NEUBERGER BERMAN MANAGEMENT LLC
CRD #5493 SEC #801-8259 NEW YORK, NY 212-476-9000
SEC Registered Broker-Dealer
Total AUM
$53.5B
Discretionary
$53.5B
Employees
487
Clients
--
Accounts
72
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 4, 2016
- Branch Offices
- --
- LEI
- 18437959
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| ALLARD, ANDREW BRIAN | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| ALLARD, ANDREW BRIAN | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| ALLARD, ANDREW BRIAN | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| ALLARD, ANDREW BRIAN | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| ALLARD, ANDREW BRIAN | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| ALLARD, ANDREW BRIAN | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL | NA | |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | DIRECTOR | NA | Control |
| AMATO, JOSEPH VINCENT | I | DIRECTOR | NA | Control |
| AMATO, JOSEPH VINCENT | I | DIRECTOR | NA | Control |
| AMATO, JOSEPH VINCENT | I | DIRECTOR | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| CARROLL, PHILIP ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, PHILIP ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, PHILIP ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, PHILIP ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, PHILIP ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, PHILIP ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, PHILIP ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, PHILIP ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, PHILIP ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, PHILIP ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | SENIOR VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE, SR. VICE PRESIDENT | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE, SR. VICE PRESIDENT | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE, SR. VICE PRESIDENT | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE | NA | |
| CETRON, BRAD ELLIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CETRON, BRAD ELLIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| CONTI, ROBERT JOHN | I | SENIOR VICE PRESIDENT | NA | |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| CONTI, ROBERT JOHN | I | PRESIDENT & CEO | NA | Control |
| DEANS, ALISON ANN | I | MANAGING DIRECTOR AND CIO EQUITIES | NA | Control |
| DEANS, ALISON ANN | I | MANAGING DIRECTOR AND CIO EQUITIES | NA | Control |
| DEANS, ALISON ANN | I | MANAGING DIRECTOR AND CIO EQUITIES | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DOROGOFF, JOHN ALEXANDER | I | MANAGING DIRECTOR, CHIEF OF OPERATIONS , CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DOROGOFF, JOHN ALEXANDER | I | MANAGING DIRECTOR, CHIEF OF OPERATIONS , CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DOROGOFF, JOHN ALEXANDER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DOROGOFF, JOHN ALEXANDER | I | MANAGING DIRECTOR, CHIEF OF OPERATIONS , CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DOROGOFF, JOHN ALEXANDER | I | MANAGING DIRECTOR, CHIEF OF OPERATIONS , CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| GAFFNEY, BRIAN JOSEPH | I | SENIOR VICE PRESIDENT | NA | |
| GERSON, MAXINE LICHTENBERG | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | |
| GERSON, MAXINE LICHTENBERG | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | |
| GERSON, MAXINE LICHTENBERG | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | |
| GERSON, MAXINE LICHTENBERG | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | |
| GERSON, MAXINE LICHTENBERG | I | GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | GENERAL COUNSEL AND SECRETARY | NA | |
| GERSON, MAXINE LICHTENBERG | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | |
| GERSON, MAXINE LICHTENBERG | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | |
| GERSON, MAXINE LICHTENBERG | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | |
| GERSON, MAXINE LICHTENBERG | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| KASSEN, MICHAEL MARGOLIS | I | DIRECTOR AND CHAIRMAN | NA | Control |
| KASSEN, MICHAEL MARGOLIS | I | DIRECTOR AND CHAIRMAN | NA | Control |
| KASSEN, MICHAEL MARGOLIS | I | DIRECTOR AND CHAIRMAN | NA | Control |
| LANE, JEFFREY BRUCE | I | DIRECTOR | NA | Control |
| LANE, JEFFREY BRUCE | I | DIRECTOR | NA | Control |
| LANE, JEFFREY BRUCE | I | DIRECTOR | NA | Control |
| LANE, JEFFREY BRUCE | I | DIRECTOR | NA | Control |
| LANE, JEFFREY BRUCE | I | DIRECTOR | NA | Control |
| LANE, JEFFREY BRUCE | I | DIRECTOR | NA | Control |
| LANE, JEFFREY BRUCE | I | DIRECTOR | NA | Control |
| LANE, JEFFREY BRUCE | I | DIRECTOR | NA | Control |
| LANE, JEFFREY BRUCE | I | DIRECTOR | NA | Control |
| LANE, JEFFREY BRUCE | I | DIRECTOR | NA | Control |
| LANE, JEFFREY BRUCE | I | DIRECTOR | NA | Control |
| LANE, JEFFREY BRUCE | I | DIRECTOR | NA | Control |
| LANE, JEFFREY BRUCE | I | DIRECTOR | NA | Control |
| LANE, JEFFREY BRUCE | I | DIRECTOR | NA | Control |
| LANE, JEFFREY BRUCE | I | DIRECTOR | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN | NA | Control |
| MATZA, ROBERT | I | DIRECTOR | NA | Control |
| MATZA, ROBERT | I | DIRECTOR | NA | Control |
| MATZA, ROBERT | I | DIRECTOR | NA | Control |
| MATZA, ROBERT | I | DIRECTOR | NA | Control |
| MATZA, ROBERT | I | DIRECTOR | NA | Control |
| MATZA, ROBERT | I | DIRECTOR | NA | Control |
| MATZA, ROBERT | I | DIRECTOR | NA | Control |
| MATZA, ROBERT | I | DIRECTOR | NA | Control |
| MATZA, ROBERT | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| METZGER, ELLEN | I | GENERAL COUNSEL, SECRETARY AND CLO | NA | |
| METZGER, ELLEN | I | GENERAL COUNSEL, SECRETARY AND CLO | NA | |
| METZGER, ELLEN | I | GENERAL COUNSEL, SECRETARY AND CLO | NA | |
| METZGER, ELLEN | I | GENERAL COUNSEL, SECRETARY AND CLO | NA | |
| METZGER, ELLEN | I | GENERAL COUNSEL, SECRETARY AND CLO | NA | |
| METZGER, ELLEN | I | GENERAL COUNSEL, SECRETARY AND CLO | NA | |
| PROVENCHER, ANDREW JOHN | I | MANAGING DIRECTOR, HEAD OF INTERMEDIARY DISTRIBUTION | NA | |
| PROVENCHER, ANDREW JOHN | I | MANAGING DIRECTOR, HEAD OF INTERMEDIARY DISTRIBUTION | NA | |
| PROVENCHER, ANDREW JOHN | I | MANAGING DIRECTOR, HEAD OF INTERMEDIARY DISTRIBUTION | NA | |
| PROVENCHER, ANDREW JOHN | I | MANAGING DIRECTOR, HEAD OF INTERMEDIARY DISTRIBUTION | NA | |
| PROVENCHER, ANDREW JOHN | I | MANAGING DIRECTOR, HEAD OF INTERMEDIARY DISTRIBUTION | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| RIVKIN, JACK LEON | I | DIRECTOR/CHAIRMAN | NA | Control |
| SCHNEIDER, HEIDI LOU | I | DIRECTOR | NA | Control |
| SCHNEIDER, HEIDI LOU | I | DIRECTOR | NA | Control |
| SCHNEIDER, HEIDI LOU | I | DIRECTOR | NA | Control |
| STADLER, MATTHEW SCOTT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| STADLER, MATTHEW SCOTT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| STADLER, MATTHEW SCOTT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| STADLER, MATTHEW SCOTT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| STADLER, MATTHEW SCOTT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| STADLER, MATTHEW SCOTT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| STADLER, MATTHEW SCOTT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| STADLER, MATTHEW SCOTT | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| STEIGER, HEIDI L | I | DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | PRESIDENT AND DIRECTOR | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR, CIO FIXED INCOME | NA | Control |
| WILLIAMS, CHAMAINE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A, VICE PRESIDENT | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHAMAINE NATHALEE | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | NA | |
| WILLIAMS, CHARMAINE ANGELA | I | CHIEF COMPLIANCE OFFICER | NA | |
| LB HERCULES MANAGEMENT LLC | DE | DIRECT OWNER | E | Control |
| LB HERCULES MANAGEMENT LLC | DE | DIRECT OWNER | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | A | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | A | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | A | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC, | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | LB HERCULES MGMT. LLC | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | LB HERCULES MGMT. LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP, LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP, LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP, LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP, LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP, LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C |
Registrations
Federal
IA
Jan 4, 2016 REGISTERED
Notice Filings (4)
IL MA NY VI
Address
605 THIRD AVENUENEW YORK, NY 10158-0180
United States
Phone: 212-476-9000