B. C. ZIEGLER AND COMPANY
CRD #61 SEC #801-19699 CHICAGO, IL 312/263-0110
SEC Registered Broker-Dealer Private Funds Disclosures
Total AUM
$660M
Discretionary
$302.8M
Employees
275
Clients
0
Accounts
2,764
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDREW, BRIAN KEITH | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| ANDREW, BRIAN KEITH | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| ANDREW, BRIAN KEITH | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER - ASSET MANAGEMENT | NA | Control |
| ANDREW, BRIAN KEITH | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| ANDREW, BRIAN KEITH | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| ANDREW, BRIAN KEITH | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| ANDREW, BRIAN KEITH | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| ANDREW, BRIAN KEITH | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| ANDREW, BRIAN KEITH | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| ANDREW, BRIAN KEITH | I | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| ANDREW, BRIAN KEITH | I | SENIOR MANAGING DIRECTOR - ASSET MANAGEMENT GROUP | NA | Control |
| ANDREW, BRIAN KEITH | I | SENIOR MANAGING DIRECTOR - ASSET MANAGEMENT GROUP | NA | Control |
| ANDREW, BRIAN KEITH | I | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER - ASSET MANAGEMENT | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | MANAGING DIRECTOR-GROUP HEAD, HEALTH CARE FINANCE | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | MANAGING DIRECTOR-GROUP HEAD, HEALTH CARE FINANCE | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | MANAGING DIRECTOR-GROUP HEAD, HEALTH CARE FINANCE | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | MANAGING DIRECTOR-GROUP HEAD, HEALTH CARE FINANCE | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | MANAGING DIRECTOR-GROUP HEAD, HEALTH CARE FINANCE | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | MANAGING DIRECTOR-GROUP HEAD, HEALTH CARE FINANCE | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | MANAGING DIRECTOR-GROUP HEAD, HEALTH CARE FINANCE | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | MANAGING DIRECTOR-GROUP HEAD, HEALTH CARE FINANCE | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | MANAGING DIRECTOR-GROUP HEAD, HEALTH CARE FINANCE | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| BAUMGARTNER, MARK ANDREW | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| BAY, BARBARA | I | ADMINISTRATIVE BRANCH MANAGER | NA | |
| BAY, BARBARA | I | ADMINISTRATIVE BRANCH MANAGER | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT - SECURITIES OPERATIONS | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT - SECURITIES OPERATIONS | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT - SECURITIES OPERATIONS | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT - SECURITIES OPERATIONS | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT - SECURITIES OPERATIONS | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT - SECURITIES OPERATIONS | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT - SECURITIES OPERATIONS | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| BUSHMAN, JAMES MICHAEL | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR - CAPITAL MARKETS | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR - CAPITAL MARKETS | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CARLSON, DONALD ALTON JR | I | SENIOR MANAGING DIRECTOR | NA | Control |
| CHAPMAN, EDWARD ALLEN | I | MANAGING DIRECTOR, HEAD OF RENEWABLE ENERGY | NA | |
| CHAPMAN, EDWARD ALLEN | I | MANAGING DIRECTOR, HEAD OF RENEWABLE ENERGY | NA | |
| CHAPMAN, EDWARD ALLEN | I | MANAGING DIRECTOR, HEAD OF RENEWABLE ENERGY | NA | |
| CHAPMAN, EDWARD ALLEN | I | MANAGING DIRECTOR, HEAD OF RENEWABLE ENERGY | NA | |
| CHAPMAN, EDWARD ALLEN | I | MANAGING DIRECTOR, HEAD OF RENEWABLE ENERGY | NA | |
| CHAPMAN, EDWARD ALLEN | I | MANAGING DIRECTOR, HEAD OF RENEWABLE ENERGY | NA | |
| CHAPMAN, EDWARD ALLEN | I | MANAGING DIRECTOR, HEAD OF RENEWABLE ENERGY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SENIOR VICE PRESIDENT, ASSISTANT GENERAL COUNSEL | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL, CORPORATE SECRETARY AND HEAD OF HR | NA | Control |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL, CORPORATE SECRETARY AND HEAD OF HR | NA | Control |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL, CORPORATE SECRETARY AND HEAD OF HR | NA | Control |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL, CORPORATE SECRETARY AND HEAD OF HR | NA | Control |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL, CORPORATE SECRETARY AND HEAD OF HR | NA | Control |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL, CORPORATE SECRETARY AND HEAD OF HR | NA | Control |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL & CORPORATE SECRETARY | NA | |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL, CORPORATE SECRETARY AND HEAD OF HR | NA | Control |
| DAVID, ANGELIQUE ATHIENA | I | SMD, GENERAL COUNSEL, CORPORATE SECRETARY, HEAD OF HR AND COO | NA | Control |
| DEBERRY, BENJAMIN HARRISON | I | SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL | NA | |
| DEBERRY, BENJAMIN HARRISON | I | SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL | NA | |
| DEBERRY, BENJAMIN HARRISON | I | SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL | NA | |
| DEBERRY, BENJAMIN HARRISON | I | SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL | NA | |
| DEBERRY, BENJAMIN HARRISON | I | SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SR VP & DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SR VP & DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SR VP & DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SR VP & DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | NA | |
| ENGLE, GARY PHILIP | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FERRARA, JEROME JR | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| FERRARA, JEROME JR | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| FRANK, DARRELL PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FRANK, DARRELL PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FRANK, DARRELL PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FRANK, DARRELL PAUL | I | SENIOR MANAGING DIRECTOR - TECHNOLOGY & SERVICE | NA | Control |
| FRANK, DARRELL PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FRANK, DARRELL PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FRANK, DARRELL PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FRANK, DARRELL PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FRANK, DARRELL PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FRANK, DARRELL PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FRANK, DARRELL PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| FRANK, DARRELL PAUL | I | SENIOR MANAGING DIRECTOR - TECHNOLOGY & SERVICE | NA | Control |
| FRANK, DARRELL PAUL | I | SENIOR MANAGING DIRECTOR - TECHNOLOGY & SERVICE | NA | Control |
| FRANK, DARRELL PAUL | I | SENIOR MANAGING DIRECTOR - TECHNOLOGY & SERVICE | NA | Control |
| GILPIN, WAYNE ALAN | I | SENIOR MANAGING DIRECTOR - HEAD OF WEALTH MANAGEMENT | NA | Control |
| GILPIN, WAYNE ALAN | I | NATIONAL SALES MANAGER | NA | Control |
| GILPIN, WAYNE ALAN | I | SENIOR MANAGING DIRECTOR - HEAD OF WEALTH MANAGEMENT | NA | Control |
| GILPIN, WAYNE ALAN | I | SENIOR MANAGING DIRECTOR - HEAD OF WEALTH MANAGEMENT | NA | Control |
| GILPIN, WAYNE ALAN | I | SENIOR MANAGING DIRECTOR - HEAD OF WEALTH MANAGEMENT | NA | Control |
| GILPIN, WAYNE ALAN | I | SENIOR MANAGING DIRECTOR - HEAD OF WEALTH MANAGEMENT | NA | Control |
| GILPIN, WAYNE ALAN | I | SENIOR MANAGING DIRECTOR - HEAD OF WEALTH MANAGEMENT | NA | Control |
| GILPIN, WAYNE ALAN | I | SENIOR MANAGING DIRECTOR - HEAD OF WEALTH MANAGEMENT | NA | Control |
| HAKEWILL, HENRY IV | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HAKEWILL, HENRY IV | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS | NA | Control |
| HAKEWILL, HENRY IV | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HAKEWILL, HENRY IV | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HAKEWILL, HENRY IV | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS | NA | |
| HAKEWILL, HENRY IV | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS | NA | |
| HAKEWILL, HENRY IV | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS | NA | Control |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | Control |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | Control |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | Control |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | Control |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | Control |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | Control |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | Control |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | Control |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | Control |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | Control |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HEBERER, JEAN MARIE | I | VICE PRESIDENT & CONTROLLER | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR - SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR - SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR - SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR - SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE DIRECTOR | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE DIRECTOR | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE DIRECTOR | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE DIRECTOR | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE DIRECTOR | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE DIRECTOR | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE DIRECTOR | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE DIRECTOR | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE DIRECTOR | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE DIRECTOR | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE | NA | |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE DIRECTOR | NA | Control |
| HERMANN, DANIEL JOSEPH | I | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE DIRECTOR | NA | Control |
| HEYER, BRIAN GREGORY | I | VICE PRESIDENT | NA | Control |
| HITTMAN, SHEILA KERRY | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| HITTMAN, SHEILA KERRY | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| HITTMAN, SHEILA KERRY | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| HITTMAN, SHEILA KERRY | I | VICE PRESIDENT - ADMINISTRATION | NA | |
| JACKSON, KATHLEEN MARIE | I | SENIOR MANAGING DIRECTOR, CO-HEAD WMG | NA | Control |
| JACKSON, KATHLEEN MARIE | I | SENIOR MANAGING DIRECTOR, CO-HEAD WMG | NA | Control |
| JOHNSON, DAVID WEBSTER | I | SENIOR MANAGING DIRECTOR, CO-HEAD HEALTHCARE | NA | |
| JOHNSON, DAVID WEBSTER | I | SENIOR MANAGING DIRECTOR, CO-HEAD HEALTHCARE | NA | |
| JOHNSON, ROBERT JAMES | I | VP - COMPLIANCE | NA | |
| JOHNSON, ROBERT JAMES | I | VP - COMPLIANCE | NA | |
| JORDAHL, ERIC AUSTIN | I | SENIOR VICE PRESIDENT | NA | |
| JORDAHL, ERIC AUSTIN | I | SENIOR VICE PRESIDENT | NA | |
| KAUTZ, JOHN DAVID | I | MANAGING DIRECTOR - GROUP HEAD, RISK MANAGEMENT ADVISORY | NA | Control |
| KAUTZ, JOHN DAVID | I | MANAGING DIRECTOR - GROUP HEAD, RISK MANAGEMENT ADVISORY | NA | Control |
| KAUTZ, JOHN DAVID | I | MANAGING DIRECTOR - GROUP HEAD, RISK MANAGEMENT ADVISORY | NA | Control |
| KAUTZ, JOHN DAVID | I | MANAGING DIRECTOR - GROUP HEAD, RISK MANAGEMENT ADVISORY | NA | Control |
| KAUTZ, JOHN DAVID | I | MANAGING DIRECTOR - GROUP HEAD, RISK MANAGEMENT ADVISORY | NA | Control |
| KAUTZ, JOHN DAVID | I | MANAGING DIRECTOR - GROUP HEAD, RISK MANAGEMENT ADVISORY | NA | Control |
| KAUTZ, JOHN DAVID | I | MANAGING DIRECTOR - GROUP HEAD, RISK MANAGEMENT ADVISORY | NA | Control |
| KAUTZ, JOHN DAVID | I | MANAGING DIRECTOR - GROUP HEAD, RISK MANAGEMENT ADVISORY | NA | Control |
| KAUTZ, JOHN DAVID | I | MANAGING DIRECTOR - GROUP HEAD, RISK MANAGEMENT ADVISORY | NA | Control |
| KAUTZ, JOHN DAVID | I | MANAGING DIRECTOR - GROUP HEAD, RISK MANAGEMENT ADVISORY | NA | Control |
| KIEKHOFER, JON PETER | I | VICE PRESIDENT | NA | |
| KIEKHOFER, JON PETER | I | VICE PRESIDENT | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| KOLZOW, DAVID MARK | I | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | NA | |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LUTERBACH, STEVEN MICHAEL | I | 1ST VP, BRANCH MANAGER, FINANCIAL ADVISOR | NA | Control |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUNAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | MANAGING DIRECTOR OF HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUNAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUNAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUNAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | MANAGING DIRECTOR OF HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUNAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | MANAGING DIRECTOR OF HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUNAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| LYNCH, LESLIE EDITH | I | SENIOR MANAGING DIRECTOR - MARKETING & COMMUNICATIONS/HUMAN RESOURCES | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | Control |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | Control |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | Control |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR - INSTITUTIONAL SALES & MUNICIPAL TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | Control |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | Control |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | Control |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | Control |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | Control |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | Control |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | Control |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR - INSTITUTIONAL SALES & MUNICIPAL TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR - INSTITUTIONAL SALES & MUNICIPAL TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR - INSTITUTIONAL SALES & MUNICIPAL TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MCDANIEL, MICHAEL PAUL | I | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING | NA | |
| MENDELSON, BARBARA LOUISE | I | VICE PRESIDENT - RISK MANAGEMENT & INTERNAL AUDIT | NA | |
| MENDELSON, BARBARA LOUISE | I | VICE PRESIDENT - RISK MANAGEMENT & INTERNAL AUDIT | NA | |
| MENDELSON, BARBARA LOUISE | I | VICE PRESIDENT - RISK MANAGEMENT & INTERNAL AUDIT | NA | |
| MENDELSON, BARBARA LOUISE | I | VICE PRESIDENT - RISK MANAGEMENT & INTERNAL AUDIT | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MERRIGAN, EDWARD CHARLES | I | MANAGING DIRECTOR - MUNICIPAL RESEARCH | NA | |
| MOATS, ROBERT ALAN | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| MOATS, ROBERT ALAN | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| MOATS, ROBERT ALAN | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| MOATS, ROBERT ALAN | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| MOATS, ROBERT ALAN | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| MOATS, ROBERT ALAN | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| MOATS, ROBERT ALAN | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| MOATS, ROBERT ALAN | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| MULHERIN, JOHN JOSEPH | I | CEO & DIRECTOR | NA | Control |
| MULHERIN, JOHN JOSEPH | I | CEO & DIRECTOR | NA | Control |
| MULHERIN, JOHN JOSEPH | I | CEO & DIRECTOR | NA | Control |
| MULHERIN, JOHN JOSEPH | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| MULHERIN, JOHN JOSEPH | I | CEO & DIRECTOR | NA | Control |
| MULHERIN, JOHN JOSEPH | I | CEO & DIRECTOR | NA | Control |
| MULHERIN, JOHN JOSEPH | I | CEO & DIRECTOR | NA | Control |
| MULHERIN, JOHN JOSEPH | I | CEO & DIRECTOR | NA | Control |
| MULHERIN, JOHN JOSEPH | I | CEO & DIRECTOR | NA | Control |
| MULHERIN, JOHN JOSEPH | I | CEO & DIRECTOR | NA | Control |
| MULHERIN, JOHN JOSEPH | I | CEO & DIRECTOR | NA | Control |
| MULHERIN, JOHN JOSEPH | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| MULHERIN, JOHN JOSEPH | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| MULHERIN, JOHN JOSEPH | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | Control |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-GROUP HEAD, CORPORATE FINANCE | NA | Control |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | Control |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR - CAPITAL MARKETS | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | Control |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | Control |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | Control |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-GROUP HEAD, CORPORATE FINANCE | NA | Control |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | Control |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-GROUP HEAD, CORPORATE FINANCE | NA | Control |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | Control |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR - CAPITAL MARKETS | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| MULLIGAN, WILLIAM THOMAS | I | MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | NA | |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | Control |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | Control |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | Control |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | Control |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | Control |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | Control |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | Control |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | Control |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | Control |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | Control |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | |
| NONHOF, VICTORIA ANN | I | VICE PRESIDENT & TREASURER | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR, GENERAL COUNSEL, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SR. VP - GENERAL COUNSEL, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR, GENERAL COUNSEL, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR, GENERAL COUNSEL, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SR. VP - GENERAL COUNSEL, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SR. VP - GENERAL COUNSEL, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SR. VP - GENERAL COUNSEL, CORPORATE SECRETARY & DIRECTOR | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | Control |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | |
| OMEARA, STEPHEN CHARLES | I | SENIOR MANAGING DIRECTOR/PRIVATE EQUITY | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | PRESIDENT & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | PRESIDENT & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | PRESIDENT & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CHIEF OPERATING OFFICER - CAPITAL MARKETS | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | PRESIDENT & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | PRESIDENT & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | PRESIDENT & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | PRESIDENT & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | PRESIDENT & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | PRESIDENT & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | PRESIDENT & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | MANAGING DIRECTOR - CAPITAL MARKETS | NA | |
| PAPROCKI, THOMAS ROBERT | I | MANAGING DIRECTOR - CAPITAL MARKETS | NA | |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CHIEF OPERATING OFFICER - CAPITAL MARKETS | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PAPROCKI, THOMAS ROBERT | I | CEO & DIRECTOR | NA | Control |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER/CROP/SROP | NA | Control |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT, HEAD EQUITY TRADER/CROP/SROP | NA | Control |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | Control |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER/CROP/SROP | NA | Control |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER/CROP/SROP | NA | Control |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER/CROP/SROP | NA | Control |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT, HEAD EQUITY TRADER/CROP/SROP | NA | Control |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER/CROP/SROP | NA | Control |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT, HEAD EQUITY TRADER/CROP/SROP | NA | Control |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER/CROP/SROP | NA | Control |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| PERRY, THOMAS RICHARD | I | SENIOR VICE PRESIDENT AND RETAIL TRADING MANAGER | NA | |
| REDPATH, JAMES SCOTT | I | MANAGING DIRECTOR AND GROUP HEAD HEALTHCARE CORPORATE FINANCE | NA | |
| REDPATH, JAMES SCOTT | I | MANAGING DIRECTOR AND GROUP HEAD HEALTHCARE CORPORATE FINANCE | NA | |
| REDPATH, JAMES SCOTT | I | MANAGING DIRECTOR AND GROUP HEAD HEALTHCARE CORPORATE FINANCE | NA | |
| REDPATH, JAMES SCOTT | I | MANAGING DIRECTOR AND GROUP HEAD HEALTHCARE CORPORATE FINANCE | NA | |
| REDPATH, JAMES SCOTT | I | MANAGING DIRECTOR AND GROUP HEAD HEALTHCARE CORPORATE FINANCE | NA | |
| REDPATH, JAMES SCOTT | I | MANAGING DIRECTOR AND GROUP HEAD HEALTHCARE CORPORATE FINANCE | NA | |
| REDPATH, JAMES SCOTT | I | MANAGING DIRECTOR AND GROUP HEAD HEALTHCARE CORPORATE FINANCE | NA | |
| ROBERTS, SCOTT ALLEN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | Control |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | Control |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | Control |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR - CHURCH & SCHOOL FINANCE | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | Control |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | Control |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | Control |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | Control |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | Control |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | Control |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | Control |
| ROLFS, SCOTT DAVID | I | SR VP | NA | |
| ROLFS, SCOTT DAVID | I | SR VP | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR - CHURCH & SCHOOL FINANCE | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROLFS, SCOTT DAVID | I | MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING | NA | |
| ROSS, THOMAS SHERMAN | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| ROSS, THOMAS SHERMAN | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| ROSS, THOMAS SHERMAN | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| ROSS, THOMAS SHERMAN | I | SR VP & CHIEF CREDIT OFFICER | NA | Control |
| ROSS, THOMAS SHERMAN | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| ROSS, THOMAS SHERMAN | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| ROSS, THOMAS SHERMAN | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| ROSS, THOMAS SHERMAN | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| ROSS, THOMAS SHERMAN | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| ROSS, THOMAS SHERMAN | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| ROSS, THOMAS SHERMAN | I | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| ROSS, THOMAS SHERMAN | I | SR VP & CHIEF CREDIT OFFICER | NA | |
| ROSS, THOMAS SHERMAN | I | SR VP & CHIEF CREDIT OFFICER | NA | |
| ROSS, THOMAS SHERMAN | I | SR VP & CHIEF CREDIT OFFICER | NA | Control |
| RUDY, KERRY STUART | I | MANAGING DIRECTOR, CO-HEAD HEALTHCARE | NA | |
| RUDY, KERRY STUART | I | MANAGING DIRECTOR, CO-HEAD HEALTHCARE | NA | |
| SCHOTT, SARAH ELIZABETH | I | SENIOR MANAGING DIRECTOR, GENERAL COUNSEL & CORPORATE SECRETARY | NA | Control |
| SCHOTT, SARAH ELIZABETH | I | VICE PRESIDENT, ASST GENERAL COUNSEL & ASST CORPORATE SECRETARY | NA | Control |
| SCHOTT, SARAH ELIZABETH | I | SENIOR MANAGING DIRECTOR, GENERAL COUNSEL & CORPORATE SECRETARY | NA | Control |
| SCHOTT, SARAH ELIZABETH | I | SENIOR MANAGING DIRECTOR, GENERAL COUNSEL & CORPORATE SECRETARY | NA | Control |
| SCHOTT, SARAH ELIZABETH | I | VICE PRESIDENT, ASST GENERAL COUNSEL & ASST CORPORATE SECRETARY | NA | Control |
| SCHOTT, SARAH ELIZABETH | I | VICE PRESIDENT, ASST GENERAL COUNSEL & ASST CORPORATE SECRETARY | NA | Control |
| SIEGEL, FRANK WILLIAM | I | SENIOR MANAGING DIRECTOR - WEALTH MANAGEMENT | NA | Control |
| STEVENS, SCOTT JOSEPH | I | DIRECTOR - RETIREMENT PLAN SOLUTIONS | NA | Control |
| STEVENS, SCOTT JOSEPH | I | DIRECTOR - RETIREMENT PLAN SOLUTIONS | NA | Control |
| STOEFFEL, DAVID GROVE | I | SENIOR MANAGING DIRECTOR - GROUP HEAD, ASSET MANAGEMENT | NA | Control |
| STOEFFEL, DAVID GROVE | I | SENIOR MANAGING DIRECTOR AND HEAD ASSET MANAGEMENT | NA | Control |
| STOEFFEL, DAVID GROVE | I | SENIOR MANAGING DIRECTOR - GROUP HEAD, ASSET MANAGEMENT | NA | Control |
| STOEFFEL, DAVID GROVE | I | SENIOR MANAGING DIRECTOR - GROUP HEAD, ASSET MANAGEMENT | NA | Control |
| STOEFFEL, DAVID GROVE | I | SENIOR MANAGING DIRECTOR AND HEAD ASSET MANAGEMENT | NA | Control |
| STROM, KEVIN LOUIS | I | SMD HEAD OF CAPITAL MARKETS | NA | Control |
| STROM, KEVIN LOUIS | I | SMD HEAD OF CAPITAL MARKETS | NA | Control |
| STROM, KEVIN LOUIS | I | SMD HEAD OF CAPITAL MARKETS | NA | Control |
| STROM, KEVIN LOUIS | I | SMD HEAD OF CAPITAL MARKETS | NA | Control |
| STROM, KEVIN LOUIS | I | SMD HEAD OF CAPITAL MARKETS | NA | |
| STROM, KEVIN LOUIS | I | SMD HEAD OF CAPITAL MARKETS | NA | |
| STROM, KEVIN LOUIS | I | SMD HEAD OF CAPITAL MARKETS | NA | |
| STROM, KEVIN LOUIS | I | SMD HEAD OF CAPITAL MARKETS | NA | |
| STROM, KEVIN LOUIS | I | SMD HEAD OF CAPITAL MARKETS | NA | Control |
| STROM, KEVIN LOUIS | I | SMD HEAD OF CAPITAL MARKETS | NA | Control |
| STROM, KEVIN LOUIS | I | SMD HEAD OF CAPITAL MARKETS | NA | Control |
| STROM, KEVIN LOUIS | I | SMD HEAD OF CAPITAL MARKETS | NA | Control |
| TODD, JOHN CHARLES | I | SENIOR MANAGING DIRECTOR, CO-HEAD WMG | NA | Control |
| TODD, JOHN CHARLES | I | SENIOR MANAGING DIRECTOR - WEALTH MANGAGEMENT | NA | Control |
| TODD, JOHN CHARLES | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TODD, JOHN CHARLES | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TODD, JOHN CHARLES | I | SENIOR MANAGING DIRECTOR - WEALTH MANGAGEMENT | NA | Control |
| TODD, JOHN CHARLES | I | SENIOR MANAGING DIRECTOR - WEALTH MANGAGEMENT | NA | Control |
| TUSZYNSKI, ROBERT JOSEPH | I | MANAGING DIRECTOR - MUTUAL FUNDS | NA | Control |
| TUSZYNSKI, ROBERT JOSEPH | I | MANAGING DIRECTOR - MUTUAL FUNDS | NA | Control |
| VANUCCI, CRAIG STEPHEN | I | SENIOR VICE PRESIDENT - PORTFOLIO MANAGER | NA | |
| VANUCCI, CRAIG STEPHEN | I | CHIEF PORTFOLIO STRATEGIST & DIRECTOR OF CLIENT SERVICES | NA | |
| VANUCCI, CRAIG STEPHEN | I | SENIOR VICE PRESIDENT - PORTFOLIO MANAGER | NA | |
| VANUCCI, CRAIG STEPHEN | I | SENIOR VICE PRESIDENT - PORTFOLIO MANAGER | NA | |
| VANUCCI, CRAIG STEPHEN | I | SENIOR VICE PRESIDENT - PORTFOLIO MANAGER | NA | |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | SENIOR VICE PRESIDENT, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | SR VP, CFO, TREASURER , CONTROLLER & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | SENIOR VICE PRESIDENT, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | SENIOR VICE PRESIDENT, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | SENIOR VICE PRESIDENT, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | SENIOR VICE PRESIDENT, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | SR VP, CFO, TREASURER , CONTROLLER & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | SR VP, CFO, TREASURER , CONTROLLER & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | SR VP, CFO, TREASURER , CONTROLLER & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| VREDENBREGT, JEFFREY CARL | I | MANAGING DIRECTOR, CFO & DIRECTOR | NA | Control |
| WATKINS, ELIZABETH ANNE | I | MANAGING DIRECTOR/COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | VICE PRESIDENT - COMPLIANCE/CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | DIRECTOR OF COMPLIANCE | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | MANAGING DIRECTOR/COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | MANAGING DIRECTOR/COMPLIANCE & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | VICE PRESIDENT - COMPLIANCE/CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | VICE PRESIDENT - COMPLIANCE/CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | DIRECTOR OF COMPLIANCE | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| WATKINS, ELIZABETH ANNE | I | SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| ZELESNICK, CHRISTOPHER MICHAEL | I | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | NA | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
| THE ZIEGLER COMPANIES, INC. | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
| KELLOGG, PETER RITTENHOUSE | I | THE ZIEGLER COMPANIES, INC. | C | Control |
Registrations
Federal
IA
Mar 30, 2017 REGISTERED
Notice Filings (36)
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