SCOTT & STRINGFELLOW, LLC
CRD #6255 SEC #801-40380 RICHMOND, VA 804-643-1811
SEC Registered Broker-Dealer Disclosures
Total AUM
$3.9B
Discretionary
$3B
Employees
501
Clients
--
Accounts
10,348
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2012 | $7.3B | $6.5B | $821M | 501 | 10,000 |
| Aug 2012 | $7.3B | $6.5B | $821M | 501 | 10,000 |
| Jul 2012 | $3.9B | $3B | $824.4M | 501 | 10,000 |
| Jun 2012 | $3.9B | $3B | $824.4M | 501 | 10,000 |
| Apr 2012 | $3.9B | $3B | $824.4M | 501 | 10,000 |
| Apr 2012 | $3.9B | $3B | $824.4M | 501 | 10,000 |
| Apr 2012 | $3.9B | $3B | $824.4M | 501 | 10,000 |
| Mar 2012 | $3.9B | $3B | $824.4M | 501 | 10,000 |
| Jan 2012 | $3.9B | $3B | $824.4M | 501 | 10,000 |
| Dec 2011 | $3.6B | $2.8B | $808.4M | 501 | 9,000 |
| May 2011 | $3.6B | $2.8B | $808.4M | 501 | -- |
| Jan 2011 | $2.9B | $2.4B | $448.2M | 501 | -- |
| Oct 2010 | $2.9B | $2.4B | $448.2M | 501 | -- |
| Sep 2010 | $2.9B | $2.4B | $448.2M | 501 | -- |
| Aug 2010 | $2.9B | $2.4B | $448.2M | 501 | -- |
| Jun 2010 | $2.9B | $2.4B | $448.2M | 501 | -- |
| Jun 2010 | $2.9B | $2.4B | $448.2M | 501 | -- |
| Oct 2009 | $2B | $1.7B | $309.1M | 501 | -- |
| Oct 2009 | $2B | $1.7B | $309.1M | 501 | -- |
| Jul 2009 | $2B | $1.7B | $309.1M | 501 | -- |
| Dec 2007 | $1.7B | $1.6B | $5.5M | 501 | -- |
| Oct 2007 | $1.7B | $1.6B | $5.5M | 501 | -- |
| Aug 2007 | $1.7B | $1.6B | $5.5M | 501 | -- |
| Aug 2007 | $1.7B | $1.6B | $5.5M | 501 | -- |
| May 2007 | $1.7B | $1.6B | $5.5M | 501 | -- |
| Mar 2007 | $1.7B | $1.6B | $5.5M | 501 | -- |
| Mar 2007 | $1.7B | $1.6B | $5.5M | 501 | -- |
| Feb 2007 | $1.1B | $1.1B | $2.3M | 501 | -- |
| Mar 2006 | $1.1B | $713.7M | $400M | 501 | -- |
| Jan 2006 | $1.1B | $713.7M | $400M | 501 | -- |
| Dec 2005 | $1.1B | $713.7M | $400M | 501 | -- |
| Dec 2005 | $1.1B | $713.7M | $400M | 501 | -- |
| Nov 2005 | $1.1B | $713.7M | $400M | 501 | -- |
| Jun 2005 | $1.1B | $713.7M | $400M | 501 | -- |
| Jan 2005 | $715M | $455M | $260M | 501 | -- |
| Sep 2004 | $715M | $455M | $260M | 501 | -- |
| Jul 2004 | $715M | $455M | $260M | 501 | -- |
| Apr 2004 | $715M | $455M | $260M | 501 | -- |
| Mar 2004 | $715M | $455M | $260M | 501 | -- |
| Jan 2004 | $525M | $273M | $252M | 501 | -- |
| Dec 2003 | $525M | $273M | $252M | 501 | -- |
| Nov 2003 | $525M | $273M | $252M | 501 | -- |
| Oct 2003 | $525M | $273M | $252M | 501 | -- |
| Mar 2002 | $580M | $238M | $342M | 501 | -- |
| Aug 2001 | $632.8M | $447.3M | $185.5M | 501 | -- |
| Jul 2001 | $632.8M | $447.3M | $185.5M | 501 | -- |
| Jul 2001 | $632.8M | $447.3M | $185.5M | 501 | -- |
| Jul 2001 | $632.8M | $447.3M | $185.5M | 501 | -- |
DateOct 2012
Total AUM$7.3B
Discretionary$6.5B
Non-Disc.$821M
Employees501
Clients10,000
DateAug 2012
Total AUM$7.3B
Discretionary$6.5B
Non-Disc.$821M
Employees501
Clients10,000
DateJul 2012
Total AUM$3.9B
Discretionary$3B
Non-Disc.$824.4M
Employees501
Clients10,000
DateJun 2012
Total AUM$3.9B
Discretionary$3B
Non-Disc.$824.4M
Employees501
Clients10,000
DateApr 2012
Total AUM$3.9B
Discretionary$3B
Non-Disc.$824.4M
Employees501
Clients10,000
DateApr 2012
Total AUM$3.9B
Discretionary$3B
Non-Disc.$824.4M
Employees501
Clients10,000
DateApr 2012
Total AUM$3.9B
Discretionary$3B
Non-Disc.$824.4M
Employees501
Clients10,000
DateMar 2012
Total AUM$3.9B
Discretionary$3B
Non-Disc.$824.4M
Employees501
Clients10,000
DateJan 2012
Total AUM$3.9B
Discretionary$3B
Non-Disc.$824.4M
Employees501
Clients10,000
DateDec 2011
Total AUM$3.6B
Discretionary$2.8B
Non-Disc.$808.4M
Employees501
Clients9,000
DateMay 2011
Total AUM$3.6B
Discretionary$2.8B
Non-Disc.$808.4M
Employees501
Clients--
DateJan 2011
Total AUM$2.9B
Discretionary$2.4B
Non-Disc.$448.2M
Employees501
Clients--
DateOct 2010
Total AUM$2.9B
Discretionary$2.4B
Non-Disc.$448.2M
Employees501
Clients--
DateSep 2010
Total AUM$2.9B
Discretionary$2.4B
Non-Disc.$448.2M
Employees501
Clients--
DateAug 2010
Total AUM$2.9B
Discretionary$2.4B
Non-Disc.$448.2M
Employees501
Clients--
DateJun 2010
Total AUM$2.9B
Discretionary$2.4B
Non-Disc.$448.2M
Employees501
Clients--
DateJun 2010
Total AUM$2.9B
Discretionary$2.4B
Non-Disc.$448.2M
Employees501
Clients--
DateOct 2009
Total AUM$2B
Discretionary$1.7B
Non-Disc.$309.1M
Employees501
Clients--
DateOct 2009
Total AUM$2B
Discretionary$1.7B
Non-Disc.$309.1M
Employees501
Clients--
DateJul 2009
Total AUM$2B
Discretionary$1.7B
Non-Disc.$309.1M
Employees501
Clients--
DateDec 2007
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$5.5M
Employees501
Clients--
DateOct 2007
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$5.5M
Employees501
Clients--
DateAug 2007
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$5.5M
Employees501
Clients--
DateAug 2007
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$5.5M
Employees501
Clients--
DateMay 2007
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$5.5M
Employees501
Clients--
DateMar 2007
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$5.5M
Employees501
Clients--
DateMar 2007
Total AUM$1.7B
Discretionary$1.6B
Non-Disc.$5.5M
Employees501
Clients--
DateFeb 2007
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$2.3M
Employees501
Clients--
DateMar 2006
Total AUM$1.1B
Discretionary$713.7M
Non-Disc.$400M
Employees501
Clients--
DateJan 2006
Total AUM$1.1B
Discretionary$713.7M
Non-Disc.$400M
Employees501
Clients--
DateDec 2005
Total AUM$1.1B
Discretionary$713.7M
Non-Disc.$400M
Employees501
Clients--
DateDec 2005
Total AUM$1.1B
Discretionary$713.7M
Non-Disc.$400M
Employees501
Clients--
DateNov 2005
Total AUM$1.1B
Discretionary$713.7M
Non-Disc.$400M
Employees501
Clients--
DateJun 2005
Total AUM$1.1B
Discretionary$713.7M
Non-Disc.$400M
Employees501
Clients--
DateJan 2005
Total AUM$715M
Discretionary$455M
Non-Disc.$260M
Employees501
Clients--
DateSep 2004
Total AUM$715M
Discretionary$455M
Non-Disc.$260M
Employees501
Clients--
DateJul 2004
Total AUM$715M
Discretionary$455M
Non-Disc.$260M
Employees501
Clients--
DateApr 2004
Total AUM$715M
Discretionary$455M
Non-Disc.$260M
Employees501
Clients--
DateMar 2004
Total AUM$715M
Discretionary$455M
Non-Disc.$260M
Employees501
Clients--
DateJan 2004
Total AUM$525M
Discretionary$273M
Non-Disc.$252M
Employees501
Clients--
DateDec 2003
Total AUM$525M
Discretionary$273M
Non-Disc.$252M
Employees501
Clients--
DateNov 2003
Total AUM$525M
Discretionary$273M
Non-Disc.$252M
Employees501
Clients--
DateOct 2003
Total AUM$525M
Discretionary$273M
Non-Disc.$252M
Employees501
Clients--
DateMar 2002
Total AUM$580M
Discretionary$238M
Non-Disc.$342M
Employees501
Clients--
DateAug 2001
Total AUM$632.8M
Discretionary$447.3M
Non-Disc.$185.5M
Employees501
Clients--
DateJul 2001
Total AUM$632.8M
Discretionary$447.3M
Non-Disc.$185.5M
Employees501
Clients--
DateJul 2001
Total AUM$632.8M
Discretionary$447.3M
Non-Disc.$185.5M
Employees501
Clients--
DateJul 2001
Total AUM$632.8M
Discretionary$447.3M
Non-Disc.$185.5M
Employees501
Clients--