LEGEND MERCHANT GROUP, INC.
CRD #5155 SEC #801-63525 NEW YORK, NY 212-809-5568
SEC Registered Broker-Dealer
Total AUM
$11M
Discretionary
$11M
Employees
11
Clients
0
Accounts
5
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 9, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| BARNETT, DAVID BENJAMIN | I | FINOP | NA | |
| GALLAGHER, THOMAS JOSEPH | I | PRESIDENT & COO | NA | Control |
| GALLAGHER, THOMAS JOSEPH | I | PRESIDENT & COO | NA | Control |
| HANNA, DAVID GAMAL K | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, GOVT. SEC. PRINC, MUNI. SEC. PRINC, MUT. FND PRINC, NFA PRINC, SROP, CROP | NA | Control |
| HANNA, DAVID GAMAL K | I | EXECUTIVE REPRESENTATIVE, CCO, CROP, SROP, GOVT. SECURITIES PRINC, MUNI. SECURITIES PRINC, MUT. FUND PRINC, NFA PRINC | NA | Control |
| HANNA, DAVID GAMAL K | I | EXECUTIVE REPRESENTATIVE, CCO, CROP, SROP, GOVT. SECURITIES PRINC, MUNI. SECURITIES PRINC, MUT. FUND PRINC, NFA PRINC | NA | Control |
| HANNA, DAVID GAMAL K | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, GOVT. SEC. PRINC, MUNI. SEC. PRINC, MUT. FND PRINC, NFA PRINC, SROP, CROP | NA | Control |
| HANNA, DAVID GAMAL K | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, GOVT. SEC. PRINC, MUNI. SEC. PRINC, MUT. FND PRINC, NFA PRINC, SROP, CROP | NA | Control |
| HANNA, DAVID GAMAL K | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, GOVT. SEC. PRINC, MUNI. SEC. PRINC, MUT. FND PRINC, NFA PRINC, SROP, CROP | NA | Control |
| HANNA, DAVID GAMAL K | I | EXECUTIVE REPRESENTATIVE, CCO, CROP, SROP, GOVT. SECURITIES PRINC, MUNI. SECURITIES PRINC, MUT. FUND PRINC, NFA PRINC | NA | Control |
| ILARIO, SCOTT LOUIS | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| ILARIO, SCOTT LOUIS | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| ILARIO, SCOTT LOUIS | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| ILARIO, SCOTT LOUIS | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| ILARIO, SCOTT LOUIS | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| ILARIO, SCOTT LOUIS | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| ILARIO, SCOTT LOUIS | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| ILARIO, SCOTT LOUIS | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| ILARIO, SCOTT LOUIS | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| ILARIO, SCOTT LOUIS | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| ILARIO, SCOTT LOUIS | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| ILARIO, SCOTT LOUIS | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| ILARIO, SCOTT LOUIS | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, SROP, CROP | NA | Control |
| SHAW, JOHN HENRY III | I | MANAGING DIRECTOR | NA | Control |
| SHAW, JOHN HENRY III | I | MANAGING DIRECTOR | NA | Control |
| SHAW, JOHN HENRY III | I | MANAGING DIRECTOR | NA | Control |
| SHAW, JOHN HENRY III | I | MANAGING DIRECTOR | NA | Control |
| SHAW, JOHN HENRY III | I | MANAGING DIRECTOR | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN 11/02, CEO, PRESIDENT & GSP | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN 11/02, CEO, PRESIDENT & GSP | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN 11/02, CEO, PRESIDENT & GSP | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN 11/02, CEO, PRESIDENT & GSP | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN & CEO | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN & CEO | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN 11/02, CEO, PRESIDENT & GSP | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| UNSWORTH, DAVID WOODS JR | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| LEDGE END CORP. | DE | OWNER | E | |
| GALLAGHER, THOMAS JOSEPH | I | OWNER | A | Control |
| GALLAGHER, THOMAS JOSEPH | I | OWNER | A | Control |
| GALLAGHER, THOMAS JOSEPH | I | OWNER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GALLAGHER, THOMAS JOSEPH | I | LEDGE END CORP | F | |
| GALLAGHER, THOMAS JOSEPH | I | LEDGE END CORP | F | |
| GALLAGHER, THOMAS JOSEPH | I | LEDGE END CORP | F | |
| GALLAGHER, THOMAS JOSEPH | I | LEDGE END CORP | F | |
| GALLAGHER, THOMAS JOSEPH | I | LEDGE END CORP | F | |
| GALLAGHER, THOMAS JOSEPH | I | LEDGE END CORP | F | |
| GALLAGHER, THOMAS JOSEPH | I | LEDGE END CORP | F | |
| GALLAGHER, THOMAS JOSEPH | I | LEDGE END CORP | F | |
| ILARIO, SCOTT LOUIS | I | LEDGE END CORP | F | Control |
| ILARIO, SCOTT LOUIS | I | LEDGE END CORP | F | Control |
| ILARIO, SCOTT LOUIS | I | LEDGE END CORP | F | Control |
| ILARIO, SCOTT LOUIS | I | LEDGE END CORP | F | Control |
| ILARIO, SCOTT LOUIS | I | LEDGE END CORP | F | Control |
| ILARIO, SCOTT LOUIS | I | LEDGE END CORP | F | Control |
| ILARIO, SCOTT LOUIS | I | LEDGE END CORP | F | Control |
| ILARIO, SCOTT LOUIS | I | LEDGE END CORP | F | Control |
| JAG MULTI INVESTMENTS LLC | DE | LEDGE END CORP | F | |
| JAG MULTI INVESTMENTS LLC | DE | LEDGE END CORP | F | |
| JAG MULTI INVESTMENTS LLC | DE | LEDGE END CORP | F | |
| JAG MULTI INVESTMENTS LLC | DE | LEDGE END CORP | F | |
| JAG MULTI INVESTMENTS LLC | DE | LEDGE END CORP | F | |
| JAG MULTI INVESTMENTS LLC | DE | LEDGE END CORP | F | |
| JAG MULTI INVESTMENTS LLC | DE | LEDGE END CORP | F | |
| JAG MULTI INVESTMENTS LLC | DE | LEDGE END CORP | F | |
| OTTENSOSER, SAMUEL F | I | LEDGE END CORP | F | |
| OTTENSOSER, SAMUEL F | I | LEDGE END CORP | F | |
| OTTENSOSER, SAMUEL F | I | LEDGE END CORP | F | |
| OTTENSOSER, SAMUEL F | I | LEDGE END CORP | F | |
| OTTENSOSER, SAMUEL F | I | LEDGE END CORP | F | |
| OTTENSOSER, SAMUEL F | I | LEDGE END CORP | F | |
| OTTENSOSER, SAMUEL F | I | LEDGE END CORP | F | |
| OTTENSOSER, SAMUEL F | I | LEDGE END CORP | F | |
| RABINOWITZ, RACHEL M | I | ESTATE OF ISAAC RABINOWITZ | E | |
| RABINOWITZ, RACHEL M | I | ESTATE OF ISAAC RABINOWITZ | E | |
| RABINOWITZ, RACHEL M | I | ESTATE OF ISAAC RABINOWITZ | E | |
| RABINOWITZ, RACHEL M | I | ESTATE OF ISAAC RABINOWITZ | E | |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | D | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | D | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | D | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | D | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | D | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | D | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | D | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | D | Control |
| ESTATE OF ISAAC RABINOWITZ | DE | LEDGE END CORP. | C | |
| ESTATE OF ISAAC RABINOWITZ | DE | LEDGE END CORP. | C | |
| ESTATE OF ISAAC RABINOWITZ | DE | LEDGE END CORP. | C | |
| ESTATE OF ISAAC RABINOWITZ | DE | LEDGE END CORP. | C | |
| ESTATE OF ISAAC RABINOWITZ | DE | LEDGE END CORP. | C | |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | C | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | C | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | C | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | C | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | C | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | C | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | C | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | C | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | C | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | C | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | C | Control |
| UNSWORTH, DAVID WOODS JR | I | LEDGE END CORP. | C | Control |
Registrations
Federal
IA
Dec 9, 2011 REGISTERED
Notice Filings (5)
CA CT FL NJ NY
Address
30 BROAD STREET, 38TH FLOORNEW YORK, NY 10004
United States
Phone: 212-809-5568