FIRST GEORGETOWN SECURITIES, INC.
Legal name: FIRST GEORGETOWN SECURITIES, INC
CRD #5871 SEC #801-68760 ALEXANDRIA, VA 703-519-7700
SEC Registered Broker-Dealer Disclosures
Total AUM
$70M
Discretionary
$70M
Employees
6
Clients
--
Accounts
35
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- JULY
- Registration Date
- --
- Latest Filing
- May 11, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARRIS, CHARLES WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRIS, CHARLES WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRIS, CHARLES WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRIS, CHARLES WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARRIS, CHARLES WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANN, ROBERT TAYLOR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CROP, SROP | E | Control |
| MANN, ROBERT TAYLOR | I | PRESIDENT | E | Control |
| MANN, ROBERT TAYLOR | I | PRESIDENT | E | Control |
| MANN, ROBERT TAYLOR | I | PRESIDENT | E | Control |
| MANN, ROBERT TAYLOR | I | PRESIDENT | E | Control |
| MANN, ROBERT TAYLOR | I | PRESIDENT | E | Control |
Registrations
Federal
IA
May 11, 2012 REGISTERED
Notice Filings (1)
VA
Address
1700 DIAGONAL RD.#200
ALEXANDRIA, VA 22314
United States
Phone: 703-519-7700