GUARDIAN INVESTOR SERVICES LLC
CRD #6635 SEC #801-9654 NEW YORK, NY 212-919-2517
SEC Registered Broker-Dealer
Total AUM
$5.1B
Discretionary
$5.1B
Employees
251
Clients
0
Accounts
14
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALDWIN, KENNETH RONE | I | LLC MANAGER | NA | |
| BALDWIN, KENNETH RONE | I | LLC MANAGER | NA | |
| BESSEL, MICHAEL JOSEPH | I | CHIEF COMPLIANCE OFFICER, ADVISER | NA | |
| BESSEL, MICHAEL JOSEPH | I | CHIEF COMPLIANCE OFFICER, ADVISER | NA | |
| BESSEL, MICHAEL JOSEPH | I | CHIEF COMPLIANCE OFFICER, ADVISER | NA | |
| BESSEL, MICHAEL JOSEPH | I | CHIEF COMPLIANCE OFFICER, ADVISER | NA | |
| BESSEL, MICHAEL JOSEPH | I | CHIEF COMPLIANCE OFFICER, ADVISER | NA | |
| BESSEL, MICHAEL JOSEPH | I | CHIEF COMPLIANCE OFFICER, ADVISER | NA | |
| BESSEL, MICHAEL JOSEPH | I | CHIEF COMPLIANCE OFFICER, ADVISER | NA | |
| BESSEL, MICHAEL JOSEPH | I | CHIEF COMPLIANCE OFFICER, ADVISER | NA | |
| BESSEL, MICHAEL JOSEPH | I | CHIEF COMPLIANCE OFFICER, ADVISER | NA | |
| BESSEL, MICHAEL JOSEPH | I | CHIEF COMPLIANCE OFFICER, ADVISER | NA | |
| BESSEL, MICHAEL JOSEPH | I | CHIEF COMPLIANCE OFFICER, ADVISER | NA | |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | DIRECTOR | NA | Control |
| BROATCH, ROBERT ERNEST | I | DIRECTOR | NA | Control |
| BROATCH, ROBERT ERNEST | I | DIRECTOR | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| BROATCH, ROBERT ERNEST | I | LLC MANAGER | NA | Control |
| CALLAHAN, DENNIS S | I | LLC MANAGER | NA | Control |
| CALLAHAN, DENNIS S | I | LLC MANAGER | NA | Control |
| CARUSO, JOSEPH ANTHONY | I | LLC MANAGER | NA | |
| CARUSO, JOSEPH ANTHONY | I | LLC MANAGER | NA | |
| CARUSO, JOSEPH ANTHONY | I | LLC MANAGER | NA | Control |
| CARUSO, JOSEPH ANTHONY | I | LLC MANAGER | NA | |
| CARUSO, JOSEPH ANTHONY | I | LLC MANAGER | NA | |
| CARUSO, JOSEPH ANTHONY | I | LLC MANAGER | NA | |
| CARUSO, JOSEPH ANTHONY | I | SECRETARY | NA | |
| CARUSO, JOSEPH ANTHONY | I | SECRETARY | NA | |
| CARUSO, JOSEPH ANTHONY | I | LLC MANAGER | NA | |
| CARUSO, JOSEPH ANTHONY | I | LLC MANAGER | NA | |
| CARUSO, JOSEPH ANTHONY | I | LLC MANAGER | NA | |
| CARUSO, JOSEPH ANTHONY | I | LLC MANAGER | NA | |
| CARUSO, JOSEPH ANTHONY | I | SECRETARY | NA | |
| CARUSO, JOSEPH ANTHONY | I | SECRETARY | NA | |
| CARUSO, JOSEPH ANTHONY | I | SECRETARY | NA | |
| CEFOLE, MICHAEL B | I | LLC MANAGER | NA | Control |
| CEFOLE, MICHAEL B | I | PRESIDENT & LLC MANAGER | NA | Control |
| CEFOLE, MICHAEL B | I | PRESIDENT & LLC MANAGER | NA | Control |
| CEFOLE, MICHAEL B | I | PRESIDENT & LLC MANAGER | NA | Control |
| CEFOLE, MICHAEL B | I | PRESIDENT & LLC MANAGER | NA | Control |
| CEFOLE, MICHAEL B | I | LLC MANAGER | NA | Control |
| CEFOLE, MICHAEL B | I | PRESIDENT & LLC MANAGER | NA | Control |
| CEFOLE, MICHAEL B | I | PRESIDENT & LLC MANAGER | NA | Control |
| CEFOLE, MICHAEL B | I | LLC MANAGER | NA | Control |
| CEFOLE, MICHAEL B | I | PRESIDENT & LLC MANAGER | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | SECOND VICE PRESIDENT | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | SECOND VICE PRESIDENT | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | EXECUTIVE PRESIDENT | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | EXECUTIVE PRESIDENT | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | SR. VICE PRESIDENT & COMPLIANCE OFFICER | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CUMISKEY, RICHARD ALLEN JR | I | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| DE PALO, ARMAND MICHAEL | I | DIRECTOR | NA | Control |
| DE PALO, ARMAND MICHAEL | I | DIRECTOR | NA | Control |
| DEPALO, ARMAND MICHAEL | I | LLC MANAGER | NA | |
| DEPALO, ARMAND MICHAEL | I | LLC MANAGER | NA | |
| DEPALO, ARMAND MICHAEL | I | LLC MANAGER | NA | |
| DEPALO, ARMAND MICHAEL | I | LLC MANAGER | NA | |
| DEPALO, ARMAND MICHAEL | I | LLC MANAGER | NA | |
| DEPALO, ARMAND MICHAEL | I | DIRECTOR | NA | |
| DEPALO, ARMAND MICHAEL | I | DIRECTOR | NA | |
| DEPALO, ARMAND MICHAEL | I | DIRECTOR | NA | |
| DOLFI, D. SCOTT | I | LLC MANAGER | NA | Control |
| DONCSECZ, EILEEN MARIE | I | INVESTMENT ADVISER CHIEF COMPLIANCE OFFICER, INTERIM | NA | |
| DONCSECZ, EILEEN MARIE | I | INVESTMENT ADVISER CHIEF COMPLIANCE OFFICER, INTERIM | NA | |
| DONCSECZ, EILEEN MARIE | I | INVESTMENT ADVISER CHIEF COMPLIANCE OFFICER, INTERIM | NA | |
| FERIK, MICHAEL NICHOLAS | I | LLC MANAGER | NA | Control |
| FERIK, MICHAEL NICHOLAS | I | LLC MANAGER | NA | Control |
| FERIK, MICHAEL NICHOLAS | I | LLC MANAGER | NA | Control |
| FERIK, MICHAEL NICHOLAS | I | LLC MANAGER | NA | Control |
| FERIK, MICHAEL NICHOLAS | I | LLC MANAGER | NA | Control |
| FERIK, MICHAEL NICHOLAS | I | LLC MANAGER | NA | Control |
| FERIK, MICHAEL NICHOLAS | I | LLC MANAGER | NA | Control |
| FERIK, MICHAEL NICHOLAS | I | LLC MANAGER | NA | Control |
| FERIK, MICHAEL NICHOLAS | I | LLC MANAGER | NA | Control |
| HUTCHINGS, PETER LOUNSBERY | I | DIRECTOR | NA | Control |
| HUTCHINGS, PETER LOUNSBERY | I | DIRECTOR | NA | Control |
| JONES, FRANK JOSEPH | I | DIRECTOR | NA | Control |
| JONES, FRANK JOSEPH | I | DIRECTOR | NA | Control |
| LENDERINK, GARY BERT | I | LLC MANAGER | NA | Control |
| LENDERINK, GARY BERT | I | LLC MANAGER | NA | Control |
| LENDERINK, GARY BERT | I | LLC MANAGER | NA | Control |
| LENDERINK, GARY BERT | I | LLC MANAGER | NA | Control |
| LENDERINK, GARY BERT | I | LLC MANAGER | NA | Control |
| LENDERINK, GARY BERT | I | LLC MANAGER | NA | Control |
| LENDERINK, GARY BERT | I | DIRECTOR | NA | Control |
| LENDERINK, GARY BERT | I | DIRECTOR | NA | Control |
| LENDERINK, GARY BERT | I | DIRECTOR | NA | Control |
| LONG, BRUCE CARSON | I | LLC MANAGER | NA | Control |
| LONG, BRUCE CARSON | I | LLC MANAGER | NA | Control |
| LONG, BRUCE CARSON | I | LLC MANAGER | NA | Control |
| LONG, BRUCE CARSON | I | EXECUTIVE VICE- PRESIDENT & DIRECTOR | NA | Control |
| LONG, BRUCE CARSON | I | EXECUTIVE VICE- PRESIDENT & DIRECTOR | NA | Control |
| LONG, BRUCE CARSON | I | LLC MANAGER | NA | Control |
| LONG, BRUCE CARSON | I | LLC MANAGER | NA | Control |
| LONG, BRUCE CARSON | I | PRESIDENT | NA | Control |
| LONG, BRUCE CARSON | I | PRESIDENT | NA | Control |
| LONG, BRUCE CARSON | I | PRESIDENT | NA | Control |
| MANNING, DENNIS | I | LLC MANAGER | NA | Control |
| MANNING, DENNIS | I | LLC MANAGER | NA | Control |
| MANNING, DENNIS | I | LLC MANAGER | NA | Control |
| MANNING, DENNIS | I | LLC MANAGER | NA | Control |
| MANNING, DENNIS | I | LLC MANAGER | NA | Control |
| MANNING, DENNIS | I | LLC MANAGER | NA | Control |
| MANNING, DENNIS | I | DIRECTOR | NA | Control |
| MANNING, DENNIS | I | DIRECTOR | NA | Control |
| MANNING, DENNIS | I | DIRECTOR | NA | Control |
| PEPE, FRANK LOUIS | I | SR. VICE-PRESIDENT & CONTROLLER | NA | Control |
| PEPE, FRANK LOUIS | I | SR. VICE-PRESIDENT & CONTROLLER | NA | Control |
| PEPE, FRANK LOUIS | I | FINANCE/ACCOUNTING OFFICER | NA | Control |
| PEPE, FRANK LOUIS | I | FINANCE/ACCOUNTING OFFICER | NA | Control |
| PEPE, FRANK LOUIS | I | SR. VICE-PRESIDENT & CONTROLLER | NA | Control |
| PEPE, FRANK LOUIS | I | SR. VICE-PRESIDENT & CONTROLLER | NA | Control |
| PEPE, FRANK LOUIS | I | SR. VICE-PRESIDENT & CONTROLLER | NA | Control |
| PINCUS, CAITLIN S J | I | LLC MANAGER | NA | Control |
| PINCUS, CAITLIN S J | I | LLC MANAGER | NA | Control |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | VICE PRESIDENT/COUNSEL | NA | Control |
| POTTER, RICHARD THOMAS JR | I | VICE PRESIDENT/COUNSEL | NA | Control |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| POTTER, RICHARD THOMAS JR | I | SR. VICE PRESIDENT & COUNSEL | NA | |
| RICH, TRACY LEON | I | EXEC. VP, GENERAL COUNSEL & CORP. SEC. | NA | |
| RICH, TRACY LEON | I | EXEC. VP, GENERAL COUNSEL & CORP. SEC. | NA | Control |
| RICH, TRACY LEON | I | EXEC. VP, GENERAL COUNSEL & CORP. SEC. | NA | Control |
| RICH, TRACY LEON | I | EXEC. VP, GENERAL COUNSEL & CORP. SEC. | NA | |
| RICH, TRACY LEON | I | EXEC. VP, GENERAL COUNSEL & CORP. SEC. | NA | Control |
| RICH, TRACY LEON | I | EXEC. VP, GENERAL COUNSEL & CORP. SEC. | NA | Control |
| RICH, TRACY LEON | I | EXEC. VP, GENERAL COUNSEL & CORP. SEC. | NA | Control |
| RICH, TRACY LEON | I | EXEC. VP, GENERAL COUNSEL & CORP. SEC. | NA | Control |
| RICH, TRACY LEON | I | EXEC. VP, GENERAL COUNSEL & CORP. SEC. | NA | Control |
| RICH, TRACY LEON | I | EXEC. VP, GENERAL COUNSEL & CORP. SEC. | NA | Control |
| SARGENT, JOSEPH DUDLEY | I | CHAIRMAN/DIRECTOR | NA | Control |
| SARGENT, JOSEPH DUDLEY | I | CHAIRMAN/DIRECTOR | NA | Control |
| SENKER, LINDA ELLEN | I | CHIEF COMPLIANCE OFFICER - BROKER DEALER | NA | Control |
| SENKER, LINDA ELLEN | I | CHIEF COMPLIANCE OFFICER - BROKER DEALER | NA | |
| SENKER, LINDA ELLEN | I | CHIEF COMPLIANCE OFFICER - BROKER DEALER | NA | |
| SENKER, LINDA ELLEN | I | CHIEF COMPLIANCE OFFICER - BROKER DEALER | NA | |
| SENKER, LINDA ELLEN | I | CHIEF COMPLIANCE OFFICER - BROKER DEALER | NA | Control |
| SENKER, LINDA ELLEN | I | CHIEF COMPLIANCE OFFICER - BROKER DEALER | NA | Control |
| SENKER, LINDA ELLEN | I | CHIEF COMPLIANCE OFFICER - BROKER DEALER | NA | Control |
| SHAINBERG, ANDREW MEAD | I | BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| SHAINBERG, ANDREW MEAD | I | BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| SHAINBERG, ANDREW MEAD | I | BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| SHAINBERG, ANDREW MEAD | I | BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| SHAINBERG, ANDREW MEAD | I | BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| SHAINBERG, ANDREW MEAD | I | BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| SHAINBERG, ANDREW MEAD | I | BROKER DEALER CHIEF COMPLIANCE OFFICER | NA | |
| SHALLOW, KURT JOSEPH | I | V.P., RISK PRODUCTS DISTRIBUTION | NA | Control |
| SKINNER, MARGARET W | I | PRESIDENT | NA | Control |
| SKINNER, MARGARET W | I | PRESIDENT | NA | Control |
| SKINNER, MARGARET W | I | PRESIDENT | NA | Control |
| SKINNER, MARGARET W | I | PRESIDENT | NA | Control |
| SKINNER, MARGARET W | I | PRESIDENT | NA | Control |
| SKINNER, MARGARET W | I | PRESIDENT | NA | Control |
| SKINNER, MARGARET W | I | PRESIDENT | NA | Control |
| SKINNER, MARGARET W | I | PRESIDENT | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORELL, THOMAS GEORGE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SR. VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SR. VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SR. VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SR. VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SR. VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SR. VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SR. VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SR. VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SR. VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SR. VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SR. VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SR. VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SENIOR VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | EXEC. V.P., BROKER DEALER | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | EXEC. V.P., BROKER DEALER | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SENIOR VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SENIOR VICE PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | LLC MANAGER | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | PRESIDENT | NA | Control |
| SULLIVAN, DONALD PAUL JR | I | SENIOR VICE PRESIDENT | NA | Control |
| WALTER, JOHN H. | I | SR. VP & CONTROLLER | NA | |
| WALTER, JOHN H. | I | SR. VP & CONTROLLER | NA | |
| WALTER, JOHN H. | I | SR. VP & CONTROLLER | NA | |
| WALTER, JOHN H. | I | SR. VP & CONTROLLER | NA | Control |
| WALTER, JOHN H. | I | SR. VP & CONTROLLER | NA | |
| WALTER, JOHN H. | I | SR. VP & CONTROLLER | NA | |
| WALTER, JOHN H. | I | SR. VP & CONTROLLER | NA | |
| WALTER, JOHN H. | I | SR. VP & CONTROLLER | NA | |
| WALTER, JOHN H. | I | SR. VP & CONTROLLER | NA | |
| WALTER, JOHN H. | I | SR. VP & CONTROLLER | NA | |
| WALTER, JOHN H. | I | SR. VP & CONTROLLER | NA | Control |
| WALTER, JOHN H. | I | SR. VP & CONTROLLER | NA | Control |
| WALTER, JOHN H. | I | SR. VP & CONTROLLER | NA | |
| WALTER, JOHN H. | I | SR. VP & CONTROLLER | NA | Control |
| WALTER, JOHN HAROLD | I | SR. VP & CONTROLLER | NA | Control |
| WALTER, JOHN HAROLD | I | SR. VP & CONTROLLER | NA | Control |
| WALTER, JOHN HAROLD | I | SR. VP & CONTROLLER | NA | Control |
| WALTER, JOHN HAROLD | I | SR. VP & CONTROLLER | NA | Control |
| WALTER, JOHN HAROLD | I | SR. VP & CONTROLLER | NA | Control |
| WALTER, JOHN HAROLD | I | SR. VP & CONTROLLER | NA | Control |
| WALTER, JOHN HAROLD | I | SR. VP & CONTROLLER | NA | Control |
| THE GUARDIAN INSURANCE & ANNUITY CO., INC. | DE | OWNER | E | Control |
| THE GUARDIAN INSURANCE & ANNUITY CO., INC. | DE | OWNER | E | Control |
| THE GUARDIAN INSURANCE & ANNUITY CO., INC. | DE | OWNER | E | Control |
| THE GUARDIAN INSURANCE & ANNUITY CO., INC. | DE | OWNER | E | Control |
| THE GUARDIAN INSURANCE & ANNUITY CO., INC. | DE | OWNER | E | Control |
| THE GUARDIAN INSURANCE & ANNUITY CO., INC. | DE | OWNER | E | Control |
| THE GUARDIAN INSURANCE & ANNUITY CO., INC. | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. | E | Control |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | DE | THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. | E | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (48)
AK AL AR AZ CA CO CT DC DE GA HI IA ID IL IN KS KY LA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
7 HANOVER SQUARENEW YORK, NY 10004
United States
Phone: 212-919-2517