U. S. BOSTON CAPITAL CORPORATION
CRD #5251 SEC #801-130044 LINCOLN, MA 781-259-1144
SEC Registered Broker-Dealer
Total AUM
$359.8M
Discretionary
$0
Employees
5
Clients
1
Accounts
271
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 3, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HUNT, DIANE | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| HUNT, DIANE | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| HUNT, DIANE | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| HUNT, DIANE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HUNT, DIANE | I | TREASURER | NA | Control |
| HUNT, DIANE | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| HUNT, DIANE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HUNT, DIANE | I | TREASURER | NA | Control |
| HUNT, DIANE | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| HUNT, DIANE | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| HUNT, DIANE | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| HUNT, DIANE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HUNT, DIANE | I | TREASURER | NA | Control |
| HUNT, DIANE | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| HUNT, DIANE | I | TREASURER | NA | Control |
| KESSINGER, DEBORAH ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KESSINGER, DEBORAH ANNE | I | PRESIDENT | NA | Control |
| KESSINGER, DEBORAH ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KESSINGER, DEBORAH ANNE | I | PRESIDENT | NA | Control |
| KESSINGER, DEBORAH ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KESSINGER, DEBORAH ANNE | I | PRESIDENT | NA | Control |
| KESSINGER, DEBORAH ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KESSINGER, DEBORAH ANNE | I | PRESIDENT | NA | Control |
| KESSINGER, DEBORAH ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KESSINGER, DEBORAH ANNE | I | PRESIDENT | NA | Control |
| KESSINGER, DEBORAH ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KESSINGER, DEBORAH ANNE | I | PRESIDENT | NA | Control |
| KESSINGER, DEBORAH ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KESSINGER, DEBORAH ANNE | I | PRESIDENT | NA | Control |
| KESSINGER, DEBORAH ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KESSINGER, DEBORAH ANNE | I | PRESIDENT | NA | Control |
| KESSINGER, DEBORAH ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KESSINGER, DEBORAH ANNE | I | PRESIDENT | NA | Control |
| KESSINGER, DEBORAH ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KESSINGER, DEBORAH ANNE | I | PRESIDENT | NA | Control |
| KESSINGER, DEBORAH ANNE | I | CHIEF COMPLIANCE OFFICER, BROKER DEALER | NA | Control |
| KESSINGER, DEBORAH ANNE | I | PRESIDENT | NA | Control |
| MONISOV, ALINA | I | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY | NA | |
| OKUROWSKI, LEON | I | VICE PRESIDENT, DIRECTOR AND CLERK | NA | Control |
| OKUROWSKI, LEON | I | VICE PRESIDENT, DIRECTOR AND CLERK | NA | Control |
| OKUROWSKI, LEON | I | VICE PRESIDENT, DIRECTOR AND CLERK | NA | Control |
| OKUROWSKI, LEON | I | VICE PRESIDENT, DIRECTOR AND CLERK | NA | Control |
| OKUROWSKI, LEON | I | VICE PRESIDENT, DIRECTOR AND CLERK | NA | Control |
| OKUROWSKI, LEON | I | VICE PRESIDENT, DIRECTOR AND CLERK | NA | Control |
| OKUROWSKI, LEON | I | VICE PRESIDENT, DIRECTOR AND CLERK | NA | Control |
| OKUROWSKI, LEON | I | VICE PRESIDENT, DIRECTOR AND CLERK | NA | Control |
| OKUROWSKI, LEON | I | VICE PRESIDENT, DIRECTOR AND CLERK | NA | Control |
| OKUROWSKI, LEON | I | VICE PRESIDENT, DIRECTOR AND CLERK | NA | Control |
| OKUROWSKI, LEON | I | VICE PRESIDENT, DIRECTOR AND CLERK | NA | Control |
| UMPHREY, WILLARD LEE | I | DIRECTOR | NA | Control |
| UMPHREY, WILLARD LEE | I | TREASURER/CFO/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| UMPHREY, WILLARD LEE | I | DIRECTOR | NA | Control |
| UMPHREY, WILLARD LEE | I | TREASURER/CFO/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| UMPHREY, WILLARD LEE | I | DIRECTOR | NA | Control |
| UMPHREY, WILLARD LEE | I | TREASURER/CFO/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| UMPHREY, WILLARD LEE | I | DIRECTOR | NA | Control |
| UMPHREY, WILLARD LEE | I | DIRECTOR | NA | Control |
| UMPHREY, WILLARD LEE | I | TREASURER/CFO/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| UMPHREY, WILLARD LEE | I | DIRECTOR | NA | Control |
| UMPHREY, WILLARD LEE | I | DIRECTOR | NA | Control |
| UMPHREY, WILLARD LEE | I | TREASURER/CFO/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| UMPHREY, WILLARD LEE | I | DIRECTOR | NA | Control |
| UMPHREY, WILLARD LEE | I | TREASURER/CFO/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| UMPHREY, WILLARD LEE | I | DIRECTOR | NA | Control |
| UMPHREY, WILLARD LEE | I | TREASURER/CFO/PRINCIPAL FINANCIAL OFFICER | NA | Control |
| UMPHREY, WILLARD LEE | I | DIRECTOR | NA | Control |
| UMPHREY, WILLARD LEE | I | DIRECTOR | NA | Control |
| U.S. BOSTON CORPORATION | DE | SHAREHOLDER | E | Control |
| U.S. BOSTON CORPORATION | DE | SHAREHOLDER | E | Control |
| U.S. BOSTON CORPORATION | DE | SHAREHOLDER | E | Control |
| U.S. BOSTON CORPORATION | DE | SHAREHOLDER | E | Control |
| U.S. BOSTON CORPORATION | DE | SHAREHOLDER | E | Control |
| U.S. BOSTON CORPORATION | DE | SHAREHOLDER | E | Control |
| U.S. BOSTON CORPORATION | DE | SHAREHOLDER | E | Control |
| U.S. BOSTON CORPORATION | DE | SHAREHOLDER | E | Control |
| U.S. BOSTON CORPORATION | DE | SHAREHOLDER | E | Control |
| U.S. BOSTON CORPORATION | DE | SHAREHOLDER | E | Control |
| U.S. BOSTON CORPORATION | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| OKUROWSKI, LEON K. | I | U.S. BOSTON CORPORATION | F | Control |
| OKUROWSKI, LEON K. | I | U.S. BOSTON CORPORATION | F | Control |
| OKUROWSKI, LEON K. | I | U.S. BOSTON CORPORATION | F | Control |
| OKUROWSKI, LEON K. | I | U.S. BOSTON CORPORATION | F | Control |
| OKUROWSKI, LEON K. | I | U.S. BOSTON CORPORATION | F | Control |
| OKUROWSKI, LEON K. | I | U.S. BOSTON CORPORATION | F | Control |
| OKUROWSKI, LEON K. | I | U.S. BOSTON CORPORATION | F | Control |
| OKUROWSKI, LEON K. | I | U.S. BOSTON CORPORATION | F | Control |
| OKUROWSKI, LEON K. | I | U.S. BOSTON CORPORATION | F | Control |
| UMPHREY, WILLARD LEE | I | U.S. BOSTON CORPORATION | E | Control |
| UMPHREY, WILLARD LEE | I | U.S. BOSTON CORPORATION | E | Control |
| UMPHREY, WILLARD LEE | I | U.S. BOSTON CORPORATION | E | Control |
| UMPHREY, WILLARD LEE | I | U.S. BOSTON CORPORATION | E | Control |
| UMPHREY, WILLARD LEE | I | U.S. BOSTON CORPORATION | E | Control |
| UMPHREY, WILLARD LEE | I | U.S. BOSTON CORPORATION | E | Control |
| UMPHREY, WILLARD LEE | I | U.S. BOSTON CORPORATION | E | Control |
| UMPHREY, WILLARD LEE | I | U.S. BOSTON CORPORATION | E | Control |
| UMPHREY, WILLARD LEE | I | U.S. BOSTON CORPORATION | E | Control |
Registrations
Federal
IA
Dec 3, 2025 REGISTERED
Notice Filings (4)
FL MA NC NH
Address
55 OLD BEDFORD ROADSUITE 202
LINCOLN, MA 01773
United States
Phone: 781-259-1144