D. L. BAKER & CO., INCORPORATED
Legal name: BAKER & CO., INCORPORATED
CRD #5835 SEC #801-67585 ROCKY RIVER, OH 216-696-0167
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
10
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 8, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKER, DAVID LAWRENCE | I | CHAIRMAN, DIRECTOR | NA | Control |
| BAKER, DAVID LAWRENCE | I | CHAIRMAN, DIRECTOR | NA | Control |
| BAKER, VIRGINIA ANN | I | DIRECTOR | NA | |
| BAKER, VIRGINIA ANN | I | DIRECTOR | NA | |
| DECKELMAN, DAVID FRANCIS | I | VICE PRESIDENT | NA | |
| DECKELMAN, DAVID FRANCIS | I | VICE PRESIDENT | NA | |
| HENAHAN, TIMOTHY PATRICK | I | PRESIDENT, CHIEF EXECUTIVE OFFICER,CHIEF COMPLIANCE OFFICER,CROP | NA | Control |
| HENAHAN, TIMOTHY PATRICK | I | PRESIDENT, CHIEF EXECUTIVE OFFICER,CHIEF COMPLIANCE OFFICER,CROP | NA | Control |
| KILBANE, SEAN PATRICK | I | VICE PRESIDENT, SROP | NA | |
| KILBANE, SEAN PATRICK | I | VICE PRESIDENT, SROP | NA | |
| HENAHAN, MELISSA JANE | I | VICE PRESIDENT TREASURER SECRETARY CHIEF FINANCIAL OFFICER DIRECTOR | D | Control |
| HENAHAN, MELISSA JANE | I | VICE PRESIDENT TREASURER SECRETARY CHIEF FINANCIAL OFFICER DIRECTOR | D | Control |
| GALLAGHER, KIMBERLY MAUDE | I | FOOD CHEMIST | B | |
| GALLAGHER, KIMBERLY MAUDE | I | FOOD CHEMIST | B | |
| KNAUER, ANN BAKER | I | VICE PRESIDENT | B | |
| KNAUER, ANN BAKER | I | VICE PRESIDENT | B |
Registrations
Federal
IA
Feb 8, 2007 REGISTERED
Notice Filings (1)
OH
Address
19111 DETROIT RDSUITE 100
ROCKY RIVER, OH 44116
USA
Phone: 216-696-0167