SF INVESTMENTS, INC.
Legal name: SF INVESTMENT ADVISERS
CRD #6564 SEC #801-66533 HIGHLAND PARK, IL 847-926-5700
SEC Registered Broker-Dealer Disclosures
Total AUM
$444.1M
Discretionary
$444.1M
Employees
11
Clients
--
Accounts
448
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEGOUN, SHERWIN TERRY | I | SROP | NA | |
| JUST, GARY ALAN | I | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| JUST, GARY ALAN | I | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| JUST, GARY ALAN | I | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| JUST, GARY ALAN | I | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| JUST, GARY ALAN | I | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| JUST, GARY ALAN | I | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| JUST, GARY ALAN | I | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| JUST, GARY ALAN | I | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| SHAPIRO BEIDER, LESLEY E | I | TRUSTEE LESLEY SHAPIRO BEIDER GIFT TRUST | NA | |
| SHAPIRO BEIDER, LESLEY E | I | TRUSTEE LESLEY SHAPIRO BEIDER GIFT TRUST | NA | |
| SHAPIRO BEIDER, LESLEY E | I | TRUSTEE LESLEY SHAPIRO BEIDER GIFT TRUST | NA | |
| SHAPIRO BEIDER, LESLEY E | I | TRUSTEE LESLEY SHAPIRO BEIDER GIFT TRUST | NA | |
| SHAPIRO BEIDER, LESLEY E | I | TRUSTEE LESLEY SHAPIRO BEIDER GIFT TRUST | NA | |
| SHAPIRO BEIDER, LESLEY E | I | TRUSTEE LESLEY SHAPIRO BEIDER GIFT TRUST | NA | |
| SHAPIRO BEIDER, LESLEY E | I | TRUSTEE LESLEY SHAPIRO BEIDER GIFT TRUST | NA | |
| SHAPIRO BEIDER, LESLEY E | I | TRUSTEE LESLEY SHAPIRO BEIDER GIFT TRUST | NA | |
| SHAPIRO, DANIEL MARK | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAPIRO, DANIEL MARK | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAPIRO, DANIEL MARK | I | CEO/CHIEF COMPLIANCE OFFICER, TRUSTEE OF DANIEL SHAPIRO GIFT TRUST | NA | Control |
| SHAPIRO, DANIEL MARK | I | CEO/CHIEF COMPLIANCE OFFICER, TRUSTEE OF DANIEL SHAPIRO GIFT TRUST | NA | Control |
| SHAPIRO, DANIEL MARK | I | CEO/CHIEF COMPLIANCE OFFICER, TRUSTEE OF DANIEL SHAPIRO GIFT TRUST | NA | Control |
| SHAPIRO, DANIEL MARK | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAPIRO, DANIEL MARK | I | CEO/CHIEF COMPLIANCE OFFICER, TRUSTEE OF DANIEL SHAPIRO GIFT TRUST | NA | Control |
| SHAPIRO, DANIEL MARK | I | CEO/CHIEF COMPLIANCE OFFICER, TRUSTEE OF DANIEL SHAPIRO GIFT TRUST | NA | Control |
| SHAPIRO, DANIEL MARK | I | CEO/CHIEF COMPLIANCE OFFICER, TRUSTEE OF DANIEL SHAPIRO GIFT TRUST | NA | Control |
| SHAPIRO, DANIEL MARK | I | CEO/CHIEF COMPLIANCE OFFICER, TRUSTEE OF DANIEL SHAPIRO GIFT TRUST | NA | Control |
| SHAPIRO, DANIEL MARK | I | CEO/CHIEF COMPLIANCE OFFICER, TRUSTEE OF DANIEL SHAPIRO GIFT TRUST | NA | Control |
| SHAPIRO, STEVEN ARTHUR | I | VICE PRESIDENT/CORPORATE SECRETARY | NA | |
| SHAPIRO, STEVEN ARTHUR | I | VICE PRESIDENT/CORPORATE SECRETARY | NA | |
| SHAPIRO, STEVEN ARTHUR | I | VICE PRESIDENT/CHIEF INVESTMENT OFFICER, TRUSTEE STEVEN SHAPIRO GIFT TRUST | NA | Control |
| SHAPIRO, STEVEN ARTHUR | I | VICE PRESIDENT/CHIEF INVESTMENT OFFICER, TRUSTEE STEVEN SHAPIRO GIFT TRUST | NA | Control |
| SHAPIRO, STEVEN ARTHUR | I | VICE PRESIDENT/CHIEF INVESTMENT OFFICER, TRUSTEE STEVEN SHAPIRO GIFT TRUST | NA | Control |
| SHAPIRO, STEVEN ARTHUR | I | VICE PRESIDENT/CORPORATE SECRETARY | NA | |
| SHAPIRO, STEVEN ARTHUR | I | VICE PRESIDENT/CHIEF INVESTMENT OFFICER, TRUSTEE STEVEN SHAPIRO GIFT TRUST | NA | Control |
| SHAPIRO, STEVEN ARTHUR | I | VICE PRESIDENT/CHIEF INVESTMENT OFFICER, TRUSTEE STEVEN SHAPIRO GIFT TRUST | NA | Control |
| SHAPIRO, STEVEN ARTHUR | I | VICE PRESIDENT/CHIEF INVESTMENT OFFICER, TRUSTEE STEVEN SHAPIRO GIFT TRUST | NA | Control |
| SHAPIRO, STEVEN ARTHUR | I | VICE PRESIDENT/CHIEF INVESTMENT OFFICER, TRUSTEE STEVEN SHAPIRO GIFT TRUST | NA | Control |
| SHAPIRO, STEVEN ARTHUR | I | VICE PRESIDENT/CHIEF INVESTMENT OFFICER, TRUSTEE STEVEN SHAPIRO GIFT TRUST | NA | Control |
| SHELBY, LUTHER LYNN | I | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| SHELBY, LUTHER LYNN | I | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| SHELBY, LUTHER LYNN | I | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| SHAPIRO, NATHAN | I | PRESIDENT | E | Control |
| SHAPIRO, NATHAN | I | PRESIDENT | E | Control |
| SHAPIRO, NATHAN | I | PRESIDENT | E | Control |
| DANIEL SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTOL PERSON; NON -VOTING SHARES | C | Control |
| DANIEL SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTOL PERSON; NON -VOTING SHARES | C | Control |
| DANIEL SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTOL PERSON; NON -VOTING SHARES | C | Control |
| DANIEL SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTOL PERSON; NON -VOTING SHARES | C | Control |
| DANIEL SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTOL PERSON; NON -VOTING SHARES | C | Control |
| DANIEL SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTOL PERSON; NON -VOTING SHARES | C | Control |
| DANIEL SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTOL PERSON; NON -VOTING SHARES | C | Control |
| DANIEL SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTOL PERSON; NON -VOTING SHARES | C | Control |
| LESLEY SHAPIRO BEIDER GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS NOT A CONTROL PERSON; NON-VOTING SHARES | C | |
| LESLEY SHAPIRO BEIDER GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS NOT A CONTROL PERSON; NON-VOTING SHARES | C | |
| LESLEY SHAPIRO BEIDER GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS NOT A CONTROL PERSON; NON-VOTING SHARES | C | |
| LESLEY SHAPIRO BEIDER GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS NOT A CONTROL PERSON; NON-VOTING SHARES | C | |
| LESLEY SHAPIRO BEIDER GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS NOT A CONTROL PERSON; NON-VOTING SHARES | C | |
| LESLEY SHAPIRO BEIDER GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS NOT A CONTROL PERSON; NON-VOTING SHARES | C | |
| LESLEY SHAPIRO BEIDER GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS NOT A CONTROL PERSON; NON-VOTING SHARES | C | |
| LESLEY SHAPIRO BEIDER GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS NOT A CONTROL PERSON; NON-VOTING SHARES | C | |
| STEVEN SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTROL PERSON; NON-VOTING SHARES | C | Control |
| STEVEN SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTROL PERSON; NON-VOTING SHARES | C | Control |
| STEVEN SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTROL PERSON; NON-VOTING SHARES | C | Control |
| STEVEN SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTROL PERSON; NON-VOTING SHARES | C | Control |
| STEVEN SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTROL PERSON; NON-VOTING SHARES | C | Control |
| STEVEN SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTROL PERSON; NON-VOTING SHARES | C | Control |
| STEVEN SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTROL PERSON; NON-VOTING SHARES | C | Control |
| STEVEN SHAPIRO GIFT TRUST | DE | SHAREHOLDER - TRUSTEE IS A CONTROL PERSON; NON-VOTING SHARES | C | Control |
Registrations
Federal
IA
Jul 30, 2012 REGISTERED
Notice Filings (7)
CA FL IL NH NJ NY TX
Address
799 CENTRAL AVENUESUITE 350
HIGHLAND PARK, IL 60035
United States
Phone: 847-926-5700