STOCKCROSS FINANCIAL SERVICES, INC.
Legal name: STOCKCROSS FINANCIAL SERVICES
CRD #6670 SEC #801-69705 BEVERLY HILLS, CA 800-225-6196
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
51
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANTOSH, JAMES FRANK | I | ADVISOR | NA | |
| ANTOSH, JAMES FRANK | I | ADVISOR | NA | |
| ANTOSH, JAMES FRANK | I | ADVISOR | NA | |
| ANTOSH, JAMES FRANK | I | ADVISOR | NA | |
| ANTOSH, JAMES FRANK | I | ADVISOR | NA | |
| ANTOSH, JAMES FRANK | I | ADVISOR | NA | |
| DANTES, EDMOND LOUIS | I | EXEC VP; TREASURER; COO; DIRECTOR, ROSFP | NA | Control |
| DANTES, EDMOND LOUIS | I | EXEC VP; TREASURER; COO; DIRECTOR, ROSFP | NA | Control |
| DANTES, EDMOND LOUIS | I | EXEC VP; TREASURER; COO; DIRECTOR, ROSFP | NA | Control |
| DANTES, EDMOND LOUIS | I | EXEC VP; TREASURER; COO; DIRECTOR, | NA | Control |
| DANTES, EDMOND LOUIS | I | EXEC VP; TREASURER; COO; DIRECTOR, | NA | Control |
| DANTES, EDMOND LOUIS | I | EXEC VP; TREASURER; COO; DIRECTOR, | NA | Control |
| GEBBIA, DAVID JOSEPH | I | DIRECTOR, EVP | NA | Control |
| GEBBIA, DAVID JOSEPH | I | DIRECTOR, EVP | NA | Control |
| GEBBIA, DAVID JOSEPH | I | DIRECTOR, EVP | NA | Control |
| GEBBIA, DAVID JOSEPH | I | DIRECTOR, EVP | NA | Control |
| GEBBIA, DAVID JOSEPH | I | DIRECTOR, EVP | NA | Control |
| GEBBIA, DAVID JOSEPH | I | DIRECTOR, EVP | NA | Control |
| GEBBIA, JOHN MICHAEL | I | DIRECTOR | NA | Control |
| GEBBIA, JOHN MICHAEL | I | DIRECTOR | NA | Control |
| GEBBIA, JOHN MICHAEL | I | DIRECTOR | NA | Control |
| GEBBIA, JOHN MICHAEL | I | DIRECTOR | NA | Control |
| GEBBIA, JOHN MICHAEL | I | DIRECTOR | NA | Control |
| GEBBIA, JOHN MICHAEL | I | DIRECTOR | NA | Control |
| GEBBIA, RICHARD SAL | I | CEO, DIRECTOR | NA | Control |
| GEBBIA, RICHARD SAL | I | CEO, DIRECTOR | NA | Control |
| GEBBIA, RICHARD SAL | I | CEO, DIRECTOR | NA | Control |
| GEBBIA, RICHARD SAL | I | CEO, DIRECTOR | NA | Control |
| GEBBIA, RICHARD SAL | I | CEO, DIRECTOR | NA | Control |
| GEBBIA, RICHARD SAL | I | CEO, DIRECTOR | NA | Control |
| KAVEN, ELAINE MARIE | I | CHIEF COMPLIANCE OFFICER; EXECUTIVE VP; | NA | Control |
| KAVEN, ELAINE MARIE | I | CHIEF COMPLIANCE OFFICER; EXECUTIVE VP; | NA | Control |
| KAVEN, ELAINE MARIE | I | CHIEF COMPLIANCE OFFICER; EXECUTIVE VP; | NA | Control |
| KAVEN, ELAINE MARIE | I | CHIEF COMPLIANCE OFFICER; EXECUTIVE VP; | NA | Control |
| KAVEN, ELAINE MARIE | I | CHIEF COMPLIANCE OFFICER; EXECUTIVE VP; | NA | Control |
| KAVEN, ELAINE MARIE | I | CHIEF COMPLIANCE OFFICER; EXECUTIVE VP; | NA | Control |
| REICH, ANDREW HENRY | I | CFO; DIRECTOR | NA | Control |
| REICH, ANDREW HENRY | I | CFO; DIRECTOR | NA | Control |
| REICH, ANDREW HENRY | I | CFO; DIRECTOR | NA | Control |
| REICH, ANDREW HENRY | I | CFO; DIRECTOR | NA | Control |
| REICH, ANDREW HENRY | I | CFO; DIRECTOR | NA | Control |
| REICH, ANDREW HENRY | I | CFO; DIRECTOR | NA | Control |
| SCHEBECE, GREGORY CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHEBECE, GREGORY CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHEBECE, GREGORY CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHEBECE, GREGORY CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHEBECE, GREGORY CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHEBECE, GREGORY CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SHALER, MARK RANDALL | I | EXECUTIVE VICE PRESIDENT, TRADING MANAGER, ROSFP | NA | Control |
| SHALER, MARK RANDALL | I | EXECUTIVE VICE PRESIDENT, TRADING MANAGER, ROSFP | NA | Control |
| SHALER, MARK RANDALL | I | EXECUTIVE VICE PRESIDENT, TRADING MANAGER, ROSFP | NA | Control |
| SYMPSON, NANCY MILASNOVICH | I | PRESIDENT; CHIEF OPERATING OFFICER; DIRECTOR | NA | Control |
| SYMPSON, NANCY MILASNOVICH | I | PRESIDENT; CHIEF OPERATING OFFICER; DIRECTOR | NA | Control |
| SYMPSON, NANCY MILASNOVICH | I | PRESIDENT; CHIEF OPERATING OFFICER; DIRECTOR | NA | Control |
| SYMPSON, NANCY MILASNOVICH | I | PRESIDENT; CHIEF OPERATING OFFICER; DIRECTOR | NA | Control |
| SYMPSON, NANCY MILASNOVICH | I | PRESIDENT; CHIEF OPERATING OFFICER; DIRECTOR | NA | Control |
| SYMPSON, NANCY MILASNOVICH | I | PRESIDENT; CHIEF OPERATING OFFICER; DIRECTOR | NA | Control |
| GEBBIA HOLDING CO | DE | DIRECT OWNER | E | Control |
| GEBBIA HOLDING CO | DE | DIRECT OWNER | E | Control |
| GEBBIA HOLDING CO | DE | DIRECT OWNER | E | Control |
| GEBBIA HOLDING CO | DE | DIRECT OWNER | E | Control |
| GEBBIA HOLDING CO | DE | DIRECT OWNER | E | Control |
| GEBBIA HOLDING CO | DE | DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JOHN & GLORIA GEBBIA LIVING TRUST UAD 12/8/94 | DE | GEBBIA HOLDING CO. | E | Control |
| JOHN & GLORIA GEBBIA LIVING TRUST UAD 12/8/94 | DE | GEBBIA HOLDING CO. | E | Control |
| JOHN & GLORIA GEBBIA LIVING TRUST UAD 12/8/94 | DE | GEBBIA HOLDING CO. | E | Control |
| JOHN & GLORIA GEBBIA LIVING TRUST UAD 12/8/94 | DE | GEBBIA HOLDING CO. | E | Control |
| JOHN & GLORIA GEBBIA LIVING TRUST UAD 12/8/94 | DE | GEBBIA HOLDING CO. | E | Control |
| JOHN & GLORIA GEBBIA LIVING TRUST UAD 12/8/94 | DE | GEBBIA HOLDING CO. | E | Control |
| GEBBIA, GLORIA ESTELLE | I | JOHN & GLORIA GEBBIA LIVING TRUST | D | Control |
| GEBBIA, GLORIA ESTELLE | I | JOHN & GLORIA GEBBIA LIVING TRUST | D | Control |
| GEBBIA, GLORIA ESTELLE | I | JOHN & GLORIA GEBBIA LIVING TRUST | D | Control |
| GEBBIA, GLORIA ESTELLE | I | JOHN & GLORIA GEBBIA LIVING TRUST | D | Control |
| GEBBIA, GLORIA ESTELLE | I | JOHN & GLORIA GEBBIA LIVING TRUST | D | Control |
| GEBBIA, GLORIA ESTELLE | I | JOHN & GLORIA GEBBIA LIVING TRUST | D | Control |
| GEBBIA, JOHN JOSEPH SR | I | JOHN & GLORIA GEBBIA LIVING TRUST | D | Control |
| GEBBIA, JOHN JOSEPH SR | I | JOHN & GLORIA GEBBIA LIVING TRUST | D | Control |
| GEBBIA, JOHN JOSEPH SR | I | JOHN & GLORIA GEBBIA LIVING TRUST | D | Control |
| GEBBIA, JOHN JOSEPH SR | I | JOHN & GLORIA GEBBIA LIVING TRUST | D | Control |
| GEBBIA, JOHN JOSEPH SR | I | JOHN & GLORIA GEBBIA LIVING TRUST | D | Control |
| GEBBIA, JOHN JOSEPH SR | I | JOHN & GLORIA GEBBIA LIVING TRUST | D | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (5)
CA FL PA TX WA
Address
9464 WILSHIRE BLVDBEVERLY HILLS, CA 90212
United States
Phone: 800-225-6196