FELTL & COMPANY
Legal name: FELTL AND COMPANY
CRD #6905 SEC #801-68779 MINNEAPOLIS, MN 612-492-8800
SEC Registered Broker-Dealer
Total AUM
$93.8M
Discretionary
$0
Employees
51
Clients
0
Accounts
469
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EDWARDS, MITCHELL JAY | I | CHIEF COMPLIANCE OFFICER, CORP SECRETARY | NA | Control |
| EDWARDS, MITCHELL JAY | I | CHIEF COMPLIANCE OFFICER, CORP SECRETARY | NA | Control |
| EDWARDS, MITCHELL JAY | I | CHIEF COMPLIANCE OFFICER, CORP SECRETARY, CROP | NA | Control |
| EDWARDS, MITCHELL JAY | I | CHIEF COMPLIANCE OFFICER, CORP SECRETARY | NA | Control |
| FELTL, MARY JOANNE | I | PRESIDENT | NA | Control |
| FELTL, MARY JOANNE | I | PRESIDENT | NA | Control |
| FELTL, MARY JOANNE | I | PRESIDENT | NA | Control |
| SCHIERMAN, MICHAEL BERNARD | I | CFO, TRUSTEE OF MARY JOANNE FELTL IRREVOCABLE JCF TRUST | NA | Control |
| SCHIERMAN, MICHAEL BERNARD | I | CFO, TRUSTEE OF MARY JOANNE FELTL IRREVOCABLE JCF TRUST | NA | Control |
| SCHIERMAN, MICHAEL BERNARD | I | CFO & SROP | NA | Control |
| SCHIERMAN, MICHAEL BERNARD | I | CFO, TRUSTEE OF MARY JOANNE FELTL IRREVOCABLE JCF TRUST | NA | Control |
| FELTL, JOHN CHRISTOPHER | I | CEO | D | Control |
| FELTL, JOHN CHRISTOPHER | I | CEO | D | Control |
| FELTL, JOHN CHRISTOPHER | I | CEO | D | Control |
| FELTL, MARY JOANNE | I | PRESIDENT | D | Control |
| FELTL, JOHN CHRISTOPHER | I | CEO & DIRECTOR OF CAPITAL MARKETS | C | Control |
| MARY JOANNE FELTL IRREVOCABLE JCF TRUST | DE | SHAREHOLDER | C | Control |
| MARY JOANNE FELTL IRREVOCABLE JCF TRUST | DE | SHAREHOLDER | C | Control |
| MARY JOANNE FELTL IRREVOCABLE JCF TRUST | DE | SHAREHOLDER | C | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (25)
AZ CA CO CT FL GA IA IL IN MA MN NC NE NV NY OH OR PA RI SC SD TN TX VA WI
Address
800 LASALLE AVENUESUITE 2100
MINNEAPOLIS, MN 55402
United States
Phone: 612-492-8800