FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
CRD #6609 SEC #801-15260 PASADENA, CA 626-796-6622
SEC Registered Broker-Dealer Private Funds Disclosures
Total AUM
$565.2M
Discretionary
$565.2M
Employees
11
Clients
0
Accounts
539
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| May 2014 | $754.5M | $754.5M | $0 | 15 | 500 |
| Apr 2014 | $754.5M | $754.5M | $0 | 15 | 500 |
| Dec 2013 | $724.3M | $724.3M | $0 | 16 | 500 |
| Jul 2013 | $591.6M | $591.6M | $0 | 16 | 500 |
| Jun 2013 | $591.6M | $591.6M | $0 | 16 | 500 |
| May 2013 | $591.6M | $591.6M | $0 | 16 | 500 |
| Apr 2013 | $591.6M | $591.6M | $0 | 16 | 500 |
| Mar 2013 | $591.6M | $591.6M | $0 | 16 | 500 |
| Dec 2012 | $591.6M | $591.6M | $0 | 16 | 500 |
| Dec 2012 | $591.6M | $591.6M | $0 | 16 | 500 |
| Oct 2012 | $593.3M | $593.3M | $0 | 11 | 500 |
| Jun 2012 | $650.4M | $650.4M | $0 | 11 | 500 |
| Mar 2012 | $565.2M | $565.2M | $0 | 11 | 500 |
| Dec 2011 | $541.6M | $541.6M | $0 | 11 | 500 |
| Jun 2011 | $680.1M | $680.1M | $0 | -- | -- |
| Mar 2011 | $581.7M | $581.7M | $0 | -- | -- |
| Dec 2010 | $506M | $506M | $0 | -- | -- |
| Jul 2010 | $516M | $516M | $0 | -- | -- |
| Jun 2010 | $528.5M | $528.5M | $0 | -- | -- |
| Mar 2010 | $478.9M | $478.9M | $0 | -- | -- |
| Dec 2007 | $646.5M | $646.5M | $0 | -- | -- |
| Jan 2007 | $466M | $466M | $0 | -- | -- |
| Nov 2005 | $320.8M | $320.8M | $0 | -- | -- |
| Nov 2005 | $181.8M | $181.8M | $0 | -- | -- |
| Oct 2005 | $181.8M | $181.8M | $0 | -- | -- |
| Jan 2005 | $181.8M | $181.8M | $0 | -- | -- |
| Jul 2004 | $105.8M | $105.8M | $0 | 10 | -- |
| Dec 2003 | $105.8M | $105.8M | $0 | 10 | -- |
| Jul 2001 | $40.7M | $40.7M | $0 | 10 | -- |
DateMay 2014
Total AUM$754.5M
Discretionary$754.5M
Non-Disc.$0
Employees15
Clients500
DateApr 2014
Total AUM$754.5M
Discretionary$754.5M
Non-Disc.$0
Employees15
Clients500
DateDec 2013
Total AUM$724.3M
Discretionary$724.3M
Non-Disc.$0
Employees16
Clients500
DateJul 2013
Total AUM$591.6M
Discretionary$591.6M
Non-Disc.$0
Employees16
Clients500
DateJun 2013
Total AUM$591.6M
Discretionary$591.6M
Non-Disc.$0
Employees16
Clients500
DateMay 2013
Total AUM$591.6M
Discretionary$591.6M
Non-Disc.$0
Employees16
Clients500
DateApr 2013
Total AUM$591.6M
Discretionary$591.6M
Non-Disc.$0
Employees16
Clients500
DateMar 2013
Total AUM$591.6M
Discretionary$591.6M
Non-Disc.$0
Employees16
Clients500
DateDec 2012
Total AUM$591.6M
Discretionary$591.6M
Non-Disc.$0
Employees16
Clients500
DateDec 2012
Total AUM$591.6M
Discretionary$591.6M
Non-Disc.$0
Employees16
Clients500
DateOct 2012
Total AUM$593.3M
Discretionary$593.3M
Non-Disc.$0
Employees11
Clients500
DateJun 2012
Total AUM$650.4M
Discretionary$650.4M
Non-Disc.$0
Employees11
Clients500
DateMar 2012
Total AUM$565.2M
Discretionary$565.2M
Non-Disc.$0
Employees11
Clients500
DateDec 2011
Total AUM$541.6M
Discretionary$541.6M
Non-Disc.$0
Employees11
Clients500
DateJun 2011
Total AUM$680.1M
Discretionary$680.1M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$581.7M
Discretionary$581.7M
Non-Disc.$0
Employees--
Clients--
DateDec 2010
Total AUM$506M
Discretionary$506M
Non-Disc.$0
Employees--
Clients--
DateJul 2010
Total AUM$516M
Discretionary$516M
Non-Disc.$0
Employees--
Clients--
DateJun 2010
Total AUM$528.5M
Discretionary$528.5M
Non-Disc.$0
Employees--
Clients--
DateMar 2010
Total AUM$478.9M
Discretionary$478.9M
Non-Disc.$0
Employees--
Clients--
DateDec 2007
Total AUM$646.5M
Discretionary$646.5M
Non-Disc.$0
Employees--
Clients--
DateJan 2007
Total AUM$466M
Discretionary$466M
Non-Disc.$0
Employees--
Clients--
DateNov 2005
Total AUM$320.8M
Discretionary$320.8M
Non-Disc.$0
Employees--
Clients--
DateNov 2005
Total AUM$181.8M
Discretionary$181.8M
Non-Disc.$0
Employees--
Clients--
DateOct 2005
Total AUM$181.8M
Discretionary$181.8M
Non-Disc.$0
Employees--
Clients--
DateJan 2005
Total AUM$181.8M
Discretionary$181.8M
Non-Disc.$0
Employees--
Clients--
DateJul 2004
Total AUM$105.8M
Discretionary$105.8M
Non-Disc.$0
Employees10
Clients--
DateDec 2003
Total AUM$105.8M
Discretionary$105.8M
Non-Disc.$0
Employees10
Clients--
DateJul 2001
Total AUM$40.7M
Discretionary$40.7M
Non-Disc.$0
Employees10
Clients--