RAYMOND JAMES FINANCIAL SERVICES, INC.
Legal name: RAYMOND JAMES FINANCIAL SERVICES
CRD #6694 SEC #801-34205 ST. PETERSBURG, FL 727-567-1000
SEC Registered Broker-Dealer
Total AUM
$14.3B
Discretionary
$3.5B
Employees
--
Clients
--
Accounts
58,637
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Feb 20, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AVERITT, RICHARD GARLAND | I | CHAIRMAN & CEO | NA | Control |
| AVERITT, RICHARD GARLAND | I | CHAIRMAN & CEO | NA | Control |
| AVERITT, RICHARD GARLAND | I | CHAIRMAN & CEO | NA | Control |
| AVERITT, RICHARD GARLAND | I | CHAIRMAN & CEO | NA | Control |
| AVERITT, RICHARD GARLAND | I | CHAIRMAN & CEO | NA | Control |
| AVERITT, RICHARD GARLAND | I | CHAIRMAN & CEO | NA | Control |
| AVERITT, RICHARD GARLAND | I | CHAIRMAN & CEO | NA | Control |
| AVERITT, RICHARD GARLAND | I | CHAIRMAN & CEO | NA | Control |
| AVERITT, RICHARD GARLAND | I | NATIONAL SALES MANAGER | NA | Control |
| AVERITT, RICHARD GARLAND | I | CHAIRMAN & CEO | NA | Control |
| AVERITT, RICHARD GARLAND | I | CHAIRMAN & CEO | NA | Control |
| AVERITT, RICHARD GARLAND | I | NATIONAL SALES MANAGER | NA | Control |
| BOWMAN, JOHN WILLIAM | I | ASSISTANT VICE PRESIDENT | NA | |
| BOWMAN, JOHN WILLIAM | I | ASSISTANT VICE PRESIDENT | NA | |
| BOWMAN, JOHN WILLIAM | I | ASSISTANT VICE PRESIDENT | NA | |
| BOWMAN, JOHN WILLIAM | I | ASSISTANT VICE PRESIDENT | NA | |
| BOWMAN, JOHN WILLIAM | I | ASSISTANT VICE PRESIDENT | NA | |
| BOWMAN, JOHN WILLIAM | I | ASSISTANT VICE PRESIDENT | NA | |
| BOWMAN, JOHN WILLIAM | I | ASSISTANT VICE PRESIDENT | NA | |
| BOWMAN, JOHN WILLIAM | I | ASSISTANT VICE PRESIDENT | NA | |
| BOWMAN, JOHN WILLIAM | I | ASSISTANT VICE PRESIDENT | NA | |
| BOWMAN, JOHN WILLIAM | I | ASSISTANT VICE PRESIDENT | NA | |
| BOWMAN, JOHN WILLIAM | I | ASSISTANT VICE PRESIDENT | NA | |
| BOWMAN, JOHN WILLIAM | I | ASSISTANT VICE PRESIDENT | NA | |
| CHRISTIAN, CHARLIE KENT | I | DIRECTOR | NA | |
| CHRISTIAN, CHARLIE KENT | I | DIRECTOR | NA | |
| CHRISTIAN, CHARLIE KENT | I | DIRECTOR | NA | |
| CHRISTIAN, CHARLIE KENT | I | DIRECTOR | NA | |
| CHRISTIAN, CHARLIE KENT | I | DIRECTOR | NA | |
| DIGIROLAMO, MICHAEL JOHN | I | SENIOR VICE PRESIDENT | NA | |
| DIGIROLAMO, MICHAEL JOHN | I | SENIOR VICE PRESIDENT | NA | |
| DIGIROLAMO, MICHAEL JOHN | I | SENIOR VICE PRESIDENT | NA | |
| DIGIROLAMO, MICHAEL JOHN | I | SENIOR VICE PRESIDENT | NA | |
| DIGIROLAMO, MICHAEL JOHN | I | SENIOR VICE PRESIDENT | NA | |
| DIGIROLAMO, MICHAEL JOHN | I | SENIOR VICE PRESIDENT | NA | |
| DIGIROLAMO, MICHAEL JOHN | I | SENIOR VICE PRESIDENT | NA | |
| DIGIROLAMO, MICHAEL JOHN | I | SENIOR VICE PRESIDENT | NA | |
| DIGIROLAMO, MICHAEL JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIGIROLAMO, MICHAEL JOHN | I | SENIOR VICE PRESIDENT | NA | |
| DIGIROLAMO, MICHAEL JOHN | I | SENIOR VICE PRESIDENT | NA | |
| DIGIROLAMO, MICHAEL JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DISCIASCIO, DAVID ROBERT | I | SROP | NA | |
| DISCIASCIO, DAVID ROBERT | I | SROP | NA | |
| DISCIASCIO, DAVID ROBERT | I | SROP | NA | |
| DISCIASCIO, DAVID ROBERT | I | SROP | NA | |
| FRANZ, RICHARD BONAFIELD II | I | TREASURER; CHIEF FINANCIAL OFFICER | NA | |
| FRANZ, RICHARD BONAFIELD II | I | TREASURER; CHIEF FINANCIAL OFFICER | NA | |
| FRANZ, RICHARD BONAFIELD II | I | TREASURER; CHIEF FINANCIAL OFFICER | NA | |
| FRANZ, RICHARD BONAFIELD II | I | TREASURER; CHIEF FINANCIAL OFFICER | NA | |
| FRANZ, RICHARD BONAFIELD II | I | TREASURER; CHIEF FINANCIAL OFFICER | NA | |
| FRANZ, RICHARD BONAFIELD II | I | TREASURER; CHIEF FINANCIAL OFFICER | NA | |
| FRANZ, RICHARD BONAFIELD II | I | TREASURER; CHIEF FINANCIAL OFFICER | NA | |
| FRANZ, RICHARD BONAFIELD II | I | TREASURER; CHIEF FINANCIAL OFFICER | NA | |
| FRANZ, RICHARD BONAFIELD II | I | TREASURER; CHIEF FINANCIAL OFFICER | NA | |
| FRANZ, RICHARD BONAFIELD II | I | TREASURER | NA | |
| FULP, JAMES ALAN | I | DIRECTOR | NA | Control |
| FULP, JAMES ALAN | I | DIRECTOR | NA | Control |
| FULP, JAMES ALAN | I | DIRECTOR | NA | Control |
| FULP, JAMES ALAN | I | DIRECTOR | NA | Control |
| FULP, JAMES ALAN | I | DIRECTOR | NA | Control |
| FULP, JAMES ALAN | I | DIRECTOR | NA | Control |
| FULP, JAMES ALAN | I | DIRECTOR | NA | Control |
| FULP, JAMES ALAN | I | DIRECTOR | NA | Control |
| FULP, JAMES ALAN | I | DIRECTOR | NA | Control |
| FULP, JAMES ALAN | I | DIRECTOR | NA | Control |
| GREENE, MILTON ANTHONY | I | CHAIRMAN & DIRECTOR | NA | Control |
| GREENE, MILTON ANTHONY | I | CHAIRMAN & DIRECTOR | NA | Control |
| HAAS, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| HAAS, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| HAAS, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| HAAS, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| HAAS, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| HAAS, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| HAAS, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| HAAS, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| HAAS, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| HAAS, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| HAAS, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| HAAS, MARY ELIZABETH | I | CORPORATE SECRETARY | NA | |
| HELCK, CHESTER BEE | I | DIRECTOR | NA | |
| HELCK, CHESTER BEE | I | DIRECTOR | NA | |
| HELCK, CHESTER BEE | I | DIRECTOR | NA | |
| HELCK, CHESTER BEE | I | DIRECTOR | NA | |
| HELCK, CHESTER BEE | I | DIRECTOR | NA | |
| HELCK, CHESTER BEE | I | DIRECTOR | NA | |
| HELCK, CHESTER BEE | I | DIRECTOR | NA | |
| HELCK, CHESTER BEE | I | DIRECTOR | NA | |
| HELCK, CHESTER BEE | I | DIRECTOR | NA | |
| HELCK, CHESTER BEE | I | DIRECTOR | NA | |
| MATECKI, PAUL LOUIS | I | CHIEF LEGAL OFFICER | NA | Control |
| MATECKI, PAUL LOUIS | I | CHIEF LEGAL OFFICER | NA | Control |
| MATECKI, PAUL LOUIS | I | CHIEF LEGAL OFFICER | NA | Control |
| MATECKI, PAUL LOUIS | I | CHIEF LEGAL OFFICER | NA | Control |
| MATECKI, PAUL LOUIS | I | CHIEF LEGAL OFFICER | NA | Control |
| MATECKI, PAUL LOUIS | I | CHIEF LEGAL OFFICER | NA | Control |
| MATECKI, PAUL LOUIS | I | CHIEF LEGAL OFFICER | NA | Control |
| MATECKI, PAUL LOUIS | I | CHIEF LEGAL OFFICER | NA | Control |
| MATECKI, PAUL LOUIS | I | CHIEF LEGAL OFFICER | NA | Control |
| MATECKI, PAUL LOUIS | I | CHIEF LEGAL OFFICER | NA | Control |
| MATECKI, PAUL LOUIS | I | CHIEF LEGAL OFFICER | NA | Control |
| MATECKI, PAUL LOUIS | I | CHIEF LEGAL OFFICER | NA | Control |
| MCGOVERN, WILLIAM DAVID | I | DIRECTOR | NA | |
| MCGOVERN, WILLIAM DAVID | I | DIRECTOR | NA | |
| MCGOVERN, WILLIAM DAVID | I | DIRECTOR | NA | |
| MCGOVERN, WILLIAM DAVID | I | DIRECTOR | NA | |
| MCGOVERN, WILLIAM DAVID | I | DIRECTOR | NA | |
| MCGOVERN, WILLIAM DAVID | I | DIRECTOR | NA | |
| PEARSON, MICHAEL EUGENE | I | RIA CHIEF COMPLIANCE OFFICER | NA | |
| PEARSON, MICHAEL EUGENE | I | RIA CHIEF COMPLIANCE OFFICER | NA | |
| PEARSON, MICHAEL EUGENE | I | RIA CHIEF COMPLIANCE OFFICER | NA | |
| PEARSON, MICHAEL EUGENE | I | RIA CHIEF COMPLIANCE OFFICER | NA | |
| PEARSON, MICHAEL EUGENE | I | RIA CHIEF COMPLIANCE OFFICER | NA | |
| PEISNER, SCOTT DAVID | I | FIRST VICE PRESIDENT | NA | Control |
| PEISNER, SCOTT DAVID | I | FIRST VICE PRESIDENT | NA | Control |
| PEISNER, SCOTT DAVID | I | FIRST VICE PRESIDENT | NA | Control |
| PEISNER, SCOTT DAVID | I | FIRST VICE PRESIDENT | NA | Control |
| PEISNER, SCOTT DAVID | I | FIRST VICE PRESIDENT | NA | Control |
| PEISNER, SCOTT DAVID | I | FIRST VICE PRESIDENT | NA | Control |
| PEISNER, SCOTT DAVID | I | FIRST VICE PRESIDENT | NA | Control |
| PEISNER, SCOTT DAVID | I | FIRST VICE PRESIDENT | NA | Control |
| PEISNER, SCOTT DAVID | I | FIRST VICE PRESIDENT | NA | Control |
| PEISNER, SCOTT DAVID | I | FIRST VICE PRESIDENT | NA | Control |
| PUTNAM, JOHN STEPHEN | I | PRESIDENT | NA | Control |
| PUTNAM, JOHN STEPHEN | I | PRESIDENT | NA | Control |
| RUNKLE, DONALD KENNETH | I | CHIEF COMPLIANCE OFFICER/SROP | NA | Control |
| RUNKLE, DONALD KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUNKLE, DONALD KENNETH | I | CHIEF COMPLIANCE OFFICER/SROP | NA | Control |
| RUNKLE, DONALD KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUNKLE, DONALD KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUNKLE, DONALD KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUNKLE, DONALD KENNETH | I | CHIEF COMPLIANCE OFFICER/SROP | NA | Control |
| RUNKLE, DONALD KENNETH | I | CHIEF COMPLIANCE OFFICER/SROP | NA | Control |
| RUNKLE, DONALD KENNETH | I | VICE PRESIDENT | NA | |
| RUNKLE, DONALD KENNETH | I | CHIEF COMPLIANCE OFFICER/SROP | NA | Control |
| RUNKLE, DONALD KENNETH | I | CHIEF COMPLIANCE OFFICER/SROP/CROP | NA | Control |
| RUNKLE, DONALD KENNETH | I | VICE PRESIDENT | NA | |
| THACKERAY, JASON SCOTT | I | ASSOCIATE COMPLIANCE DIRECTOR/CROP | NA | |
| THACKERAY, JASON SCOTT | I | ASSOCIATE COMPLIANCE DIRECTOR/CROP- RIA CHIEF COMPLIANCE OFFICER | NA | |
| THACKERAY, JASON SCOTT | I | ASSOCIATE COMPLIANCE DIRECTOR/CROP | NA | |
| THACKERAY, JASON SCOTT | I | ASSOCIATE COMPLIANCE DIRECTOR/CROP | NA | |
| THACKERAY, JASON SCOTT | I | ASSOCIATE COMPLIANCE DIRECTOR/CROP- RIA CHIEF COMPLIANCE OFFICER | NA | |
| THACKERAY, JASON SCOTT | I | ASSOCIATE COMPLIANCE DIRECTOR/CROP- RIA CHIEF COMPLIANCE OFFICER | NA | |
| THACKERAY, JASON SCOTT | I | ASSOCIATE COMPLIANCE DIRECTOR/CROP | NA | |
| THACKERAY, JASON SCOTT | I | ASSOCIATE COMPLIANCE DIRECTOR/CROP | NA | |
| THACKERAY, JASON SCOTT | I | ASSOCIATE COMPLIANCE DIRECTOR/CROP | NA | |
| TREMAINE, THOMAS ROBERT | I | DIRECTOR | NA | |
| TREMAINE, THOMAS ROBERT | I | DIRECTOR | NA | |
| TREMAINE, THOMAS ROBERT | I | DIRECTOR | NA | |
| TREMAINE, THOMAS ROBERT | I | DIRECTOR | NA | |
| TREMAINE, THOMAS ROBERT | I | DIRECTOR | NA | |
| TREMAINE, THOMAS ROBERT | I | DIRECTOR | NA | |
| TREMAINE, THOMAS ROBERT | I | DIRECTOR | NA | |
| TREMAINE, THOMAS ROBERT | I | DIRECTOR | NA | |
| TREMAINE, THOMAS ROBERT | I | DIRECTOR | NA | |
| TREMAINE, THOMAS ROBERT | I | DIRECTOR | NA | |
| ZANK, DENNIS WILLIAM | I | DIRECTOR & TREASURER | NA | |
| ZANK, DENNIS WILLIAM | I | DIRECTOR & TREASURER | NA | |
| RAYMOND JAMES FINANCIAL, INC. | DE | CORPORATION | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | CORPORATION | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | CORPORATION | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | CORPORATION | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | CORPORATION | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | CORPORATION | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | CORPORATION | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | CORPORATION | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | CORPORATION | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | CORPORATION | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | CORPORATION | E | Control |
| RAYMOND JAMES FINANCIAL, INC. | DE | CORPORATION | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JAMES, THOMAS ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
| JAMES, THOMAS ALAN | I | RAYMOND JAMES FINANCIAL, INC. | C | Control |
Registrations
Federal
IA
Feb 20, 2007 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
880 CARILLON PKWYST. PETERSBURG, FL 33716
USA
Phone: 727-567-1000