CROWN CAPITAL SECURITIES, L.P.
CRD #6312 SEC #801-57663 ORANGE, CA 714-547-9481
SEC Registered Broker-Dealer Disclosures
Total AUM
$1.2B
Discretionary
$144.9M
Employees
164
Clients
251
Accounts
5,654
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2023
- Branch Offices
- 93
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURCHETT, ROBERT DEAN | I | FINOP | NA | Control |
| BURCHETT, ROBERT DEAN | I | FINOP | NA | Control |
| BURCHETT, ROBERT DEAN | I | FINOP | NA | Control |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | SR. VP. CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | SR. VP. CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | SR. VP. CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| EDWARDS, DON MICHAEL | I | CFO/FINOP/CONTROLLER | NA | |
| FRENCH, JONATHAN LEE | I | EXECUTIVE V.P./ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | EXECUTIVE V.P./ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | SR. VP. TRADING/ MKTG. MUNICIPAL PRINCIPAL/CROP | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | EXECUTIVE V.P./ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | EXECUTIVE V.P./ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | SR. VP. TRADING/ MKTG. MUNICIPAL PRINCIPAL/CROP | NA | |
| FRENCH, JONATHAN LEE | I | SR. VP. TRADING/ MKTG. MUNICIPAL PRINCIPAL/CROP | NA | |
| FRENCH, JONATHAN LEE | I | EXECUTIVE V.P./ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | EXECUTIVE V.P./ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | EXECUTIVE V.P./ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | NA | |
| FRENCH, JONATHAN LEE | I | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | NA | |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | NA | Control |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| PAULSEN, PHYLLIS JEAN | I | SR. VP/DIR/CAO DIR./LIC & REG/SEC | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | COO/DIR./INV. ADV. SERV./CCO | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | SR. VP/INV. ADV. SERV./CCO | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | COO/DIR./INV. ADV. SERV./CCO | NA | |
| SUNDSTEDT, NILS HENRIK | I | COO/DIR./INV. ADV. SERV./CCO | NA | |
| SUNDSTEDT, NILS HENRIK | I | SR. VP/INV. ADV. SERV./CCO | NA | |
| SUNDSTEDT, NILS HENRIK | I | SR. VP/INV. ADV. SERV./CCO | NA | |
| SUNDSTEDT, NILS HENRIK | I | COO/DIR./INV. ADV. SERV./CCO | NA | |
| SUNDSTEDT, NILS HENRIK | I | COO/DIR./INV. ADV. SERV./CCO | NA | |
| SUNDSTEDT, NILS HENRIK | I | COO/DIR./INV. ADV. SERV./CCO | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| SUNDSTEDT, NILS HENRIK | I | CHIEF COMPLIANCE OFFICER/COO/DIR./INV. ADV. SERV. | NA | |
| THOMPSON, APRYL ALYNN | I | VP, BROKERAGE OPERATIONS | NA | |
| THOMPSON, APRYL ALYNN | I | VP, BROKERAGE OPERATIONS | NA | |
| THOMPSON, APRYL ALYNN | I | VP, BROKERAGE OPERATIONS | NA | |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA CAPITAL HOLDINGS, LLC | DE | GENERAL PARTNER | D | Control |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | SHAREHOLDER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| DELTA BROKER HOLDING, LLC | DE | LIMITED PARTNER | C | |
| PAULSEN, DAROL KENNETH | I | PRESIDENT/CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | PRESIDENT/CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | PRESIDENT/CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | PRESIDENT/CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | PRESIDENT/CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | PRESIDENT/CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | PRESIDENT/CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | PRESIDENT/CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | PRESIDENT/CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | PRESIDENT/CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | C | Control |
| PAULSEN, DAROL KENNETH | I | CEO/DIR./TREASURER/SROP | C | Control |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B | |
| RET, L.P. | DE | SHAREHOLDER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
| PAULSEN, DAROL KENNETH | I | DELTA CAPITAL HOLDINGS, LLC | D | Control |
Registrations
Federal
IA
Apr 1, 2023 REGISTERED
Notice Filings (43)
AK AL AR AZ CA CO CT DE FL GA HI IA ID IL IN KS KY LA MA MD MI MN MO MS MT NC ND NE NJ NM NV NY OH OK OR PA SC TN TX UT VA WA WI
Address
725 TOWN & COUNTRY ROADSUITE 530
ORANGE, CA 92868
United States
Phone: 714-547-9481