RIA Intelligence

CAPITAL ANALYSTS, INCORPORATED

Legal name: CAPITAL ANALYSTS INCORPORATED

CRD #5478 SEC #801-9678 CINCINNATI, OH 513-361-8700
SEC Registered Broker-Dealer Disclosures
Total AUM
$2.1B
Discretionary
$800M
Employees
251
Clients
251
Accounts
8,136
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
COGAN, ROBERT SKIPPERIPRESIDENT/DIRECTOR/CEONA Control
COGAN, ROBERT SKIPPERIPRESIDENT/DIRECTOR/CEONA Control
COGAN, ROBERT SKIPPERIVICE CHAIRMANNA Control
COGAN, ROBERT SKIPPERIPRESIDENT/DIRECTOR/CEONA Control
COGAN, ROBERT SKIPPERIPRESIDENT/DIRECTOR/CEONA Control
COGAN, ROBERT SKIPPERIPRESIDENT/DIRECTOR/CEONA Control
COGAN, ROBERT SKIPPERIPRESIDENT/DIRECTOR/CEONA Control
COGAN, ROBERT SKIPPERIPRESIDENT/DIRECTOR/CEONA Control
COGAN, ROBERT SKIPPERIPRESIDENT/DIRECTOR/CEONA Control
COGAN, ROBERT SKIPPERIPRESIDENT/DIRECTOR/CEONA Control
COGAN, ROBERT SKIPPERIPRESIDENT/DIRECTOR/CEONA Control
COGAN, ROBERT SKIPPERIVICE CHAIRMANNA Control
COGAN, ROBERT SKIPPERIPRESIDENT/DIRECTOR/CEONA Control
COGAN, ROBERT SKIPPERIPRESIDENT/DIRECTOR/CEONA Control
COGAN, ROBERT SKIPPERIPRESIDENT/DIRECTOR/CEONA Control
COGAN, ROBERT SKIPPERIVICE CHAIRMANNA Control
COGAN, ROBERT SKIPPERIVICE CHAIRMANNA Control
DURANT, LESLIE BROOKSICHIEF COMPLIANCE OFFICERNA Control
DURANT, LESLIE BROOKSICHIEF COMPLIANCE OFFICERNA Control
DURANT, LESLIE BROOKSICHIEF COMPLIANCE OFFICERNA Control
DURANT, LESLIE BROOKSICHIEF COMPLIANCE OFFICERNA Control
DURANT, LESLIE BROOKSICHIEF COMPLIANCE OFFICERNA Control
KOVACHICK, MARK ALLANICHIEF FINANCIAL OFFICER AND COONA Control
KOVACHICK, MARK ALLANICHIEF FINANCIAL OFFICERNA Control
KOVACHICK, MARK ALLANICHIEF FINANCIAL OFFICER AND COONA Control
KOVACHICK, MARK ALLANICHIEF FINANCIAL OFFICER AND COONA Control
KOVACHICK, MARK ALLANICHIEF FINANCIAL OFFICER AND COONA Control
KOVACHICK, MARK ALLANICHIEF FINANCIAL OFFICERNA Control
KOVACHICK, MARK ALLANICHIEF FINANCIAL OFFICERNA Control
LYNCH, MATTHEW EDWARDIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
LYNCH, MATTHEW EDWARDIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
LYNCH, MATTHEW EDWARDIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
LYNCH, MATTHEW EDWARDIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
LYNCH, MATTHEW EDWARDISENIOR VP CORPORATE PLANNING & DEVELOPMENTNA Control
LYNCH, MATTHEW EDWARDISENIOR VP CORPORATE PLANNING & DEVELOPMENTNA Control
LYNCH, MATTHEW EDWARDISENIOR VP CORPORATE PLANNING & DEVELOPMENTNA Control
LYNCH, MATTHEW EDWARDISENIOR VP CORPORATE PLANNING & DEVELOPMENTNA Control
LYNCH, MATTHEW EDWARDIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
LYNCH, MATTHEW EDWARDIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
LYNCH, MATTHEW EDWARDIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
MADSEN, KENNETH ANTHONYICHIEF COMPLIANCE OFFICERNA Control
MADSEN, KENNETH ANTHONYICHIEF COMPLIANCE OFFICERNA Control
MADSEN, KENNETH ANTHONYICHIEF COMPLIANCE OFFICERNA Control
MADSEN, KENNETH ANTHONYICHIEF COMPLIANCE OFFICERNA Control
MADSEN, KENNETH ANTHONYICHIEF COMPLIANCE OFFICERNA Control
MADSEN, KENNETH ANTHONYICHIEF COMPLIANCE OFFICERNA Control
MADSEN, KENNETH ANTHONYICHIEF COMPLIANCE OFFICERNA Control
MADSEN, KENNETH ANTHONYICHIEF COMPLIANCE OFFICERNA Control
MADSEN, KENNETH ANTHONYICHIEF COMPLIANCE OFFICERNA Control
MADSEN, KENNETH ANTHONYICHIEF COMPLIANCE OFFICERNA Control
MADSEN, KENNETH ANTHONYICHIEF COMPLIANCE OFFICERNA Control
MADSEN, KENNETH ANTHONYICHIEF COMPLIANCE OFFICERNA Control
MADSEN, KENNETH ANTHONYICHIEF COMPLIANCE OFFICERNA Control
MAGGETTI, JANICE WOOLLEYIEXECUTIVE VP/DIRECTOR/COONA Control
MAGGETTI, JANICE WOOLLEYIEXECUTIVE VP/DIRECTOR/COONA Control
MAGGETTI, JANICE WOOLLEYIEXECUTIVE VP/DIRECTOR/COONA Control
MAGGETTI, JANICE WOOLLEYIEXECUTIVE VP/DIRECTOR/COONA Control
MAGGETTI, JANICE WOOLLEYIEXECUTIVE VP/DIRECTOR/COONA Control
MAGGETTI, JANICE WOOLLEYIEXECUTIVE VP/DIRECTOR/COONA Control
MAGGETTI, JANICE WOOLLEYIEXECUTIVE VP/DIRECTOR/COONA Control
MAGGETTI, JANICE WOOLLEYIEXECUTIVE VP/DIRECTOR/COONA Control
MAGGETTI, JANICE WOOLLEYIEXECUTIVE VP/DIRECTOR/COONA Control
MAGGETTI, JANICE WOOLLEYIEXECUTIVE VP/DIRECTOR/COONA Control
MAGGETTI, JANICE WOOLLEYIEXECUTIVE VP/DIRECTOR/COONA Control
MAHONEY, MARK JAMESIINTERIM CHIEF COMPLIANCE OFFICERNA Control
MAYHEW, STEPHEN THOMASISR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISENIOR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISENIOR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISENIOR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISENIOR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISENIOR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISENIOR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISENIOR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISENIOR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISENIOR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISENIOR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISENIOR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISENIOR VP/SECRETARYNA Control
MAYHEW, STEPHEN THOMASISENIOR VP/SECRETARYNA Control
MCGRUDER, JILL TRIPPICEONA Control
MCGRUDER, JILL TRIPPICEONA Control
MCGRUDER, JILL TRIPPICEONA Control
MCGRUDER, JILL TRIPPICEONA Control
MCGRUDER, JILL TRIPPICEONA Control
MCGRUDER, JILL TRIPPICEONA Control
MCGRUDER, JILL TRIPPICEONA Control
PARSONS, JOHN CLIFTONICHIEF MARKETING OFFICERNA Control
PARSONS, JOHN CLIFTONICHIEF MARKETING OFFICERNA Control
PARSONS, JOHN CLIFTONICHIEF MARKETING OFFICERNA Control
PARSONS, JOHN CLIFTONICHIEF MARKETING OFFICERNA Control
PARSONS, JOHN CLIFTONICHIEF MARKETING OFFICERNA Control
PARSONS, JOHN CLIFTONICHIEF MARKETING OFFICERNA Control
SURRICHIO, CHRISTOPHER JOSEPHIVICE PRESIDENT AND PORTFOLIO MANAGERNA Control
SURRICHIO, CHRISTOPHER JOSEPHIVICE PRESIDENT AND PORTFOLIO MANAGERNA Control
SURRICHIO, CHRISTOPHER JOSEPHIVICE PRESIDENT AND PORTFOLIO MANAGERNA Control
SURRICHIO, CHRISTOPHER JOSEPHIVICE PRESIDENT AND PORTFOLIO MANAGERNA Control
SURRICHIO, CHRISTOPHER JOSEPHIVICE PRESIDENT AND PORTFOLIO MANAGERNA Control
WIEDENHEFT, TERRIE ANNICFONA Control
WIEDENHEFT, TERRIE ANNICFONA Control
WIEDENHEFT, TERRIE ANNICFONA Control
WIEDENHEFT, TERRIE ANNICFONA Control
WIEDENHEFT, TERRIE ANNICFONA Control
WIEDENHEFT, TERRIE ANNICFONA Control
WIEDENHEFT, TERRIE ANNICFONA Control
ZEMANN, KEVIN RICHARDIVP/CHIEF COMPLIANCE OFFICERNA Control
ZEMANN, KEVIN RICHARDIVP/CHIEF COMPLIANCE OFFICERNA Control
ZEMANN, KEVIN RICHARDIVP/CHIEF COMPLIANCE OFFICERNA Control
ZEMANN, KEVIN RICHARDIVP/CHIEF COMPLIANCE OFFICERNA Control
CAI HOLDING COMPANY INCORPORATEDDEOWNS CAIE Control
CAI HOLDING COMPANY INCORPORATEDDEOWNS CAIE Control
CAI HOLDING COMPANY INCORPORATEDDEOWNS CAIE Control
CAI HOLDING COMPANY INCORPORATEDDEOWNS CAIE Control
CAI HOLDING COMPANY INCORPORATEDDEOWNS CAIE Control
CAI HOLDING COMPANY INCORPORATEDDEOWNS CAIE Control
CAI HOLDING COMPANY INCORPORATEDDEOWNS CAIE Control
CAI HOLDING COMPANY INCORPORATEDDEOWNS CAIE Control
CAI HOLDING COMPANY INCORPORATEDDEOWNS CAIE Control
CAI HOLDING COMPANY INCORPORATEDDEOWNS CAIE Control
CAI HOLDING COMPANY INCORPORATEDDEOWNS CAIE Control
CAI HOLDING COMPANY INCORPORATEDDEOWNS CAIE Control
CAI HOLDING COMPANY INCORPORATEDDEOWNS CAIE Control
COLUMBUS LIFE INSURANCE COMPANYDEOWNERE Control
COLUMBUS LIFE INSURANCE COMPANYDEOWNERE Control
COLUMBUS LIFE INSURANCE COMPANYDEOWNERE Control
COLUMBUS LIFE INSURANCE COMPANYDEOWNERE Control
COLUMBUS LIFE INSURANCE COMPANYDEOWNERE Control
COLUMBUS LIFE INSURANCE COMPANYDEOWNERE Control
COLUMBUS LIFE INSURANCE COMPANYDEOWNERE Control
COLUMBUS LIFE INSURANCE COMPANYDEOWNERE Control
COLUMBUS LIFE INSURANCE COMPANYDEOWNERE Control
COLUMBUS LIFE INSURANCE COMPANYDEOWNERE Control
COLUMBUS LIFE INSURANCE COMPANYDEOWNERE Control
COLUMBUS LIFE INSURANCE COMPANYDEOWNERE Control
COLUMBUS LIFE INSURANCE COMPANYDEOWNERE Control
COLUMBUS LIFE INSURANCE COMPANYDEOWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
COLUMBUS LIFE INSURANCE COMPANYDECAI HOLDING COMPANYE Control
COLUMBUS LIFE INSURANCE COMPANYDECAI HOLDING COMPANYE Control
COLUMBUS LIFE INSURANCE COMPANYDECAI HOLDING COMPANYE Control
COLUMBUS LIFE INSURANCE COMPANYDECAI HOLDING COMPANYE Control
COLUMBUS LIFE INSURANCE COMPANYDECAI HOLDING COMPANYE Control
COLUMBUS LIFE INSURANCE COMPANYDECAI HOLDING COMPANYE Control
COLUMBUS LIFE INSURANCE COMPANYDECAI HOLDING COMPANYE Control
COLUMBUS LIFE INSURANCE COMPANYDECAI HOLDING COMPANYE Control
COLUMBUS LIFE INSURANCE COMPANYDECAI HOLDING COMPANYE Control
COLUMBUS LIFE INSURANCE COMPANYDECAI HOLDING COMPANYE Control
COLUMBUS LIFE INSURANCE COMPANYDECAI HOLDING COMPANYE Control
COLUMBUS LIFE INSURANCE COMPANYDECAI HOLDING COMPANYE Control
COLUMBUS LIFE INSURANCE COMPANYDECAI HOLDING COMPANYE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFEE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFE INSURANCE COMPANYE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFE INSURANCE COMPANYE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFE INSURANCE COMPANYE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFE INSURANCE COMPANYE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFE INSURANCE COMPANYE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFE INSURANCE COMPANYE Control
WESTERN & SOUTHERN LIFE INSURANCE COMPANYDECOLUMBUS LIFE INSURANCE COMPANYE Control
WESTERN & SOUTHERN MUTUAL HOLDING COMPANYDEWESTERN& SOUTHERN FINANCIAL GROUP, INCE Control
WESTERN & SOUTHERN MUTUAL HOLDING COMPANYDEWESTERN& SOUTHERN FINANCIAL GROUP, INCE Control
WESTERN & SOUTHERN MUTUAL HOLDING COMPANYDEWESTERN& SOUTHERN FINANCIAL GROUP, INCE Control
WESTERN & SOUTHERN MUTUAL HOLDING COMPANYDEWESTERN& SOUTHERN FINANCIAL GROUP, INCE Control
WESTERN & SOUTHERN MUTUAL HOLDING COMPANYDEWESTERN& SOUTHERN FINANCIAL GROUP, INCE Control
WESTERN & SOUTHERN MUTUAL HOLDING COMPANYDEWESTERN& SOUTHERN FINANCIAL GROUP, INCE Control
WESTERN & SOUTHERN MUTUAL HOLDING COMPANYDEWESTERN& SOUTHERN FINANCIAL GROUP, INCE Control
WESTERN & SOUTHERN MUTUAL HOLDING COMPANYDEWESTERN& SOUTHERN FINANCIAL GROUP, INCE Control
WESTERN & SOUTHERN MUTUAL HOLDING COMPANYDEWESTERN& SOUTHERN FINANCIAL GROUP, INCE Control
WESTERN & SOUTHERN MUTUAL HOLDING COMPANYDEWESTERN& SOUTHERN FINANCIAL GROUP, INCE Control
WESTERN & SOUTHERN MUTUAL HOLDING COMPANYDEWESTERN& SOUTHERN FINANCIAL GROUP, INCE Control
WESTERN AND SOUTHERN FINANCIAL GROUP, INCDEWESTERN AND SOUTHERN LIFE INSURANCE COMPANYE Control
WESTERN AND SOUTHERN FINANCIAL GROUP, INCDEWESTERN AND SOUTHERN LIFE INSURANCE COMPANYE Control
WESTERN AND SOUTHERN FINANCIAL GROUP, INCDEWESTERN AND SOUTHERN LIFE INSURANCE COMPANYE Control
WESTERN AND SOUTHERN FINANCIAL GROUP, INCDEWESTERN AND SOUTHERN LIFE INSURANCE COMPANYE Control
WESTERN AND SOUTHERN FINANCIAL GROUP, INCDEWESTERN AND SOUTHERN LIFE INSURANCE COMPANYE Control
WESTERN AND SOUTHERN FINANCIAL GROUP, INCDEWESTERN AND SOUTHERN LIFE INSURANCE COMPANYE Control
WESTERN AND SOUTHERN FINANCIAL GROUP, INCDEWESTERN AND SOUTHERN LIFE INSURANCE COMPANYE Control
WESTERN AND SOUTHERN FINANCIAL GROUP, INCDEWESTERN AND SOUTHERN LIFE INSURANCE COMPANYE Control
WESTERN AND SOUTHERN FINANCIAL GROUP, INCDEWESTERN AND SOUTHERN LIFE INSURANCE COMPANYE Control
WESTERN AND SOUTHERN FINANCIAL GROUP, INCDEWESTERN AND SOUTHERN LIFE INSURANCE COMPANYE Control
WESTERN AND SOUTHERN FINANCIAL GROUP, INCDEWESTERN AND SOUTHERN LIFE INSURANCE COMPANYE Control
GRYPP, LAWRENCE LEEICOLUMBUS LIFEC Control
GRYPP, LAWRENCE LEEICOLUMBUS LIFEC Control
GRYPP, LAWRENCE LEEICOLUMBUS LIFEC Control
GRYPP, LAWRENCE LEEICOLUMBUS LIFEC Control
GRYPP, LAWRENCE LEEICOLUMBUS LIFEC Control
GRYPP, LAWRENCE LEEICOLUMBUS LIFEC Control
GRYPP, LAWRENCE LEEICOLUMBUS LIFEC Control
GRYPP, LAWRENCE LEEICOLUMBUS LIFEC Control
GRYPP, LAWRENCE LEEICOLUMBUS LIFEC Control
GRYPP, LAWRENCE LEEICOLUMBUS LIFEC Control
GRYPP, LAWRENCE LEEICOLUMBUS LIFEC Control
GRYPP, LAWRENCE LEEICOLUMBUS LIFEC Control
GRYPP, LAWRENCE LEEICOLUMBUS LIFEC Control
MCGRUDER, JILL TRIPPICAI HOLDING COMPANYC Control
MCGRUDER, JILL TRIPPICAI HOLDING COMPANYC Control

Registrations

Federal

IA
Mar 29, 2012 REGISTERED

Notice Filings (42)

AK AL AR CA CO CT DE FL GA HI IA IL IN KS KY LA MD ME MI MO MS NC ND NE NH NJ NM NV NY OH OK OR PA RI SC TN TX UT VA VT WA WI

Address

303 BROADWAY
SUITE 1500
CINCINNATI, OH 45202
United States
Phone: 513-361-8700