CIBC WORLD MARKETS CORP.

CRD #630 SEC #801-10574 NEW YORK, NY 212-856-4000

SEC Registered Broker-Dealer

Total AUM

$6.8B

Discretionary

$1.2B

Employees

Clients

Accounts

43,719

Firm Details

Organization Type: Corporation
State of Formation: --
Fiscal Year End: OCTOBER
Registration Date: --
Latest Filing: Jan 14, 2004
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BLOOM, JAY ROBERT	I	MANAGING DIRECTOR, DIRECTOR	NA	Control
BLOOM, JAY ROBERT	I	MANAGING DIRECTOR, DIRECTOR	NA	Control
BLOOM, JAY ROBERT	I	VICE CHAIRMAN	NA	Control
BOURDON, PATRICIA ANN	I	SECRETARY	NA
BOURDON, PATRICIA ANN	I	SECRETARY	NA
BOURDON, PATRICIA ANN	I	SECRETARY	NA
BROWN, GARY WAYNE	I	DIRECTOR, MANAGING DIRECTOR	NA	Control
BURNS, JOYCE A.	I	MANAGING DIRECTOR	NA
BYCK, MARY E	I	MANAGING DIRECTOR	NA	Control
CAPATIDES, MICHAEL GUST	I	DIRECTOR	NA	Control
CAPATIDES, MICHAEL GUST	I	DIRECTOR	NA	Control
CAPATIDES, MICHAEL GUST	I	DIRECTOR, MANAGING DIRECTOR	NA	Control
CROWLEY, PETER JEREMIAH	I	MANAGING DIRECTOR, DIRECTOR	NA	Control
CROWLEY, PETER JEREMIAH	I	MANAGING DIRECTOR, DIRECTOR	NA	Control
CROWLEY, PETER JEREMIAH	I	MANAGING DIRECTOR	NA	Control
DEUTSCH, ROBERT ALAN	I	MANAGING DIRECTOR	NA	Control
GALLAGHER, THOMAS	I	DIRECTOR, VICE-CHAIRMAN	NA	Control
GALLAGHER, THOMAS	I	DIRECTOR, VICE-CHAIRMAN	NA	Control
GANZ, ELLIOT	I	ASSISTANT SECRETARY	NA
GERBER, CHARLES WARREN	I	GENERAL COUNSEL	NA
HASSARD, RICHARD D	I	MANAGING DIRECTOR, DIRECTOR	NA	Control
HASSARD, RICHARD D	I	MANAGING DIRECTOR, DIRECTOR	NA	Control
HEINBERG, MARSHALL ANDREW	I	MANAGING DIRECTOR, DIRECTOR	NA	Control
HEINBERG, MARSHALL ANDREW	I	MANAGING DIRECTOR, DIRECTOR	NA	Control
HEINBERG, MARSHALL ANDREW	I	MANAGING DIRECTOR	NA	Control
HELLIER, JOHN DAVID	I	MANAGING DIRECTOR	NA	Control
HEYER, ANDREW ROBERT	I	MANAGING DIRECTOR, DIRECTOR	NA	Control
HEYER, ANDREW ROBERT	I	MANAGING DIRECTOR, DIRECTOR	NA	Control
HEYER, ANDREW ROBERT	I	VICE CHAIRMAN	NA	Control
HIGGINS, MICHAEL PATRICK	I	MANAGING DIRECTOR	NA	Control
IANNUZZI, SALVATORE	I	MANAGEMENT COMMITTEE MEMBER	NA	Control
IANNUZZI, SALVATORE	I	MANAGEMENT COMMITTEE MEMBER	NA	Control
IANNUZZI, SALVATORE	I	DIRECTOR, MANAGING DIRECTOR	NA	Control
KAPLAN, MARK E	I	MANAGING DIRECTOR, GENERAL COUNSEL	NA	Control
KASSIE, DAVID JONATHAN	I	CHAIRMAN OF THE BOARD OF DIRECTORS	NA	Control
KASSIE, DAVID JONATHAN	I	CHAIRMAN OF THE BOARD OF DIRECTORS	NA	Control
KASSIE, DAVID JONATHAN	I	CHAIRMAN OF THE BOARD OF DIRECTORS	NA	Control
KEHLER, DEAN CASPAR	I	DIRECTOR, MANAGING DIRECTOR	NA	Control
KEHLER, DEAN CASPAR	I	DIRECTOR, MANAGING DIRECTOR	NA	Control
KEHLER, DEAN CASPAR	I	VICE CHAIRMAN	NA	Control
KOTOWSKI, CHRISTOPH M	I	MANAGING DIRECTOR	NA	Control
KROPF, JOHN WILLIAM	I	CHIEF OPERATIONS OFFICER	NA	Control
LEVY, EDWARD	I	MANAGING DIRECTOR	NA	Control
NEILSON, MICHAEL JOHN	I	DIRECTOR, MANAGING DIRECTOR	NA	Control
NEILSON, MICHAEL JOHN	I	DIRECTOR, MANAGING DIRECTOR	NA	Control
NOVATT, SETH BRADLEY	I	DIRECTOR, MANAGING DIRECTOR	NA	Control
NOVATT, SETH BRADLEY	I	DIRECTOR, MANAGING DIRECTOR	NA	Control
PERMUT, KYLE ADAM	I	DIRECTOR, MANAGING DIRECTOR	NA	Control
PERMUT, KYLE ADAM	I	DIRECTOR, MANAGING DIRECTOR	NA	Control
PERMUT, KYLE ADAM	I	MANAGING DIRECTOR	NA	Control
PHOENIX, WILLIAM PAUL	I	DIRECTOR, MANAGING DIRECTOR	NA	Control
PHOENIX, WILLIAM PAUL	I	DIRECTOR, MANAGING DIRECTOR	NA	Control
PHOENIX, WILLIAM PAUL	I	MANAGING DIRECTOR	NA	Control
RENIHAN, BRUCE ALAN	I	CFO, DIRECTOR, MANAGING DIRECTOR	NA	Control
RENIHAN, BRUCE ALAN	I	CFO, DIRECTOR, MANAGING DIRECTOR	NA	Control
ROBBINS, LORNE	I	DIRECTOR	NA	Control
ROBBINS, LORNE	I	DIRECTOR	NA	Control
ROGERS, PAUL DAVID	I	PRESIDENT, DIRECTOR	NA	Control
ROGERS, PAUL DAVID	I	PRESIDENT, DIRECTOR	NA	Control
ROGERS, PAUL DAVID	I	PRESIDENT, DIRECTOR	NA	Control
RUBACKY, PAUL IGNATIAUS	I	CHIEF FINANCIAL OFFICER	NA	Control
SCHWARTZ, MICHAEL	I	SENIOR ROP	NA
SCHWARTZ, MICHAEL	I	SENIOR ROP	NA
SHAW, BRIAN	I	DIRECTOR, MANAGING DIRECTOR	NA	Control
SMITH, RAYMOND CHRISTOPHER	I	US MANAGEMENT COMMITTEE MEMBER	NA	Control
SPOHLER, BRUCE JOHN	I	MANAGING DIRECTOR	NA	Control
THIBEAULT, JEFFREY DAVID	I	CHIEF COMPLIANCE OFFICER	NA
THIBEAULT, JEFFREY DAVID	I	CHIEF COMPLIANCE OFFICER	NA
THIBEAULT, JEFFREY DAVID	I	CHIEF COMPLIANCE OFFICER, SENIOR ROP	NA
WEISS, MICHAEL EDWARD	I	CHIEF OPERATIONS OFFICER, MANAGING DIRECTOR	NA	Control
WEISS, MICHAEL EDWARD	I	CHIEF OPERATIONS OFFICER, MANAGING DIRECTOR	NA	Control
CIBC WORLD MARKETS HOLDINGS INC.	DE	100% SHAREHOLDER	E	Control
CIBC WORLD MARKETS HOLDINGS INC.	DE	100% SHAREHOLDER	E	Control
CIBC WORLD MARKETS HOLDINGS INC.	DE	100% SHAREHOLDER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CANADIAN IMPERIAL BANK OF COMMERCE	FE	CIBC WORLD MARKETS INC.	E	Control
CANADIAN IMPERIAL BANK OF COMMERCE	FE	CIBC WORLD MARKETS INC.	E	Control
CANADIAN IMPERIAL BANK OF COMMERCE	FE	CIBC WORLD MARKETS INC.	E	Control
CIBC DELAWARE HOLDINGS INC.	DE	CIBC WORLD MARKETS HOLDINGS INC.	E	Control
CIBC DELAWARE HOLDINGS INC.	DE	CIBC WORLD MARKETS HOLDINGS INC.	E	Control
CIBC DELAWARE HOLDINGS INC.	DE	CIBC WORLD MARKETS HOLDINGS INC.	E	Control
CIBC WORLD MARKETS INC.	FE	CIBC DELAWARE HOLDINGS INC.	E	Control
CIBC WORLD MARKETS INC.	FE	CIBC DELAWARE HOLDINGS INC.	E	Control
CIBC WORLD MARKETS INC.	FE	CIBC DELAWARE HOLDINGS INC.	E	Control

Registrations

Federal

Jan 14, 2004 REGISTERED

Notice Filings (49)

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Address

425 LEXINGTON AVENUE
NEW YORK, NY 10017
USA

Phone: 212-856-4000