEO | NA | Control |
| PETERSEN, LEROY CHRISTIAN | I | PRESIDENT, CEO | NA | Control |
| PETERSEN, LEROY CHRISTIAN | I | PRESIDENT, CEO | NA | Control |
| PETERSEN, LEROY CHRISTIAN | I | PRESIDENT, CEO | NA | Control |
| SIME, JEFFREY NORMAN | I | EVP, TREASURER | NA | Control |
| SIME, JEFFREY NORMAN | I | EVP, TREASURER | NA | Control |
| SIME, JEFFREY NORMAN | I | EVP, TREASURER | NA | Control |
| SIME, JEFFREY NORMAN | I | EVP, TREASURER | NA | Control |
| SIME, JEFFREY NORMAN | I | EVP, CAO | NA | Control |
| SIME, JEFFREY NORMAN | I | EVP, CAO | NA | Control |
| SIME, JEFFREY NORMAN | I | EVP, CAO | NA | Control |
| STURGEON, JOHN ASHLEY | I | DIRECTOR | NA | Control |
| STURGEON, JOHN ASHLEY | I | DIRECTOR | NA | Control |
| STURGEON, JOHN ASHLEY | I | DIRECTOR | NA | Control |
| STURGEON, JOHN ASHLEY | I | DIRECTOR | NA | Control |
| STURGEON, JOHN ASHLEY | I | DIRECTOR | NA | Control |
| STURGEON, JOHN ASHLEY | I | DIRECTOR | NA | Control |
| STURGEON, JOHN ASHLEY | I | DIRECTOR | NA | Control |
| WEEKLY, JOHN WILLIAM | I | DIRECTOR | NA | Control |
| WEEKLY, JOHN WILLIAM | I | DIRECTOR | NA | Control |
| WEEKLY, JOHN WILLIAM | I | DIRECTOR | NA | Control |
| WEEKLY, JOHN WILLIAM | I | DIRECTOR | NA | Control |
| WEEKLY, JOHN WILLIAM | I | DIRECTOR | NA | Control |
| WEEKLY, JOHN WILLIAM | I | DIRECTOR | NA | Control |
| WEEKLY, JOHN WILLIAM | I | DIRECTOR | NA | Control |
| WITT, RICHARD ALLEN | I | DIRECTOR | NA | Control |
| WITT, RICHARD ALLEN | I | DIRECTOR | NA | Control |
| WITT, RICHARD ALLEN | I | DIRECTOR | NA | Control |
| WITT, RICHARD ALLEN | I | DIRECTOR | NA | Control |
| WITT, RICHARD ALLEN | I | DIRECTOR | NA | Control |
| WITT, RICHARD ALLEN | I | DIRECTOR | NA | Control |
| WITT, RICHARD ALLEN | I | DIRECTOR | NA | Control |
| ZELASKO, WILLIAM JAMES | I | VICE PRESIDENT, MANAGER OPERATIONS | NA | |
| ZELASKO, WILLIAM JAMES | I | VICE PRESIDENT, MANAGER OPERATIONS | NA | |
| ZELASKO, WILLIAM JAMES | I | VICE PRESIDENT, MANAGER OPERATIONS | NA | |
| ZELASKO, WILLIAM JAMES | I | VICE PRESIDENT, MANAGER OPERATIONS | NA | |
| ZELASKO, WILLIAM JAMES | I | VP, MANAGER, OPERATIONS | NA | |
| ZELASKO, WILLIAM JAMES | I | VP, MANAGER, OPERATIONS | NA | |
| ZELASKO, WILLIAM JAMES | I | VP, MANAGER, OPERATIONS | NA | |
| KFS CORPORATION | DE | OWNER | E | Control |
| KFS CORPORATION | DE | OWNER | E | Control |
| KFS CORPORATION | DE | OWNER | E | Control |
| KFS CORPORATION | DE | OWNER | E | Control |
| KFS CORPORATION | DE | OWNER | E | Control |
| KFS CORPORATION | DE | OWNER | E | Control |
| KFS CORPORATION | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MUTUAL OF OMAHA INSURANCE COMPANY | DE | KFS CORPORATION | E | |
| MUTUAL OF OMAHA INSURANCE COMPANY | DE | KFS CORPORATION | E | |
| MUTUAL OF OMAHA INSURANCE COMPANY | DE | KFS CORPORATION | E | |
| MUTUAL OF OMAHA INSURANCE COMPANY | DE | KFS CORPORATION | E | |
| MUTUAL OF OMAHA INSURANCE COMPANY | DE | KFS CORPORATION | E | |
| MUTUAL OF OMAHA INSURANCE COMPANY | DE | KFS CORPORATION | E | |
| MUTUAL OF OMAHA INSURANCE COMPANY | DE | KFS CORPORATION | E |
Registrations
Federal
IA
May 3, 2002 REGISTERED
Notice Filings (3)
CO MO NE
Address
10250 REGENCY CIRCLESTE 400
OMAHA, NE 68114
USA
Phone: 402-397-5777